OCUGEN INC (OCGN)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
Institutions report 145,184,216 shares against 339,110,401 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $41.3M | 27,002,933 | 0.00% | 8q | +269.7%+$30.1M |
| STATE STREET CORP | $32.8M | 21,469,307 | 0.00% | 23q | +122.0%+$18.1M |
| VANGUARD CAPITAL MANAGEMENT LLC | $22.0M | 14,372,598 | 0.00% | 2q | +4.1%+$869.8K |
| MILLENNIUM MANAGEMENT LLC | $22.0M incl. $650.2K options CALL | 13,943,252 | 0.01% | 7q | +1.6%+$340.6K |
| GEODE CAPITAL MANAGEMENT, LLC | $13.6M | 8,871,013 | 0.00% | 26q | +109.9%+$7.1M |
| RTW INVESTMENTS, LP | $10.2M | 6,666,666 | 0.09% | 2q | HELD |
| UBS Group AG | $7.9M | 5,177,508 | 0.00% | 22q | -28.9%-$3.2M |
| Ikarian Capital, LLC | $6.1M | 3,962,972 | 0.65% | 2q | HELD |
| GMT Capital Corp | $5.4M | 3,505,398 | 0.28% | 2q | HELD |
| MARSHALL WACE, LLP | $5.2M | 3,410,257 | 0.00% | 3q | -57.6%-$7.1M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $5.1M | 3,329,446 | 0.00% | 2q | +255.8%+$3.7M |
| Hennion & Walsh Asset Management, Inc. | $4.3M | 2,830,397 | 0.12% | 3q | +121.7%+$2.4M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $4.3M incl. $2.8M options CALL+PUT | 1,020,479 | 0.00% | 22q | +32.6%+$1.1M |
| NORTHERN TRUST CORP | $4.2M | 2,747,562 | 0.00% | 26q | +285.0%+$3.1M |
| VANGUARD FIDUCIARY TRUST CO | $3.6M | 2,367,144 | 0.00% | 2q | +18.3%+$560.0K |
| TWO SIGMA INVESTMENTS, LP | $3.4M | 2,230,179 | 0.00% | 4q | -0.9%-$32.3K |
| Qube Research & Technologies Ltd | $3.4M | 2,203,407 | 0.00% | 2q | -41.6%-$2.4M |
| BANK OF AMERICA CORP /DE/ | $3.0M | 1,990,636 | 0.00% | 22q | +69.5%+$1.2M |
| HRT FINANCIAL LP | $2.7M | 1,768,297 | 0.00% | 2q | +369.5%+$2.1M |
| BOOTHBAY FUND MANAGEMENT, LLC | $1.7M | 1,097,742 | 0.02% | 2q | HELD |
| CITADEL ADVISORS LLC | $1.7M incl. $459.5K options CALL+PUT | 783,322 | 0.00% | 23q | -72.1%-$4.3M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $1.6M | 1,042,537 | 0.00% | 22q | +391.5%+$1.3M |
| GOLDMAN SACHS GROUP INC | $1.6M | 1,020,894 | 0.00% | 10q | -9.4%-$163.0K |
| Nuveen, LLC | $1.3M | 823,461 | 0.00% | new | NEW |
| Bank of New York Mellon Corp | $1.2M | 808,835 | 0.00% | 23q | +839.2%+$1.1M |
| SIMPLEX TRADING, LLC | $916.0K incl. $883.3K options CALL+PUT | 21,381 | 0.00% | 22q | HELD |
| CITIGROUP INC | $839.3K | 548,591 | 0.00% | 22q | +283.2%+$620.3K |
| Headlands Technologies LLC | $782.7K | 511,575 | 0.08% | 4q | +527.1%+$657.9K |
| Point72 Asset Management, L.P. | $731.1K | 477,821 | 0.00% | 3q | -42.7%-$545.7K |
| Procyon Advisors, LLC | $674.3K | 440,738 | 0.03% | 5q | HELD |
