Skip to content
DaveManuel.com · Institutional Ownership · Who Owns It

OCUGEN INC (OCGN)

Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.

151
Reporting holders
$228.0M
Reported value
42.8%
Of shares outstanding
1.8%
Calls
0.7%
Puts
+12
Holder change

Institutions report 145,184,216 shares against 339,110,401 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
BlackRock, Inc.$41.3M27,002,9330.00%8q+269.7%+$30.1M
STATE STREET CORP$32.8M21,469,3070.00%23q+122.0%+$18.1M
VANGUARD CAPITAL MANAGEMENT LLC$22.0M14,372,5980.00%2q+4.1%+$869.8K
MILLENNIUM MANAGEMENT LLC$22.0M
incl. $650.2K options CALL
13,943,2520.01%7q+1.6%+$340.6K
GEODE CAPITAL MANAGEMENT, LLC$13.6M8,871,0130.00%26q+109.9%+$7.1M
RTW INVESTMENTS, LP$10.2M6,666,6660.09%2qHELD
UBS Group AG$7.9M5,177,5080.00%22q-28.9%-$3.2M
Ikarian Capital, LLC$6.1M3,962,9720.65%2qHELD
GMT Capital Corp$5.4M3,505,3980.28%2qHELD
MARSHALL WACE, LLP$5.2M3,410,2570.00%3q-57.6%-$7.1M
VANGUARD PORTFOLIO MANAGEMENT LLC$5.1M3,329,4460.00%2q+255.8%+$3.7M
Hennion & Walsh Asset Management, Inc.$4.3M2,830,3970.12%3q+121.7%+$2.4M
SUSQUEHANNA INTERNATIONAL GROUP, LLP$4.3M
incl. $2.8M options CALL+PUT
1,020,4790.00%22q+32.6%+$1.1M
NORTHERN TRUST CORP$4.2M2,747,5620.00%26q+285.0%+$3.1M
VANGUARD FIDUCIARY TRUST CO$3.6M2,367,1440.00%2q+18.3%+$560.0K
TWO SIGMA INVESTMENTS, LP$3.4M2,230,1790.00%4q-0.9%-$32.3K
Qube Research & Technologies Ltd$3.4M2,203,4070.00%2q-41.6%-$2.4M
BANK OF AMERICA CORP /DE/$3.0M1,990,6360.00%22q+69.5%+$1.2M
HRT FINANCIAL LP$2.7M1,768,2970.00%2q+369.5%+$2.1M
BOOTHBAY FUND MANAGEMENT, LLC$1.7M1,097,7420.02%2qHELD
CITADEL ADVISORS LLC$1.7M
incl. $459.5K options CALL+PUT
783,3220.00%23q-72.1%-$4.3M
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$1.6M1,042,5370.00%22q+391.5%+$1.3M
GOLDMAN SACHS GROUP INC$1.6M1,020,8940.00%10q-9.4%-$163.0K
Nuveen, LLC$1.3M823,4610.00%newNEW
Bank of New York Mellon Corp$1.2M808,8350.00%23q+839.2%+$1.1M
SIMPLEX TRADING, LLC$916.0K
incl. $883.3K options CALL+PUT
21,3810.00%22qHELD
CITIGROUP INC$839.3K548,5910.00%22q+283.2%+$620.3K
Headlands Technologies LLC$782.7K511,5750.08%4q+527.1%+$657.9K
Point72 Asset Management, L.P.$731.1K477,8210.00%3q-42.7%-$545.7K
Procyon Advisors, LLC$674.3K440,7380.03%5qHELD
Rafferty Asset Management, LLC$594.8K388,7750.00%2q+37.4%+$162.0K
MORGAN STANLEY$574.8K375,6560.00%25q-44.6%-$462.4K
BARCLAYS PLC$560.9K366,5790.00%3q+59.0%+$208.0K
GROUP ONE TRADING LLC$556.8K
incl. $307.7K options CALL+PUT
162,7930.00%19q-25.3%-$188.7K
RHUMBLINE ADVISERS$520.9K340,4930.00%newNEW
DEUTSCHE BANK AG\$517.0K337,9050.00%newNEW
WELLS FARGO & COMPANY/MN$490.5K320,6170.00%23q+311.6%+$371.4K
OSAIC HOLDINGS, INC.$470.6K307,5750.00%23q+4259.7%+$459.8K
BNP PARIBAS FINANCIAL MARKETS$454.8K297,2850.00%7q+2597.0%+$438.0K
Voleon Capital Management LP$454.4K296,9960.01%2q-38.8%-$288.0K
PRICE T ROWE ASSOCIATES INC /MD/$430.0K280,6390.00%newNEW
SILVERBACK ASSET MANAGEMENT LLC$382.5K250,0000.04%newNEW
WELLINGTON MANAGEMENT GROUP LLP$372.7K243,6000.00%newNEW
NewEdge Advisors, LLC$362.9K237,1800.00%7q+42.4%+$108.0K
