DaveManuel.com · Institutional Ownership · Who Owns It
NOVAVAX INC (NVAX)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
273
Reporting holders
$1.2B
Reported value
71.2%
Of shares outstanding
4.5%
Calls
5.5%
Puts
+8
Holder change
Institutions report 117,404,921 shares against 164,945,726 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SHAH CAPITAL MANAGEMENT | $133.4M | 14,165,577 | 25.36% | 15q | -4.6%-$6.4M |
| BlackRock, Inc. | $131.4M | 13,946,881 | 0.00% | 8q | +8.6%+$10.4M |
| STATE STREET CORP | $110.6M | 11,740,550 | 0.00% | 29q | +30.9%+$26.1M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $71.7M | 7,607,996 | 0.00% | 2q | +6.4%+$4.3M |
| VANGUARD CAPITAL MANAGEMENT LLC | $68.4M | 7,257,449 | 0.00% | 2q | +1.8%+$1.2M |
| Sanofi | $64.8M | 6,880,481 | 12.14% | 7q | HELD |
| D. E. Shaw & Co., Inc. | $56.8M incl. $3.6M options CALL+PUT | 5,650,905 | 0.03% | 28q | -26.7%-$20.7M |
| GEODE CAPITAL MANAGEMENT, LLC | $39.6M | 4,207,370 | 0.00% | 29q | +7.9%+$2.9M |
| TWO SIGMA INVESTMENTS, LP | $38.5M | 4,091,043 | 0.03% | 9q | +565.4%+$32.7M |
| COATUE MANAGEMENT LLC | $36.1M | 3,836,986 | 0.07% | 2q | HELD |
| CITADEL ADVISORS LLC | $35.9M incl. $19.9M options CALL+PUT | 1,695,313 | 0.00% | 29q | +50.9%+$12.1M |
| BANK OF AMERICA CORP /DE/ | $32.2M | 3,416,235 | 0.00% | 29q | -48.5%-$30.3M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $31.9M incl. $27.2M options CALL+PUT | 506,083 | 0.00% | 29q | -39.4%-$20.8M |
| GOLDMAN SACHS GROUP INC | $31.9M incl. $3.5M options CALL+PUT | 3,007,756 | 0.00% | 29q | +113.4%+$16.9M |
| UBS Group AG | $21.1M incl. $3.5M options CALL | 1,869,659 | 0.00% | 29q | -58.2%-$29.4M |
| Graham Capital Management, L.P. | $19.7M incl. $19.7M options PUT | 9,221 | 0.36% | 15q | -52.3%-$21.7M |
| MILLENNIUM MANAGEMENT LLC | $16.9M incl. $211.9K options CALL | 1,768,163 | 0.01% | 29q | -54.1%-$19.9M |
| Allianz Asset Management GmbH | $14.9M | 1,579,200 | 0.01% | 5q | -15.1%-$2.6M |
| NORTHERN TRUST CORP | $13.6M | 1,448,108 | 0.00% | 29q | -4.1%-$576.7K |
| GROUP ONE TRADING LLC | $13.4M incl. $10.8M options CALL+PUT | 283,821 | 0.02% | 29q | -17.0%-$2.8M |
| TSP Capital Management Group, LLC | $13.4M | 1,419,365 | 3.20% | 27q | +2.1%+$271.3K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $12.7M | 1,346,607 | 0.00% | 29q | -2.0%-$253.4K |
| VANGUARD FIDUCIARY TRUST CO | $10.2M | 1,085,100 | 0.00% | 2q | -2.0%-$208.1K |
| JUPITER ASSET MANAGEMENT LTD | $10.1M | 1,070,232 | 0.05% | new | NEW |
| CITIGROUP INC | $9.6M incl. $4.8M options CALL+PUT | 513,201 | 0.00% | 29q | +1156.2%+$8.8M |
| AQR CAPITAL MANAGEMENT LLC | $8.5M | 902,650 | 0.00% | 8q | +705.5%+$7.4M |
