SYNTEC OPTICS HLDGS INC (OPTX)
Institutional ownership reported to the SEC as of Q2 2026, across 12 quarters.
Institutions report 2,936,260 shares against 40,279,878 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Tema ETFs LLC | $7.7M | 615,400 | 0.25% | new | NEW |
| Tidal Investments LLC | $7.6M | 613,879 | 0.01% | new | NEW |
| BlackRock, Inc. | $5.3M | 427,641 | 0.00% | 5q | +974.7%+$4.8M |
| GEODE CAPITAL MANAGEMENT, LLC | $2.6M | 211,241 | 0.00% | 11q | +132.0%+$1.5M |
| VANGUARD CAPITAL MANAGEMENT LLC | $1.3M | 105,826 | 0.00% | 2q | +54.0%+$462.1K |
| ROYAL BANK OF CANADA | $1.1M | 88,752 | 0.00% | 2q | +21.0%+$191.8K |
| STATE STREET CORP | $1.1M | 86,250 | 0.00% | 9q | +253.5%+$770.0K |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $954.6K | 76,675 | 0.00% | new | NEW |
| DNB Asset Management AS | $864.7K | 69,452 | 0.00% | 2q | -67.8%-$1.8M |
| NORTHERN TRUST CORP | $743.8K | 59,739 | 0.00% | 2q | +401.8%+$595.5K |
| VANGUARD FIDUCIARY TRUST CO | $702.2K | 56,401 | 0.00% | 2q | +51.6%+$239.1K |
| Inspire Investing, LLC | $695.1K | 55,828 | 0.03% | new | NEW |
| Nuveen, LLC | $694.3K | 55,770 | 0.00% | new | NEW |
| UBS Group AG | $522.5K | 41,965 | 0.00% | 10q | -9.6%-$55.5K |
| MORGAN STANLEY | $424.3K | 34,078 | 0.00% | 3q | +1460.3%+$397.1K |
| Engineers Gate Manager LP | $392.1K | 31,490 | 0.01% | 2q | +125.8%+$218.5K |
| MILLENNIUM MANAGEMENT LLC | $383.1K | 30,774 | 0.00% | 2q | -14.9%-$67.1K |
| ALLIANCEBERNSTEIN L.P. | $353.6K | 28,400 | 0.00% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $284.6K | 22,862 | 0.00% | 2q | +14.2%+$35.3K |
| ProShare Advisors LLC | $239.7K | 19,255 | 0.00% | new | NEW |
| LPL Financial LLC | $232.1K | 18,640 | 0.00% | 2q | -5.3%-$13.1K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $214.9K | 17,262 | 0.00% | new | NEW |
| Bank of New York Mellon Corp | $214.7K | 17,241 | 0.00% | new | NEW |
| State of Wyoming | $198.7K | 15,957 | 0.02% | new | NEW |
| Marex Group Ltd | $194.2K | 15,600 | 0.00% | new | NEW |
| McAdam, LLC | $168.9K | 13,568 | 0.01% | 2q | -3.0%-$5.3K |
| Y-Intercept (Hong Kong) Ltd | $138.4K | 11,115 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $133.3K | 10,705 | 0.00% | new | NEW |
| Crewe Advisors LLC | $124.5K | 10,000 | 0.01% | 2q | +66.7%+$49.8K |
| Corient Private Wealth LP | $124.5K | 10,000 | 0.00% | 2q | HELD |
| OSAIC HOLDINGS, INC. | $96.9K | 7,784 | 0.00% | 11q | +507.7%+$81.0K |
| Rockefeller Capital Management L.P. | $91.6K | 7,360 | 0.00% | 2q | +5.5%+$4.8K |
| DEUTSCHE BANK AG\ | $85.6K | 6,875 | 0.00% | new | NEW |
| RHUMBLINE ADVISERS | $83.5K | 6,709 | 0.00% | new | NEW |