Caption Management, LLC$344.2K CALLoptions only0.00%newOPTIONS
ALLIANCEBERNSTEIN L.P.$323.8K178,8800.00%newNEW
IMC-Chicago, LLC$321.1K CALL+PUToptions only0.00%3qOPTIONS
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$315.2K201,8580.00%2q+925.7%+$284.4K
MetLife Investment Management, LLC$308.2K201,4640.00%newNEW
DIADEMA PARTNERS LP$306.0K200,0000.04%2qHELD
Virtu Financial LLC$305.0K199,1190.01%3q-65.8%-$586.6K
PROFUND ADVISORS LLC$300.2K196,1980.01%2q+59.1%+$111.5K
Invesco Ltd.$281.0K183,6280.00%newNEW
Mitsubishi UFJ Asset Management Co., Ltd.$263.6K172,2650.00%3q-15.6%-$48.8K
JPMORGAN CHASE & CO$262.4K157,1120.00%21q+1344.6%+$244.2K
TWO SIGMA SECURITIES, LLC$238.7K156,0270.02%5q+116.9%+$128.7K
FMR LLC$229.6K150,0780.00%19q+0.9%+$2.1K
Squarepoint Ops LLC$209.2K136,7110.00%4q-68.5%-$454.9K
Vanguard Global Advisers, LLC$204.6K133,7050.00%2qHELD
SG Americas Securities, LLC$182.0K119,0980.00%2q+140.1%+$106.2K
Quadrature Capital Ltd$159.6K104,3220.00%newNEW
CANADA PENSION PLAN INVESTMENT BOARD$155.8K101,8000.00%3q-42.0%-$112.9K
Police & Firemen's Retirement System of New Jersey$154.2K100,7920.00%newNEW
MANUFACTURERS LIFE INSURANCE COMPANY, THE$141.9K92,7610.00%newNEW
GSA CAPITAL PARTNERS LLP$139.0K90,6300.01%newNEW
NEW YORK STATE COMMON RETIREMENT FUND$137.7K90,0000.00%newNEW
CORA CAPITAL ADVISORS LLC$136.5K89,2200.04%9q+99.5%+$68.1K
SEI INVESTMENTS CO$133.9K87,4950.00%newNEW
VOYA INVESTMENT MANAGEMENT LLC$99.8K65,2430.00%newNEW
INTECH INVESTMENT MANAGEMENT LLC$93.1K60,8260.00%newNEW
PRUDENTIAL FINANCIAL INC$88.5K57,8550.00%newNEW
JANE STREET GROUP, LLC$86.6K CALL+PUToptions only0.00%23qOPTIONS
E Fund Management Co., Ltd.$83.9K54,8170.00%2q+54.1%+$29.5K
State of Wyoming$78.5K51,3220.01%3q+140.7%+$45.9K
Persistent Asset Partners Ltd$77.4K50,5590.02%2qHELD
BFC Planning, Inc.$76.5K50,0000.00%2qHELD
ProShare Advisors LLC$68.5K44,7460.00%newNEW
AXQ CAPITAL, LP$65.4K42,7690.01%newNEW
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$64.3K42,0000.00%6qHELD
VICTORY CAPITAL MANAGEMENT INC$58.9K38,4750.00%9q+5.2%+$2.9K
Caitong International Asset Management Co., Ltd$52.3K34,1810.01%4q-82.7%-$250.1K
Legal & General Group Plc$50.7K33,1530.00%newNEW
XPONANCE LLC$49.8K32,5760.00%newNEW
Ameritas Investment Partners, Inc.$47.5K31,0140.00%newNEW
Mariner, LLC$45.2K29,5160.00%6q-0.7%
Ethic Inc.$43.8K28,6380.00%5q-0.9%
Vanguard Personalized Indexing Management, LLC$43.4K28,3610.00%13q-1.6%
Russell Investments Group, Ltd.$42.6K27,8290.00%4q+5241.5%+$41.8K
Verdence Capital Advisors LLC$40.5K26,5000.00%4qHELD
Cetera Investment Advisers$38.9K25,4510.00%3q+154.5%+$23.6K
Baldwin Investment Management, LLC$38.2K25,0000.00%5qHELD
SmartHarvest Portfolios, LLC$34.7K22,6530.01%3qHELD
Creative Planning$33.4K21,8370.00%5q-16.3%-$6.5K
TRUEFG, LLC$32.1K21,0000.01%10qHELD
Tower Research Capital LLC (TRC)$31.4K20,5430.00%23q-2.5%
PRINCIPAL FINANCIAL GROUP INC$31.3K20,4290.00%newNEW
WINTON GROUP Ltd$29.1K19,0000.00%2qHELD
CIBC Bancorp USA Inc.$28.9K18,8690.00%newNEW
Engineers Gate Manager LP$28.1K18,3680.00%2q+70.2%+$11.6K
SBI Securities Co., Ltd.$27.4K17,9150.00%7q-24.9%-$9.1K