| Bank of New York Mellon Corp | $8.0M | 849,718 | 0.00% | 29q | +8.8%+$649.2K |
| Point72 Asset Management, L.P. | $7.2M incl. $942.0K options CALL | 664,286 | 0.01% | 14q | -56.2%-$9.3M |
| IMC-Chicago, LLC | $7.2M CALL+PUT | options only | 0.00% | 19q | OPTIONS |
| FEDERATED HERMES, INC. | $6.6M | 703,006 | 0.01% | 4q | +14690.8%+$6.6M |
| MARSHALL WACE, LLP | $6.2M incl. $942 options PUT | 652,773 | 0.00% | 4q | -44.0%-$4.8M |
| FMR LLC | $5.7M | 608,904 | 0.00% | 25q | +21.6%+$1.0M |
| Monaco Asset Management SAM | $5.4M | 577,464 | 0.43% | 13q | -17.2%-$1.1M |
| TUDOR INVESTMENT CORP ET AL | $5.3M incl. $4.1M options CALL | 125,468 | 0.01% | 2q | -2.6%-$143.2K |
| Edgestream Partners, L.P. | $5.3M | 559,796 | 0.16% | 2q | +7.6%+$373.6K |
| RENAISSANCE TECHNOLOGIES LLC | $4.7M | 501,783 | 0.01% | 2q | +0.9%+$41.4K |
| SIMPLEX TRADING, LLC | $4.5M CALL+PUT | options only | 0.00% | 29q | OPTIONS |
| MORGAN STANLEY | $4.4M | 466,456 | 0.00% | 29q | -18.5%-$994.5K |
| Trexquant Investment LP | $4.3M | 461,742 | 0.03% | new | NEW |
| JANE STREET GROUP, LLC | $4.1M incl. $3.9M options CALL+PUT | 19,663 | 0.00% | 26q | -69.4%-$9.2M |
| DIMENSIONAL FUND ADVISORS LP | $3.7M | 396,711 | 0.00% | 3q | +3248.6%+$3.6M |
| FIRST TRUST ADVISORS LP | $3.6M | 385,699 | 0.00% | 7q | -5.8%-$222.6K |
| Nuveen, LLC | $3.3M | 346,415 | 0.00% | 6q | +7.1%+$215.8K |
| Walleye Trading LLC | $3.2M incl. $2.5M options CALL+PUT | 76,190 | 0.00% | 25q | +89.8%+$1.5M |
| NOMURA HOLDINGS INC | $2.9M incl. $2.4M options CALL+PUT | 55,683 | 0.00% | 2q | -38.7%-$1.8M |
| ALGERT GLOBAL LLC | $2.6M | 277,990 | 0.03% | new | NEW |
| Swiss National Bank | $2.6M | 277,900 | 0.00% | 25q | +2.1%+$54.6K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $2.3M | 242,229 | 0.00% | 25q | -7.3%-$179.3K |
| Quantinno Capital Management LP | $2.2M | 236,909 | 0.00% | 5q | +570.0%+$1.9M |
| Invesco Ltd. | $2.2M | 236,004 | 0.00% | 26q | -10.9%-$271.8K |
| WOLVERINE ASSET MANAGEMENT LLC | $2.2M incl. $1.9M options PUT | 37,037 | 0.02% | 5q | HELD |
| PRICE T ROWE ASSOCIATES INC /MD/ | $2.2M | 229,193 | 0.00% | 25q | +27.0%+$459.0K |
| Rafferty Asset Management, LLC | $2.0M | 208,696 | 0.00% | 25q | -16.0%-$374.1K |
| Jump Financial, LLC | $1.9M | 204,815 | 0.02% | 4q | +861.6%+$1.7M |
| RHUMBLINE ADVISERS | $1.9M | 204,665 | 0.00% | 29q | +7.9%+$141.9K |
| Schonfeld Strategic Advisors LLC | $1.8M | 194,567 | 0.01% | 4q | +116.4%+$985.8K |
| Headlands Technologies LLC | $1.8M | 190,547 | 0.19% | 5q | HELD |
| XTX Topco Ltd | $1.6M | 167,166 | 0.02% | new | NEW |
| BANK OF MONTREAL /CAN/ | $1.5M incl. $479.5K options PUT | 111,699 | 0.00% | 11q | +2.7%+$40.8K |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | $1.5M | 161,156 | 0.00% | 9q | -2.1%-$32.0K |
