NUVATION BIO INC (NUVB)
Institutional ownership reported to the SEC as of Q2 2026, across 23 quarters.
Institutions report 233,387,004 shares against 351,123,233 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| FMR LLC | $296.7M | 52,230,295 | 0.01% | 22q | HELD |
| BlackRock, Inc. | $156.9M | 27,630,837 | 0.00% | 8q | +10.1%+$14.4M |
| Decheng Capital LLC | $147.4M | 25,954,439 | 20.15% | 9q | HELD |
| VANGUARD CAPITAL MANAGEMENT LLC | $67.7M | 11,919,514 | 0.00% | 2q | +2.5%+$1.7M |
| Omega Fund Management, LLC | $45.9M | 8,081,089 | 24.72% | 22q | HELD |
| Laurion Capital Management LP | $44.4M | 7,820,013 | 1.14% | 9q | HELD |
| UBS Group AG | $42.6M incl. $36.2M options CALL | 1,116,881 | 0.01% | 14q | -18.7%-$9.8M |
| STATE STREET CORP | $41.9M | 7,370,794 | 0.00% | 22q | +8.6%+$3.3M |
| GEODE CAPITAL MANAGEMENT, LLC | $35.5M | 6,244,805 | 0.00% | 22q | +6.5%+$2.2M |
| Duquesne Family Office LLC | $25.8M | 4,539,800 | 0.49% | 2q | HELD |
| AMERICAN CENTURY COMPANIES INC | $25.6M | 4,499,643 | 0.01% | 10q | +55.3%+$9.1M |
| BANK OF AMERICA CORP /DE/ | $20.0M | 3,529,748 | 0.00% | 21q | +9.6%+$1.8M |
| TANG CAPITAL MANAGEMENT LLC | $18.7M | 3,299,557 | 0.85% | 11q | +4.8%+$852.0K |
| Redmile Group, LLC | $17.2M | 3,031,009 | 1.16% | 22q | -3.9%-$694.4K |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $15.3M | 2,688,666 | 0.00% | 2q | +18.2%+$2.3M |
| AQR CAPITAL MANAGEMENT LLC | $13.4M | 2,356,429 | 0.00% | 10q | +18.1%+$2.0M |
| NORTHERN TRUST CORP | $13.2M | 2,321,873 | 0.00% | 22q | +15.9%+$1.8M |
| ALGERT GLOBAL LLC | $12.9M | 2,277,358 | 0.15% | 3q | +23.6%+$2.5M |
| HRT FINANCIAL LP | $12.5M | 2,207,779 | 0.02% | new | NEW |
| CITADEL ADVISORS LLC | $12.0M incl. $753.7K options CALL+PUT | 1,988,330 | 0.00% | 22q | -3.7%-$467.0K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $11.7M | 2,058,870 | 0.00% | 22q | +3.3%+$377.3K |
| DIMENSIONAL FUND ADVISORS LP | $11.6M | 2,047,876 | 0.00% | 17q | HELD |
| ARMISTICE CAPITAL, LLC | $11.4M | 2,000,000 | 0.14% | 5q | +15.2%+$1.5M |
| GOLDMAN SACHS GROUP INC | $10.8M | 1,904,686 | 0.00% | 22q | -1.3%-$143.5K |
| VANGUARD FIDUCIARY TRUST CO | $10.1M | 1,776,554 | 0.00% | 2q | +11.6%+$1.0M |
| Connor, Clark & Lunn Investment Management Ltd. | $10.0M | 1,756,820 | 0.02% | 3q | +45.5%+$3.1M |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $9.2M | 1,621,686 | 0.00% | 4q | +12.7%+$1.0M |
| Knoll Capital Management, LLC | $9.1M | 1,598,591 | 4.24% | 6q | +6.7%+$568.0K |
| MORGAN STANLEY | $8.3M | 1,457,333 | 0.00% | 22q | -22.1%-$2.4M |
| Jump Financial, LLC | $7.7M | 1,358,411 | 0.06% | 3q | +417.4%+$6.2M |
| RENAISSANCE TECHNOLOGIES LLC | $7.6M | 1,345,995 | 0.01% | 2q | +140.7%+$4.5M |
