DaveManuel.com · Institutional Ownership · Who Owns It
NUVEEN ESG DIVIDEND ETF (NUDV)
Institutional ownership reported to the SEC as of Q2 2026, across 21 quarters.
28
Reporting holders
$26.5M
Reported value
0.0%
Calls
0.0%
Puts
+4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | $7.2M | 220,590 | 0.01% | 7q | +109.6%+$3.8M |
| CGC Financial Services, LLC | $6.4M | 195,298 | 1.43% | 5q | -1.6%-$102.5K |
| Bond & Devick Financial Network, Inc. | $6.2M | 191,772 | 1.54% | 8q | +4.4%+$263.4K |
| CITADEL ADVISORS LLC | $1.4M | 42,736 | 0.00% | new | NEW |
| Diversified Enterprises, LLC | $1.2M | 36,187 | 0.06% | 7q | HELD |
| GOLDMAN SACHS GROUP INC | $1.0M | 31,079 | 0.00% | 2q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $673.5K | 20,690 | 0.00% | 14q | +8.0%+$49.8K |
| NATURAL INVESTMENTS, LLC | $395.0K | 14,302 | 0.09% | 3q | HELD |
| True Link Financial Advisors, LLC | $377.8K | 11,606 | 0.02% | 6q | -0.9%-$3.3K |
| Prism Advisors, Inc. | $268.0K | 8,233 | 0.07% | 5q | HELD |
| &PARTNERS | $250.5K | 7,697 | 0.00% | 4q | HELD |
| NewEdge Advisors, LLC | $236.9K | 7,279 | 0.00% | new | NEW |
| NerdWallet Wealth Partners, LLC | $230.9K | 7,094 | 0.08% | new | NEW |
| Montis Financial, LLC | $204.7K | 6,290 | 0.04% | new | NEW |
| BLUELINE ADVISORS LLC | $103.7K | 3,187 | 0.07% | 3q | HELD |
| Quaker Wealth Management, LLC | $94.7K | 2,910 | 0.03% | 6q | HELD |
| OSAIC HOLDINGS, INC. | $84.2K | 2,587 | 0.00% | 17q | +39.9%+$24.0K |
| GoalVest Advisory LLC | $48.7K | 1,496 | 0.01% | 13q | HELD |
| Addison Advisors LLC | $45.9K | 1,410 | 0.02% | 17q | -46.1%-$39.2K |
| Arax Advisory Partners | $23.5K | 723 | 0.00% | new | NEW |
| Financial Perspectives, Inc | $21.0K | 644 | 0.01% | 2q | HELD |
| Aptus Capital Advisors, LLC | $18.3K | 563 | 0.00% | 8q | HELD |
| AMERIFLEX GROUP, INC. | $15.9K | 487 | 0.01% | new | NEW |
| Allworth Financial LP | $3.8K | 116 | 0.00% | 8q | HELD |
| UBS Group AG | $1.6K | 49 | 0.00% | new | NEW |
| VANGUARD ADVISERS INC | $326 | 10 | 0.00% | 2q | HELD |
| TD Waterhouse Canada Inc. | $98 | 3 | 0.00% | new | NEW |
| MORGAN STANLEY | $67 | 2 | 0.00% | 6q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 11 | $16.3M | 509,482 | 3 | 2 | 1 | 0.0% |
| Q2 2026 | 28 | $26.5M | 815,040 | 8 | 4 | 3 | 0.0% |
| Q1 2026 | 24 | $21.8M | 710,494 | 3 | 9 | 5 | 0.0% |
| Q4 2025 | 24 | $20.4M | 684,234 | 5 | 10 | 4 | 0.0% |
| Q3 2025 | 20 | $18.6M | 639,783 | 2 | 8 | 4 | 0.0% |
| Q2 2025 | 21 | $18.1M | 638,745 | 3 | 7 | 3 | 0.0% |
| Q1 2025 | 19 | $10.2M | 363,266 | 7 | 4 | 3 | 0.8% |
| Q4 2024 | 13 | $3.9M | 136,717 | 4 | 2 | 2 | 0.0% |
| Q3 2024 | 11 | $4.0M | 135,774 | 6 | 2 | 2 | 0.0% |
| Q2 2024 | 7 | $2.3M | 84,577 | 1 | 2 | 4 | 0.0% |
| Q1 2024 | 9 | $3.2M | 118,346 | 1 | 2 | 3 | 0.0% |
| Q4 2023 | 12 | $8.5M | 330,953 | 3 | 3 | 1 | 0.0% |
| Q3 2023 | 9 | $7.9M | 339,246 | 2 | 4 | 1 | 0.0% |
| Q2 2023 | 9 | $6.3M | 262,367 | 4 | 1 | 0 | 0.0% |
| Q1 2023 | 8 | $6.2M | 259,977 | 2 | 1 | 1 | 0.0% |
| Q4 2022 | 8 | $6.4M | 267,751 | 3 | 0 | 2 | 0.0% |
| Q3 2022 | 5 | $5.3M | 249,268 | 1 | 1 | 1 | 0.0% |
| Q2 2022 | 5 | $4.9M | 212,068 | 4 | 0 | 0 | 0.0% |
| Q1 2022 | 2 | $5.6M | 216,986 | 1 | 0 | 0 | 0.0% |
| Q4 2021 | 2 | $5.1M | 190,620 | 1 | 0 | 0 | 0.0% |
| Q3 2021 | 2 | $4.8M | 197,898 | 2 | 0 | 0 | 0.0% |