DaveManuel.com · Institutional Ownership · Who Owns It
RIVERNORTH DOUBLELINE STRATE (OPP)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
61
Reporting holders
$70.6M
Reported value
0.0%
Calls
0.0%
Puts
-3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $17.2M | 2,229,539 | 0.00% | 35q | +1.5%+$247.1K |
| WELLS FARGO & COMPANY/MN | $12.7M | 1,651,237 | 0.00% | 31q | +10.3%+$1.2M |
| ROYAL BANK OF CANADA | $6.9M | 894,981 | 0.00% | 31q | -12.4%-$980.2K |
| Advisors Asset Management, Inc. | $5.2M | 672,863 | 0.08% | 5q | +29.4%+$1.2M |
| SIT INVESTMENT ASSOCIATES INC | $4.1M | 536,704 | 0.08% | 3q | +1.3%+$52.6K |
| Pathstone Holdings, LLC | $4.0M | 522,990 | 0.01% | 3q | +51.1%+$1.4M |
| RIVERBRIDGE PARTNERS LLC | $1.9M | 240,803 | 0.05% | 10q | +1.6%+$28.6K |
| J.W. COLE ADVISORS, INC. | $1.8M | 232,070 | 0.03% | new | NEW |
| 1607 Capital Partners, LLC | $1.5M | 198,749 | 0.13% | 15q | -41.1%-$1.1M |
| NewEdge Advisors, LLC | $1.4M | 186,728 | 0.00% | 19q | +6.1%+$82.5K |
| UBS Group AG | $1.3M | 173,560 | 0.00% | 31q | -18.6%-$306.0K |
| PFG Investments, LLC | $1.1M | 137,960 | 0.04% | 10q | HELD |
| LPL Financial LLC | $990.9K | 128,349 | 0.00% | 19q | +1.4%+$13.7K |
| Baird Financial Group, Inc. | $981.4K | 127,126 | 0.00% | 31q | +2.8%+$27.1K |
| Verity Asset Management, Inc. | $721.5K | 93,465 | 0.27% | 14q | +5.2%+$35.6K |
| OSAIC HOLDINGS, INC. | $595.3K | 77,117 | 0.00% | 26q | -10.7%-$71.0K |
| SeaCrest Wealth Management, LLC | $572.4K | 74,142 | 0.06% | 31q | +12.9%+$65.5K |
| Yakira Capital Management, Inc. | $513.1K | 66,462 | 0.15% | 3q | -9.6%-$54.3K |
| WEDBUSH SECURITIES INC | $482.0K | 62,400 | 0.01% | 18q | HELD |
| FIRST FOUNDATION ADVISORS | $473.5K | 61,339 | 0.02% | 28q | HELD |
| Kestra Advisory Services, LLC | $440.2K | 57,020 | 0.00% | 7q | HELD |
| Next Capital Management LLC | $425.4K | 55,109 | 0.11% | 5q | HELD |
| Shaker Financial Services, LLC | $373.6K | 48,388 | 0.12% | 5q | -59.6%-$550.6K |
| Total Wealth Planning & Management, Inc. | $355.6K | 46,058 | 0.24% | 6q | +2.9%+$10.0K |
| BFC Planning, Inc. | $355.5K | 46,050 | 0.01% | 7q | HELD |
| READYSTATE ASSET MANAGEMENT LP | $331.7K | 42,963 | 0.01% | new | NEW |
| Closed-End Fund Advisors, Inc. | $326.7K | 42,324 | 0.32% | 3q | +4.2%+$13.0K |
| Post Resch Tallon Group Inc. | $304.3K | 39,418 | 0.21% | 6q | +32.2%+$74.1K |
| FIFTH THIRD BANCORP | $287.9K | 37,297 | 0.00% | 2q | HELD |
| CSS LLC/IL | $241.9K | 31,339 | 0.01% | 3q | HELD |
| Navis Wealth Advisors, LLC | $241.3K | 31,258 | 0.09% | 20q | +3.6%+$8.4K |
| RAYMOND JAMES FINANCIAL INC | $218.4K | 28,294 | 0.00% | 7q | +11.1%+$21.9K |
| Powell Investment Advisors, LLC | $213.3K | 27,636 | 0.07% | 7q | +1.1%+$2.2K |
| WFA of San Diego, LLC | $168.7K | 22,000 | 0.14% | 3q | +45.0%+$52.3K |
| STIFEL FINANCIAL CORP | $168.5K | 21,824 | 0.00% | 31q | -2.3%-$4.0K |
| CoreCap Advisors, LLC | $145.9K | 18,900 | 0.00% | 14q | +24.3%+$28.5K |
| Sanctuary Advisors, LLC | $137.4K | 17,802 | 0.00% | new | NEW |
| Perennial Investment Advisors, LLC | $125.6K | 16,272 | 0.01% | 14q | +1.1%+$1.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $122.3K | 15,842 | 0.00% | 21q | -42.3%-$89.7K |
| Almitas Capital LLC | $112.0K | 14,511 | 0.03% | 3q | -57.3%-$150.2K |
| Advisory Solutions Group, LLC | $105.0K | 13,605 | 0.04% | new | FIRST |
| Ausdal Financial Partners, Inc. | $98.6K | 12,771 | 0.00% | 7q | +3.6%+$3.4K |