| FIRST TRUST ADVISORS LP | $7.4M | 1,302,337 | 0.00% | new | NEW |
| ABRAMS CAPITAL MANAGEMENT, L.P. | $7.2M | 1,270,504 | 0.13% | 22q | HELD |
| TWO SIGMA INVESTMENTS, LP | $7.1M | 1,248,409 | 0.01% | 18q | -53.5%-$8.2M |
| NewEdge Advisors, LLC | $7.0M | 1,231,733 | 0.02% | 3q | +19.5%+$1.1M |
| D. E. Shaw & Co., Inc. | $6.5M | 1,140,000 | 0.00% | 3q | +190.1%+$4.2M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $6.4M incl. $1.2M options CALL+PUT | 914,779 | 0.00% | 9q | +537.0%+$5.4M |
| Nuveen, LLC | $6.2M | 1,083,628 | 0.00% | 6q | +110.8%+$3.2M |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | $5.8M | 1,021,526 | 0.04% | 2q | +41.0%+$1.7M |
| Woodline Partners LP | $5.5M | 975,532 | 0.02% | 4q | +1.6%+$85.9K |
| WELLINGTON MANAGEMENT GROUP LLP | $4.1M | 715,781 | 0.00% | 9q | +6.5%+$247.9K |
| ESSEX INVESTMENT MANAGEMENT CO LLC | $3.8M | 671,041 | 0.50% | new | NEW |
| Bank of New York Mellon Corp | $3.8M | 669,687 | 0.00% | 22q | -2.0%-$78.4K |
| Beacon Pointe Advisors, LLC | $3.6M | 632,251 | 0.02% | 7q | -1.8%-$65.2K |
| Invesco Ltd. | $3.3M | 587,392 | 0.00% | 21q | +34.2%+$849.6K |
| GROUP ONE TRADING LLC | $3.1M incl. $2.0M options CALL+PUT | 197,470 | 0.00% | 6q | +177.8%+$2.0M |
| JACOBS LEVY EQUITY MANAGEMENT, INC | $3.0M | 534,759 | 0.01% | new | NEW |
| ACT CAPITAL MANAGEMENT, LLC | $3.0M | 520,000 | 1.93% | 3q | +79.3%+$1.3M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $2.9M | 509,871 | 0.00% | 9q | HELD |
| JPMORGAN CHASE & CO | $2.9M | 515,696 | 0.00% | 21q | -4.4%-$131.6K |
| Swiss National Bank | $2.8M | 486,800 | 0.00% | 9q | +11.3%+$280.6K |
| Trexquant Investment LP | $2.8M | 485,058 | 0.02% | 3q | +2149.9%+$2.6M |
| Russell Investments Group, Ltd. | $2.8M | 484,428 | 0.00% | 14q | +82.3%+$1.2M |
| Hennion & Walsh Asset Management, Inc. | $2.5M | 446,685 | 0.07% | 5q | -0.9%-$22.2K |
| STATE OF WISCONSIN INVESTMENT BOARD | $2.5M | 437,422 | 0.01% | 9q | +15.7%+$336.6K |
| Corient Private Wealth LP | $2.5M | 434,873 | 0.00% | 3q | +26.4%+$515.2K |
| Man Group plc | $2.3M | 410,584 | 0.00% | 2q | -35.1%-$1.3M |
| Castle Hook Partners LP | $2.3M | 409,986 | 0.01% | new | NEW |
| XTX Topco Ltd | $2.3M | 400,887 | 0.03% | 8q | +74.2%+$970.0K |
| Tidal Investments LLC | $2.2M | 395,313 | 0.00% | 2q | +0.7%+$14.5K |
| Tema ETFs LLC | $2.2M | 395,313 | 0.07% | 5q | +0.7%+$14.5K |
| MILLENNIUM MANAGEMENT LLC | $2.1M | 372,858 | 0.00% | 17q | -66.8%-$4.3M |
| Ishara Investments LP | $2.1M | 369,000 | 1.54% | new | NEW |
| PRICE T ROWE ASSOCIATES INC /MD/ | $2.1M | 363,767 | 0.00% | 21q | +19.8%+$341.7K |
| ALPS ADVISORS INC | $2.0M | 351,995 | 0.01% | 7q | +24.8%+$396.7K |