| Rafferty Asset Management, LLC | $594.8K | 388,775 | 0.00% | 2q | +37.4%+$162.0K |
| MORGAN STANLEY | $574.8K | 375,656 | 0.00% | 25q | -44.6%-$462.4K |
| BARCLAYS PLC | $560.9K | 366,579 | 0.00% | 3q | +59.0%+$208.0K |
| GROUP ONE TRADING LLC | $556.8K incl. $307.7K options CALL+PUT | 162,793 | 0.00% | 19q | -25.3%-$188.7K |
| RHUMBLINE ADVISERS | $520.9K | 340,493 | 0.00% | new | NEW |
| DEUTSCHE BANK AG\ | $517.0K | 337,905 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $490.5K | 320,617 | 0.00% | 23q | +311.6%+$371.4K |
| OSAIC HOLDINGS, INC. | $470.6K | 307,575 | 0.00% | 23q | +4259.7%+$459.8K |
| BNP PARIBAS FINANCIAL MARKETS | $454.8K | 297,285 | 0.00% | 7q | +2597.0%+$438.0K |
| Voleon Capital Management LP | $454.4K | 296,996 | 0.01% | 2q | -38.8%-$288.0K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $430.0K | 280,639 | 0.00% | new | NEW |
| SILVERBACK ASSET MANAGEMENT LLC | $382.5K | 250,000 | 0.04% | new | NEW |
| WELLINGTON MANAGEMENT GROUP LLP | $372.7K | 243,600 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $362.9K | 237,180 | 0.00% | 7q | +42.4%+$108.0K |
| Caption Management, LLC | $344.2K CALL | options only | 0.00% | new | OPTIONS |
| ALLIANCEBERNSTEIN L.P. | $323.8K | 178,880 | 0.00% | new | NEW |
| IMC-Chicago, LLC | $321.1K CALL+PUT | options only | 0.00% | 3q | OPTIONS |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $315.2K | 201,858 | 0.00% | 2q | +925.7%+$284.4K |
| MetLife Investment Management, LLC | $308.2K | 201,464 | 0.00% | new | NEW |
| DIADEMA PARTNERS LP | $306.0K | 200,000 | 0.04% | 2q | HELD |
| Virtu Financial LLC | $305.0K | 199,119 | 0.01% | 3q | -65.8%-$586.6K |
| PROFUND ADVISORS LLC | $300.2K | 196,198 | 0.01% | 2q | +59.1%+$111.5K |
| Invesco Ltd. | $281.0K | 183,628 | 0.00% | new | NEW |
| Mitsubishi UFJ Asset Management Co., Ltd. | $263.6K | 172,265 | 0.00% | 3q | -15.6%-$48.8K |
| JPMORGAN CHASE & CO | $262.4K | 157,112 | 0.00% | 21q | +1344.6%+$244.2K |
| TWO SIGMA SECURITIES, LLC | $238.7K | 156,027 | 0.02% | 5q | +116.9%+$128.7K |
| FMR LLC | $229.6K | 150,078 | 0.00% | 19q | +0.9%+$2.1K |
| Squarepoint Ops LLC | $209.2K | 136,711 | 0.00% | 4q | -68.5%-$454.9K |
| Vanguard Global Advisers, LLC | $204.6K | 133,705 | 0.00% | 2q | HELD |
| SG Americas Securities, LLC | $182.0K | 119,098 | 0.00% | 2q | +140.1%+$106.2K |
| Quadrature Capital Ltd | $159.6K | 104,322 | 0.00% | new | NEW |
| CANADA PENSION PLAN INVESTMENT BOARD | $155.8K | 101,800 | 0.00% | 3q | -42.0%-$112.9K |
| Police & Firemen's Retirement System of New Jersey | $154.2K | 100,792 | 0.00% | new | NEW |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $141.9K | 92,761 | 0.00% | new | NEW |