Showing the largest 100 of 151 reported holders.

What the company announced

Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.

FiledEvent dateWhatSource
2026-10-152026-10-13Material agreement enteredfiling

What the insiders did

Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.

Officers and directors

DateInsiderRoleSideSharesValue
2026-09-09Musunuri ShankarChief Executive OfficerSold525,991$589.1K ×2
2026-10-09Musunuri ShankarChief Executive OfficerSold525,991$499.7K ×2

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 202630$4.6M4,490,7168740.0%
Q2 2026151$228.0M145,184,2164344272.5%
Q1 2026139$208.2M110,843,9954543203.6%
Q4 2025110$85.9M61,737,5082932153.0%
Q3 202597$77.0M45,904,7211820322.9%
Q2 2025104$51.7M52,158,2293426252.1%
Q1 2025111$54.6M76,799,2901736280.7%
Q4 2024113$58.6M71,699,1182231241.4%
Q3 2024115$80.6M79,805,9803231201.8%
Q2 2024102$106.9M67,471,2534023132.2%
Q1 202480$58.7M34,584,451272453.5%
Q4 202369$15.9M26,727,875914183.2%
Q3 202378$13.6M33,007,806718222.8%
Q2 202394$27.1M48,731,9112810312.2%
Q1 2023103$54.5M62,446,2531827262.3%
Q4 2022116$120.7M90,042,9712238313.1%
Q3 2022111$378.2M209,515,0201441321.4%
Q2 2022111$528.7M229,179,4841735331.6%
Q1 2022117$768.4M224,697,4502235323.5%
Q4 2021114$1.1B241,465,6503132293.9%
Q3 2021108$1.8B245,932,3061842244.4%
Q2 2021124$2.1B243,641,1956932117.9%
Q1 202178$1.0B142,909,0675014114.2%
Q4 202037$26.6M14,517,26927620.0%
Q3 202013$4.3M13,810,7804710.0%
Q2 202015$561.0K2,543,6516330.0%
Q1 202010$633.0K2,248,7177200.0%
Q4 201912$751.0K1,443,5088310.0%
Q3 20197$1.9M641,5096000.0%
Q2 20191$14.0K1,7220000.0%
Q1 20191$14.0K1,7221000.0%