| WELLS FARGO & COMPANY/MN | $1.9M | 331,079 | 0.00% | 14q | +74.3%+$801.8K |
| Palo Alto Investors LP | $1.9M | 326,609 | 0.26% | 10q | -35.8%-$1.0M |
| RHUMBLINE ADVISERS | $1.8M | 316,566 | 0.00% | 21q | +4.2%+$72.1K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $1.7M | 296,232 | 0.00% | 21q | -2.5%-$42.9K |
| Intellectus Partners, LLC | $1.7M | 293,417 | 0.29% | 22q | +1.0%+$17.0K |
| Qube Research & Technologies Ltd | $1.6M | 287,221 | 0.00% | 3q | -85.9%-$10.0M |
| DEUTSCHE BANK AG\ | $1.5M | 269,620 | 0.00% | 21q | +26.7%+$323.0K |
| Quantinno Capital Management LP | $1.4M | 239,521 | 0.00% | 3q | +72.0%+$569.5K |
| Virtus Investment Advisers, LLC | $1.3M | 236,358 | 0.31% | 6q | +136.0%+$773.7K |
| IEQ CAPITAL, LLC | $1.3M | 235,185 | 0.01% | 7q | +0.8%+$10.4K |
| BARCLAYS PLC | $1.3M | 231,794 | 0.00% | 18q | +102.5%+$666.3K |
| Legato Capital Management LLC | $1.3M | 228,193 | 0.11% | new | NEW |
| Balyasny Asset Management L.P. | $1.2M | 217,124 | 0.00% | 2q | +247.3%+$878.1K |
| CITIGROUP INC | $1.2M | 213,825 | 0.00% | 21q | -32.3%-$579.1K |
| ALLIANCEBERNSTEIN L.P. | $1.2M | 269,203 | 0.00% | 21q | +13.3%+$136.0K |
| GSA CAPITAL PARTNERS LLP | $1.1M | 201,412 | 0.07% | 8q | -59.4%-$1.7M |
| Legal & General Group Plc | $1.1M | 192,435 | 0.00% | 21q | +10.5%+$103.7K |
| VANGUARD ASSET MANAGEMENT, Ltd | $1.0M | 183,438 | 0.00% | 2q | +27.8%+$226.4K |
| AMI ASSET MANAGEMENT CORP | $1.0M | 183,251 | 0.06% | 3q | -4.8%-$52.1K |
| Gotham Asset Management, LLC | $1.0M | 182,152 | 0.00% | new | NEW |
| QVT Financial LP | $970.1K | 170,794 | 0.06% | new | NEW |
| Odyssean, LLC | $954.3K | 168,009 | 0.16% | 3q | +166.3%+$595.9K |
| Shay Capital LLC | $937.2K | 165,000 | 0.06% | 2q | -5.7%-$57.1K |
| Squarepoint Ops LLC | $932.7K | 164,211 | 0.00% | 2q | +31.4%+$223.0K |
| SEI INVESTMENTS CO | $866.9K | 152,628 | 0.00% | 4q | +253.3%+$621.5K |
| MetLife Investment Management, LLC | $841.2K | 148,096 | 0.00% | 21q | +15.8%+$114.6K |
| JANE STREET GROUP, LLC | $833.8K CALL+PUT | options only | 0.00% | 5q | OPTIONS |
| KORNITZER CAPITAL MANAGEMENT INC /KS | $812.5K | 143,051 | 0.02% | 2q | -3.3%-$27.4K |
| HSBC HOLDINGS PLC | $797.3K | 138,046 | 0.00% | 2q | +481.9%+$660.3K |
| WEXFORD CAPITAL LP | $771.9K | 135,889 | 0.10% | 15q | +12.4%+$85.2K |
| Aquatic Capital Management LLC | $759.9K | 133,779 | 0.03% | 2q | +12.2%+$82.5K |
| Vanguard Global Advisers, LLC | $759.0K | 133,622 | 0.00% | 2q | +8.5%+$59.4K |
| Meridian Wealth Management, LLC | $751.2K | 132,256 | 0.02% | 9q | -0.6%-$4.6K |
| Handelsbanken Fonder AB | $732.0K | 128,900 | 0.00% | new | NEW |
| FRANKLIN RESOURCES INC | $715.8K | 126,026 | 0.00% | 5q | +6.3%+$42.2K |
Showing the largest 100 of 245 reported holders.