| GSA CAPITAL PARTNERS LLP | $139.0K | 90,630 | 0.01% | new | NEW |
| NEW YORK STATE COMMON RETIREMENT FUND | $137.7K | 90,000 | 0.00% | new | NEW |
| CORA CAPITAL ADVISORS LLC | $136.5K | 89,220 | 0.04% | 9q | +99.5%+$68.1K |
| SEI INVESTMENTS CO | $133.9K | 87,495 | 0.00% | new | NEW |
| VOYA INVESTMENT MANAGEMENT LLC | $99.8K | 65,243 | 0.00% | new | NEW |
| INTECH INVESTMENT MANAGEMENT LLC | $93.1K | 60,826 | 0.00% | new | NEW |
| PRUDENTIAL FINANCIAL INC | $88.5K | 57,855 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $86.6K CALL+PUT | options only | 0.00% | 23q | OPTIONS |
| E Fund Management Co., Ltd. | $83.9K | 54,817 | 0.00% | 2q | +54.1%+$29.5K |
| State of Wyoming | $78.5K | 51,322 | 0.01% | 3q | +140.7%+$45.9K |
| Persistent Asset Partners Ltd | $77.4K | 50,559 | 0.02% | 2q | HELD |
| BFC Planning, Inc. | $76.5K | 50,000 | 0.00% | 2q | HELD |
| ProShare Advisors LLC | $68.5K | 44,746 | 0.00% | new | NEW |
| AXQ CAPITAL, LP | $65.4K | 42,769 | 0.01% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $64.3K | 42,000 | 0.00% | 6q | HELD |
| VICTORY CAPITAL MANAGEMENT INC | $58.9K | 38,475 | 0.00% | 9q | +5.2%+$2.9K |
| Caitong International Asset Management Co., Ltd | $52.3K | 34,181 | 0.01% | 4q | -82.7%-$250.1K |
| Legal & General Group Plc | $50.7K | 33,153 | 0.00% | new | NEW |
| XPONANCE LLC | $49.8K | 32,576 | 0.00% | new | NEW |
| Ameritas Investment Partners, Inc. | $47.5K | 31,014 | 0.00% | new | NEW |
| Mariner, LLC | $45.2K | 29,516 | 0.00% | 6q | -0.7% |
| Ethic Inc. | $43.8K | 28,638 | 0.00% | 5q | -0.9% |
| Vanguard Personalized Indexing Management, LLC | $43.4K | 28,361 | 0.00% | 13q | -1.6% |
| Russell Investments Group, Ltd. | $42.6K | 27,829 | 0.00% | 4q | +5241.5%+$41.8K |
| Verdence Capital Advisors LLC | $40.5K | 26,500 | 0.00% | 4q | HELD |
| Cetera Investment Advisers | $38.9K | 25,451 | 0.00% | 3q | +154.5%+$23.6K |
| Baldwin Investment Management, LLC | $38.2K | 25,000 | 0.00% | 5q | HELD |
| SmartHarvest Portfolios, LLC | $34.7K | 22,653 | 0.01% | 3q | HELD |
| Creative Planning | $33.4K | 21,837 | 0.00% | 5q | -16.3%-$6.5K |
| TRUEFG, LLC | $32.1K | 21,000 | 0.01% | 10q | HELD |
| Tower Research Capital LLC (TRC) | $31.4K | 20,543 | 0.00% | 23q | -2.5% |
| PRINCIPAL FINANCIAL GROUP INC | $31.3K | 20,429 | 0.00% | new | NEW |
| WINTON GROUP Ltd | $29.1K | 19,000 | 0.00% | 2q | HELD |
| CIBC Bancorp USA Inc. | $28.9K | 18,869 | 0.00% | new | NEW |
| Engineers Gate Manager LP | $28.1K | 18,368 | 0.00% | 2q | +70.2%+$11.6K |
| SBI Securities Co., Ltd. | $27.4K | 17,915 | 0.00% | 7q | -24.9%-$9.1K |
Showing the largest 100 of 151 reported holders.