| DEUTSCHE BANK AG\ | $1.5M | 158,127 | 0.00% | 29q | +21.9%+$267.3K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $1.5M | 156,894 | 0.00% | 29q | -15.9%-$280.2K |
| Aquatic Capital Management LLC | $1.4M | 153,665 | 0.05% | 3q | +178.7%+$928.1K |
| BARCLAYS PLC | $1.3M | 140,967 | 0.00% | 29q | -88.2%-$9.9M |
| Legal & General Group Plc | $1.3M | 139,848 | 0.00% | 29q | +11.1%+$131.4K |
| ALLIANCEBERNSTEIN L.P. | $1.3M | 160,603 | 0.00% | 29q | -1.6%-$21.2K |
| WELLS FARGO & COMPANY/MN | $1.3M | 135,826 | 0.00% | 29q | +100.1%+$640.0K |
| Squarepoint Ops LLC | $1.3M | 133,562 | 0.00% | new | NEW |
| Virtus Investment Advisers, LLC | $1.2M | 130,955 | 0.29% | 6q | +1.9%+$23.1K |
| RAYMOND JAMES FINANCIAL INC | $1.1M | 117,029 | 0.00% | 7q | +27.7%+$239.2K |
| PROFUND ADVISORS LLC | $986.1K | 104,686 | 0.03% | 14q | -5.7%-$59.1K |
| IEQ CAPITAL, LLC | $954.8K | 101,355 | 0.00% | new | NEW |
| NewEdge Wealth, LLC | $947.3K | 100,559 | 0.01% | 9q | -22.6%-$277.3K |
| Caption Management, LLC | $942.0K PUT | options only | 0.00% | 10q | OPTIONS |
| Sculptor Capital LP | $936.3K PUT | options only | 0.01% | 9q | OPTIONS |
| OPPENHEIMER & CO INC | $892.6K | 94,759 | 0.01% | 26q | -9.9%-$98.1K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $888.4K | 94,461 | 0.00% | 9q | +7.5%+$62.2K |
| Palumbo Wealth Management LLC | $875.6K | 92,947 | 0.18% | 2q | +0.9%+$7.9K |
| Russell Investments Group, Ltd. | $850.2K | 90,337 | 0.00% | 9q | +72.8%+$358.2K |
| MetLife Investment Management, LLC | $838.8K | 89,045 | 0.00% | 18q | +12.4%+$92.5K |
| VANGUARD ASSET MANAGEMENT, Ltd | $833.0K | 88,428 | 0.00% | 2q | HELD |
| MARTINGALE ASSET MANAGEMENT L P | $806.1K | 85,571 | 0.02% | 13q | -9.6%-$85.6K |
| Creative Planning | $796.7K | 84,579 | 0.00% | 11q | +25.9%+$163.7K |
| Balyasny Asset Management L.P. | $774.7K | 82,240 | 0.00% | new | NEW |
| Ares Systematic Credit Ltd | $755.1K | 80,155 | 0.46% | 3q | -10.5%-$88.4K |
| VIRGINIA RETIREMENT SYSTEMS ET Al | $739.1K | 78,463 | 0.00% | 11q | +27.2%+$158.3K |
| JPMORGAN CHASE & CO | $715.9K | 76,487 | 0.00% | 29q | +1.7%+$12.0K |
| Brevan Howard Capital Management LP | $657.7K | 69,815 | 0.00% | 3q | +32.6%+$161.8K |
| AXQ CAPITAL, LP | $645.1K | 68,480 | 0.07% | 4q | +22.3%+$117.7K |
| SG Americas Securities, LLC | $630.0K | 66,837 | 0.00% | 11q | -52.6%-$699.9K |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $614.2K | 65,202 | 0.00% | 13q | -2.0%-$12.3K |
| Vanguard Global Advisers, LLC | $602.3K | 63,935 | 0.00% | 2q | HELD |
| OP Asset Management Ltd | $597.2K | 63,397 | 0.01% | new | NEW |
| Mariner, LLC | $596.9K | 63,368 | 0.00% | new | NEW |