| NEW YORK STATE COMMON RETIREMENT FUND | $68.5K | 5,500 | 0.00% | new | NEW |
| SBI Securities Co., Ltd. | $63.6K | 5,105 | 0.00% | 7q | +25.6%+$13.0K |
| Police & Firemen's Retirement System of New Jersey | $54.0K | 4,337 | 0.00% | new | NEW |
| CITIGROUP INC | $41.1K | 3,298 | 0.00% | 3q | +1061.3%+$37.5K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $40.4K | 3,244 | 0.00% | new | NEW |
| BARCLAYS PLC | $33.5K | 2,687 | 0.00% | 2q | +2919.1%+$32.3K |
| JPMORGAN CHASE & CO | $30.9K | 2,921 | 0.00% | new | NEW |
| Vanguard Global Advisers, LLC | $17.8K | 1,431 | 0.00% | 2q | -69.1%-$39.8K |
| STRS OHIO | $17.4K | 1,400 | 0.00% | new | NEW |
| BNP PARIBAS FINANCIAL MARKETS | $15.2K | 1,222 | 0.00% | 2q | -32.1%-$7.2K |
| Tower Research Capital LLC (TRC) | $14.8K | 1,188 | 0.00% | 3q | -94.2%-$242.2K |
| Legal & General Group Plc | $8.5K | 682 | 0.00% | new | NEW |
| Ameritas Investment Partners, Inc. | $8.0K | 639 | 0.00% | new | NEW |
| Russell Investments Group, Ltd. | $7.2K | 577 | 0.00% | new | NEW |
| Hurley Capital, LLC | $5.8K | 467 | 0.00% | new | NEW |
| Aventura Private Wealth, LLC | $3.7K | 300 | 0.00% | new | NEW |
| Truvestments Capital LLC | $3.1K | 250 | 0.00% | new | NEW |
| WealthCollab, LLC | $2.7K | 215 | 0.00% | 5q | HELD |
| Core Capital Management & Research, inc. | $808 | 95 | 0.00% | new | FIRST |
| Quarry LP | $647 | 52 | 0.00% | new | NEW |
| Golden State Wealth Management, LLC | $523 | 42 | 0.00% | new | NEW |
| FMR LLC | $423 | 34 | 0.00% | 5q | +3300.0% |
| JONES FINANCIAL COMPANIES LLLP | $348 | 33 | 0.00% | new | NEW |
| Sterling Capital Management LLC | $311 | 25 | 0.00% | new | NEW |
| American Capital Advisory, LLC | $249 | 20 | 0.00% | new | NEW |
| HANTZ FINANCIAL SERVICES, INC. | $0 | 2 | 0.00% | new | NEW |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-09-21 | 13D/A | Al Kapoor INDIVIDUAL | 73.6% |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-08-25 | 2026-08-19 | Auditor changed | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 10 | $4.7M | 574,490 | 6 | 1 | 2 | 0.0% |
| Q2 2026 | 60 | $36.6M | 2,936,260 | 32 | 17 | 8 | 0.0% |
| Q1 2026 | 39 | $9.9M | 1,402,339 | 22 | 8 | 4 | 0.0% |
| Q4 2025 | 18 | $1.6M | 574,963 | 7 | 6 | 1 | 0.0% |
| Q3 2025 | 14 | $504.9K | 325,536 | 2 | 3 | 5 | 0.0% |
| Q2 2025 | 14 | $335.6K | 250,446 | 5 | 4 | 3 | 0.0% |
| Q1 2025 | 11 | $308.3K | 253,097 | 4 | 4 | 1 | 0.0% |
| Q4 2024 | 12 | $593.7K | 235,602 | 5 | 2 | 1 | 0.0% |
| Q3 2024 | 8 | $228.3K | 190,592 | 0 | 3 | 2 | 0.0% |
| Q2 2024 | 9 | $685.3K | 234,279 | 3 | 3 | 1 | 0.0% |
| Q1 2024 | 14 | $1.2M | 326,408 | 9 | 2 | 0 | 0.0% |
| Q4 2023 | 6 | $805.5K | 172,957 | 6 | 0 | 0 | 0.0% |