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-15 | 2026-10-13 | Material agreement entered | filing |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-09 | Musunuri Shankar | Chief Executive Officer | Sold | 525,991 | $589.1K ×2 |
| 2026-10-09 | Musunuri Shankar | Chief Executive Officer | Sold | 525,991 | $499.7K ×2 |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 30 | $4.6M | 4,490,716 | 8 | 7 | 4 | 0.0% |
| Q2 2026 | 151 | $228.0M | 145,184,216 | 43 | 44 | 27 | 2.5% |
| Q1 2026 | 139 | $208.2M | 110,843,995 | 45 | 43 | 20 | 3.6% |
| Q4 2025 | 110 | $85.9M | 61,737,508 | 29 | 32 | 15 | 3.0% |
| Q3 2025 | 97 | $77.0M | 45,904,721 | 18 | 20 | 32 | 2.9% |
| Q2 2025 | 104 | $51.7M | 52,158,229 | 34 | 26 | 25 | 2.1% |
| Q1 2025 | 111 | $54.6M | 76,799,290 | 17 | 36 | 28 | 0.7% |
| Q4 2024 | 113 | $58.6M | 71,699,118 | 22 | 31 | 24 | 1.4% |
| Q3 2024 | 115 | $80.6M | 79,805,980 | 32 | 31 | 20 | 1.8% |
| Q2 2024 | 102 | $106.9M | 67,471,253 | 40 | 23 | 13 | 2.2% |
| Q1 2024 | 80 | $58.7M | 34,584,451 | 27 | 24 | 5 | 3.5% |
| Q4 2023 | 69 | $15.9M | 26,727,875 | 9 | 14 | 18 | 3.2% |
| Q3 2023 | 78 | $13.6M | 33,007,806 | 7 | 18 | 22 | 2.8% |
| Q2 2023 | 94 | $27.1M | 48,731,911 | 28 | 10 | 31 | 2.2% |
| Q1 2023 | 103 | $54.5M | 62,446,253 | 18 | 27 | 26 | 2.3% |
| Q4 2022 | 116 | $120.7M | 90,042,971 | 22 | 38 | 31 | 3.1% |
| Q3 2022 | 111 | $378.2M | 209,515,020 | 14 | 41 | 32 | 1.4% |
| Q2 2022 | 111 | $528.7M | 229,179,484 | 17 | 35 | 33 | 1.6% |
| Q1 2022 | 117 | $768.4M | 224,697,450 | 22 | 35 | 32 | 3.5% |
| Q4 2021 | 114 | $1.1B | 241,465,650 | 31 | 32 | 29 | 3.9% |
| Q3 2021 | 108 | $1.8B | 245,932,306 | 18 | 42 | 24 | 4.4% |
| Q2 2021 | 124 | $2.1B | 243,641,195 | 69 | 32 | 11 | 7.9% |
| Q1 2021 | 78 | $1.0B | 142,909,067 | 50 | 14 | 11 | 4.2% |
| Q4 2020 | 37 | $26.6M | 14,517,269 | 27 | 6 | 2 | 0.0% |
| Q3 2020 | 13 | $4.3M | 13,810,780 | 4 | 7 | 1 | 0.0% |
| Q2 2020 | 15 | $561.0K | 2,543,651 | 6 | 3 | 3 | 0.0% |
| Q1 2020 | 10 | $633.0K | 2,248,717 | 7 | 2 | 0 | 0.0% |
| Q4 2019 | 12 | $751.0K | 1,443,508 | 8 | 3 | 1 | 0.0% |
| Q3 2019 | 7 | $1.9M | 641,509 | 6 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $14.0K | 1,722 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $14.0K | 1,722 | 1 | 0 | 0 | 0.0% |
