DaveManuel.com · Institutional Ownership · Who Owns It
AB ACTIVE ETFS INC (NYM)
Institutional ownership reported to the SEC as of Q2 2026, across 4 quarters.
39
Reporting holders
$1.2B
Reported value
0.0%
Calls
0.0%
Puts
+4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | $1.1B | 44,725,797 | 0.37% | 3q | HELD |
| Arrow Financial Corp | $6.7M | 268,140 | 0.60% | 3q | +4.4%+$286.6K |
| Tortoise Investment Management, LLC | $5.1M | 201,018 | 0.38% | new | NEW |
| Chemistry Wealth Management LLC | $4.4M | 174,159 | 0.70% | 2q | +3.6%+$152.2K |
| Relyea Zuckerberg Hanson LLC | $4.4M | 173,759 | 0.36% | 3q | +7.3%+$295.2K |
| EP Wealth Advisors, LLC | $3.9M | 155,702 | 0.01% | 3q | +16.7%+$561.3K |
| LPL Financial LLC | $3.2M | 127,395 | 0.00% | 3q | +23.9%+$618.4K |
| Cerity Partners LLC | $3.0M | 118,834 | 0.00% | 3q | HELD |
| Steward Partners Investment Advisory, LLC | $1.9M | 75,573 | 0.01% | 3q | -16.3%-$371.0K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.5M | 60,949 | 0.00% | 3q | HELD |
| BANK OF AMERICA CORP /DE/ | $1.2M | 48,840 | 0.00% | 3q | -4.2%-$53.9K |
| ROYAL BANK OF CANADA | $1.2M | 47,857 | 0.00% | 3q | +23.5%+$228.4K |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | $1.2M | 47,529 | 0.32% | 3q | +13.4%+$140.7K |
| WELLS FARGO & COMPANY/MN | $1.1M | 45,577 | 0.00% | 3q | +95.4%+$559.2K |
| ENVESTNET ASSET MANAGEMENT INC | $1.1M | 45,448 | 0.00% | 3q | +27.6%+$246.9K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $833.0K | 33,279 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $798.4K | 31,771 | 0.00% | 3q | -68.7%-$1.8M |
| Procyon Advisors, LLC | $675.9K | 26,897 | 0.03% | 2q | +42.9%+$202.9K |
| JPMORGAN CHASE & CO | $657.7K | 26,152 | 0.00% | 2q | -91.8%-$7.4M |
| OSAIC HOLDINGS, INC. | $651.6K | 25,929 | 0.00% | 3q | +44.6%+$201.0K |
| Beacon Pointe Advisors, LLC | $649.5K | 25,844 | 0.00% | 3q | HELD |
| KEYBANK NATIONAL ASSOCIATION/OH | $474.4K | 18,880 | 0.00% | 3q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $462.1K | 18,389 | 0.00% | 3q | -11.5%-$59.9K |
| WNY Asset Management, LLC | $456.6K | 18,168 | 0.04% | 2q | -18.7%-$105.0K |
| RAYMOND JAMES FINANCIAL INC | $401.5K | 15,978 | 0.00% | 3q | +56.3%+$144.6K |
| Cresset Asset Management, LLC | $380.8K | 15,152 | 0.00% | new | NEW |
| HighTower Advisors, LLC | $341.3K | 13,582 | 0.00% | 2q | -2.6%-$9.0K |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | $339.8K | 13,523 | 0.00% | 2q | -23.9%-$106.9K |
| Stratos Wealth Partners, LTD. | $320.5K | 12,754 | 0.00% | new | NEW |
| CARDIFF PARK ADVISORS, LLC | $293.4K | 11,674 | 0.02% | 3q | +0.8%+$2.2K |
| NOTTINGHAM ADVISORS, INC. | $274.0K | 10,965 | 0.03% | new | NEW |
| Rialto Wealth Management, LLC | $250.0K | 9,949 | 0.05% | 3q | HELD |
| Opal Wealth Advisors, LLC | $243.7K | 9,699 | 0.05% | 2q | +0.7%+$1.7K |
| Envestnet Portfolio Solutions, Inc. | $230.2K | 9,162 | 0.00% | 3q | -1.5%-$3.5K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $188.0K | 7,482 | 0.01% | 3q | +12.0%+$20.1K |
| MORGAN STANLEY | $99.0K | 3,940 | 0.00% | 3q | HELD |
| PRIVATE TRUST CO NA | $67.9K | 2,702 | 0.01% | new | NEW |
| FMR LLC | $22.0K | 876 | 0.00% | 3q | +262.0%+$15.9K |
| Tower Research Capital LLC (TRC) | $4.5K | 180 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 7 | $16.0M | 663,677 | 0 | 3 | 2 | 0.0% |
| Q2 2026 | 39 | $1.2B | 46,679,504 | 7 | 16 | 9 | 0.0% |
| Q1 2026 | 35 | $1.2B | 46,489,091 | 7 | 10 | 9 | 0.0% |
| Q4 2025 | 32 | $1.2B | 46,260,278 | 32 | 0 | 0 | 0.0% |