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-23 | Markel Stacy | CHIEF PEOPLE OFFICER | Sold | 125,000 | $753.2K |
| 2026-08-19 | Hattersley Gary | CHIEF SCIENTIFIC OFFICER | Sold | 100,000 | $709.2K |
| 2026-06-23 | Wentworth Kerry | CHIEF REGULATORY OFFICER | Sold | 63,000 | $379.2K |
| 2026-06-23 | Sauvage Philippe | Chief Financial Officer | Sold | 47,668 | $286.4K |
| 2026-06-09 | Mashal Robert | Director | Bought | 25,000 | $118.3K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 38 | $17.5M | 3,143,012 | 5 | 12 | 7 | 0.0% |
| Q2 2026 | 245 | $1.4B | 233,387,004 | 41 | 107 | 47 | 3.0% |
| Q1 2026 | 233 | $956.3M | 220,616,820 | 41 | 85 | 57 | 0.9% |
| Q4 2025 | 225 | $1.9B | 211,612,695 | 47 | 67 | 70 | 2.4% |
| Q3 2025 | 203 | $831.8M | 221,214,205 | 38 | 82 | 48 | 1.4% |
| Q2 2025 | 182 | $445.6M | 224,969,748 | 44 | 79 | 30 | 1.3% |
| Q1 2025 | 159 | $365.9M | 207,386,520 | 24 | 52 | 49 | 0.2% |
| Q4 2024 | 159 | $527.0M | 197,771,258 | 22 | 63 | 35 | 0.2% |
| Q3 2024 | 153 | $430.2M | 187,580,013 | 25 | 58 | 34 | 0.1% |
| Q2 2024 | 148 | $447.3M | 153,135,841 | 42 | 43 | 37 | 0.0% |
| Q1 2024 | 123 | $499.1M | 137,043,851 | 25 | 39 | 37 | 0.0% |
| Q4 2023 | 115 | $204.1M | 135,157,930 | 13 | 40 | 31 | 0.0% |
| Q3 2023 | 124 | $183.6M | 136,902,295 | 13 | 42 | 31 | 0.1% |
| Q2 2023 | 122 | $250.2M | 139,011,723 | 13 | 38 | 37 | 0.0% |
| Q1 2023 | 127 | $282.6M | 170,224,295 | 17 | 44 | 38 | 0.0% |
| Q4 2022 | 123 | $267.9M | 139,543,160 | 22 | 43 | 32 | 0.0% |
| Q3 2022 | 112 | $333.5M | 148,877,699 | 17 | 38 | 25 | 0.0% |
| Q2 2022 | 113 | $526.7M | 162,547,254 | 19 | 26 | 41 | 0.0% |
| Q1 2022 | 113 | $893.3M | 169,902,941 | 18 | 34 | 31 | 0.0% |
| Q4 2021 | 104 | $1.7B | 200,875,285 | 15 | 45 | 25 | 0.0% |
| Q3 2021 | 96 | $1.7B | 170,478,645 | 15 | 36 | 21 | 0.0% |
| Q2 2021 | 96 | $1.5B | 163,914,992 | 50 | 23 | 15 | 0.1% |
| Q1 2021 | 72 | $1.5B | 145,559,447 | 72 | 0 | 0 | 0.0% |