| Fiduciary Group, LLC | $93.4K | 12,100 | 0.01% | 31q | HELD |
| Prime Capital Investment Advisors, LLC | $89.1K | 11,546 | 0.00% | 8q | -66.2%-$174.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $88.4K | 11,452 | 0.00% | 3q | -6.3%-$5.9K |
| HOLLENCREST CAPITAL MANAGEMENT | $84.5K | 10,945 | 0.01% | 15q | HELD |
| Rockefeller Capital Management L.P. | $65.8K | 8,521 | 0.00% | 4q | HELD |
| Global Retirement Partners, LLC | $51.5K | 6,676 | 0.00% | 2q | +17.9%+$7.8K |
| Noble Wealth Management PBC | $42.8K | 5,548 | 0.02% | 2q | -42.4%-$31.5K |
| LANARK FINANCIAL, INC. | $39.3K | 5,085 | 0.00% | 12q | HELD |
| PNC Financial Services Group, Inc. | $38.6K | 5,000 | 0.00% | 8q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $17.8K | 2,300 | 0.00% | 3q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $15.0K | 1,937 | 0.00% | 3q | HELD |
| WHITTIER TRUST CO OF NEVADA INC | $11.8K | 1,532 | 0.00% | 2q | HELD |
| WPG Advisers, LLC | $9.3K | 1,210 | 0.01% | 7q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $7.7K | 1,000 | 0.00% | 4q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $7.1K | 930 | 0.00% | 5q | HELD |
| Nemes Rush Group LLC | $6.2K | 800 | 0.00% | new | NEW |
| Geneos Wealth Management Inc. | $2.7K | 345 | 0.00% | 23q | HELD |
| Allworth Financial LP | $386 | 50 | 0.00% | 4q | HELD |
| ASSETMARK, INC | $31 | 4 | 0.00% | 10q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-29 | 13G/A | Wells Fargo & Company | 7.6% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 17 | $3.0M | 426,574 | 1 | 7 | 3 | 0.0% |
| Q2 2026 | 61 | $70.6M | 9,142,246 | 4 | 22 | 12 | 0.0% |
| Q1 2026 | 64 | $67.7M | 8,825,362 | 7 | 22 | 17 | 0.0% |
| Q4 2025 | 67 | $65.6M | 8,250,336 | 14 | 21 | 15 | 0.0% |
| Q3 2025 | 54 | $58.3M | 6,837,409 | 7 | 19 | 15 | 0.0% |
| Q2 2025 | 52 | $66.1M | 7,735,637 | 6 | 17 | 17 | 0.0% |
| Q1 2025 | 50 | $55.1M | 6,426,952 | 3 | 20 | 13 | 0.0% |
| Q4 2024 | 58 | $51.8M | 6,206,450 | 12 | 15 | 11 | 0.0% |
| Q3 2024 | 44 | $46.9M | 5,165,942 | 7 | 11 | 12 | 0.0% |
| Q2 2024 | 46 | $47.9M | 5,534,272 | 1 | 11 | 19 | 0.0% |
| Q1 2024 | 57 | $79.7M | 9,253,070 | 10 | 19 | 13 | 0.0% |
| Q4 2023 | 53 | $64.1M | 7,662,007 | 9 | 23 | 8 | 0.0% |
| Q3 2023 | 52 | $43.4M | 5,481,024 | 4 | 13 | 18 | 0.0% |
| Q2 2023 | 53 | $50.2M | 5,875,949 | 2 | 19 | 14 | 0.0% |
| Q1 2023 | 55 | $48.6M | 5,685,544 | 16 | 14 | 9 | 0.0% |
| Q4 2022 | 52 | $43.4M | 4,992,726 | 11 | 11 | 13 | 0.0% |
| Q3 2022 | 48 | $50.7M | 5,512,379 | 9 | 10 | 16 | 0.0% |
| Q2 2022 | 45 | $32.1M | 2,980,583 | 11 | 13 | 12 | 0.0% |
| Q1 2022 | 37 | $41.4M | 3,321,018 | 5 | 14 | 14 | 0.0% |
| Q4 2021 | 41 | $51.1M | 3,595,407 | 4 | 14 | 14 | 0.0% |
| Q3 2021 | 36 | $32.8M | 2,253,218 | 3 | 17 | 9 | 0.0% |
| Q2 2021 | 37 | $32.3M | 2,073,958 | 6 | 17 | 8 | 0.0% |
| Q1 2021 | 39 | $40.3M | 2,668,278 | 3 | 12 | 17 | 0.0% |
| Q4 2020 | 50 | $44.4M | 3,100,070 | 9 | 17 | 17 | 0.0% |
| Q3 2020 | 46 | $44.1M | 3,215,077 | 8 | 12 | 19 | 0.0% |
| Q2 2020 | 41 | $50.9M | 3,654,888 | 2 | 15 | 16 | 0.0% |
| Q1 2020 | 51 | $51.1M | 3,993,120 | 13 | 14 | 15 | 0.0% |
| Q4 2019 | 45 | $64.5M | 3,926,491 | 11 | 18 | 8 | 0.0% |
| Q3 2019 | 36 | $42.0M | 2,414,044 | 5 | 12 | 10 | 0.0% |
| Q2 2019 | 34 | $44.8M | 2,627,061 | 2 | 17 | 9 | 0.0% |
| Q1 2019 | 36 | $49.6M | 3,027,222 | 6 | 14 | 9 | 0.0% |
| Q4 2018 | 34 | $49.8M | 3,067,330 | 0 | 1 | 0 | 0.0% |