| STATE OF WISCONSIN INVESTMENT BOARD | $581.4K | 61,720 | 0.00% | 26q | -69.2%-$1.3M |
| Jupiter Topco LLC | $572.6K | 60,815 | 0.00% | new | FIRST |
| Vontobel Holding Ltd. | $563.9K | 59,865 | 0.00% | 23q | -6.7%-$40.2K |
| STRS OHIO | $547.3K | 58,100 | 0.00% | 13q | -22.1%-$155.4K |
| Thrivent Financial for Lutherans | $542.0K | 57,554 | 0.00% | 3q | -8.1%-$47.9K |
| WELLINGTON MANAGEMENT GROUP LLP | $538.2K | 57,136 | 0.00% | 2q | -4.7%-$26.5K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-16 | 13D/A | Himanshu H. Shah INDIVIDUALwith 2 co-filers | 6.5% |
| 2026-10-16 | 13G | Himanshu H. Shah INDIVIDUALwith 2 co-filers | 6.5% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 51 | $154.1M | 14,258,012 | 1 | 15 | 15 | 0.0% |
| Q2 2026 | 273 | $1.2B | 117,404,921 | 39 | 77 | 87 | 10.0% |
| Q1 2026 | 265 | $1.1B | 118,150,348 | 48 | 71 | 70 | 9.0% |
| Q4 2025 | 245 | $906.7M | 118,087,364 | 28 | 67 | 73 | 12.5% |
| Q3 2025 | 264 | $1.1B | 103,286,994 | 48 | 68 | 72 | 16.6% |
| Q2 2025 | 264 | $779.3M | 103,058,016 | 51 | 81 | 54 | 16.6% |
| Q1 2025 | 254 | $731.1M | 98,656,585 | 48 | 68 | 65 | 13.5% |
| Q4 2024 | 250 | $984.7M | 102,722,081 | 24 | 74 | 55 | 16.1% |
| Q3 2024 | 249 | $1.5B | 93,889,160 | 41 | 64 | 65 | 19.5% |
| Q2 2024 | 242 | $1.4B | 83,625,808 | 61 | 66 | 56 | 24.3% |
| Q1 2024 | 211 | $699.4M | 80,780,461 | 29 | 69 | 41 | 44.3% |
| Q4 2023 | 212 | $551.3M | 85,211,249 | 20 | 66 | 57 | 25.4% |
| Q3 2023 | 236 | $660.7M | 61,890,420 | 44 | 60 | 55 | 32.2% |
| Q2 2023 | 221 | $647.0M | 66,546,402 | 30 | 64 | 46 | 23.9% |
| Q1 2023 | 229 | $604.7M | 60,147,049 | 27 | 77 | 49 | 31.1% |
| Q4 2022 | 259 | $786.0M | 52,604,096 | 58 | 69 | 73 | 31.3% |
| Q3 2022 | 230 | $2.6B | 492,717,804 | 23 | 81 | 58 | 10.7% |
| Q2 2022 | 315 | $8.6B | 242,252,998 | 55 | 91 | 94 | 22.1% |
| Q1 2022 | 368 | $15.5B | 303,408,558 | 57 | 134 | 100 | 18.0% |
| Q4 2021 | 429 | $22.5B | 213,511,021 | 60 | 132 | 146 | 18.6% |
| Q3 2021 | 447 | $18.5B | 89,985,287 | 89 | 165 | 110 | 25.8% |
| Q2 2021 | 411 | $20.2B | 74,344,172 | 101 | 133 | 111 | 22.0% |
| Q1 2021 | 387 | $26.9B | 130,174,338 | 100 | 100 | 133 | 13.0% |
| Q4 2020 | 347 | $8.8B | 64,951,647 | 83 | 109 | 82 | 17.3% |
| Q3 2020 | 310 | $7.1B | 55,637,273 | 122 | 84 | 78 | 14.7% |
| Q2 2020 | 213 | $5.1B | 52,130,911 | 118 | 54 | 30 | 10.4% |
| Q1 2020 | 111 | $585.8M | 40,343,427 | 49 | 38 | 10 | 6.5% |
| Q4 2019 | 73 | $47.0M | 7,484,842 | 10 | 22 | 23 | 36.6% |
| Q3 2019 | 81 | $55.9M | 7,399,619 | 12 | 27 | 9 | 33.5% |
| Q2 2019 | 83 | $66.1M | 7,064,527 | 83 | 0 | 3 | 37.3% |
| Q1 2019 | 146 | $196.8M | 147,272,836 | 29 | 47 | 36 | 58.7% |
| Q4 2018 | 169 | $618.9M | 326,503,806 | 3 | 4 | 2 | 2.9% |