DaveManuel.com · Institutional Ownership · Who Owns It
ALPS ETF TR (OUSA)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
130
Reporting holders
$343.3M
Reported value
0.0%
Calls
0.0%
Puts
-7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $90.0M | 1,542,936 | 0.00% | 17q | -1.6%-$1.4M |
| LPL Financial LLC | $30.6M | 524,948 | 0.01% | 17q | -1.7%-$519.4K |
| BANK OF AMERICA CORP /DE/ | $21.7M | 371,645 | 0.00% | 17q | -1.9%-$427.3K |
| ROYAL BANK OF CANADA | $17.5M | 300,573 | 0.00% | 17q | -6.0%-$1.1M |
| MGO ONE SEVEN LLC | $16.0M | 274,456 | 0.26% | 11q | +0.8%+$127.7K |
| WELLS FARGO & COMPANY/MN | $15.3M | 262,882 | 0.00% | 17q | -2.9%-$465.4K |
| Kestra Advisory Services, LLC | $14.5M | 248,996 | 0.05% | 17q | -4.0%-$610.0K |
| RAYMOND JAMES FINANCIAL INC | $10.7M | 183,550 | 0.00% | 7q | -2.4%-$262.0K |
| UBS Group AG | $10.2M | 174,736 | 0.00% | 17q | -6.4%-$702.4K |
| Rockefeller Capital Management L.P. | $8.5M | 146,302 | 0.01% | 11q | -24.8%-$2.8M |
| GOLDMAN SACHS GROUP INC | $7.2M | 123,599 | 0.00% | 15q | +26.6%+$1.5M |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $6.6M | 113,309 | 0.07% | 17q | +1.1%+$73.2K |
| Equitable Holdings, Inc. | $5.9M | 100,854 | 0.04% | 17q | -6.5%-$409.9K |
| Ameritas Advisory Services, LLC | $5.6M | 96,857 | 0.11% | 3q | +70.6%+$2.3M |
| Private Advisor Group, LLC | $4.4M | 76,256 | 0.02% | 17q | -1.2%-$55.1K |
| Sanctuary Advisors, LLC | $4.4M | 76,036 | 0.02% | 9q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $3.9M | 66,413 | 0.00% | 17q | +2.5%+$93.5K |
| &PARTNERS | $3.7M | 64,018 | 0.02% | 9q | -11.8%-$499.0K |
| OSAIC HOLDINGS, INC. | $3.5M | 60,672 | 0.00% | 17q | +5.5%+$184.8K |
| NewEdge Advisors, LLC | $3.5M | 59,201 | 0.01% | 15q | +10.3%+$321.6K |
| Stratos Wealth Partners, LTD. | $3.2M | 54,914 | 0.03% | 17q | -1.4%-$46.4K |
| MML INVESTORS SERVICES, LLC | $3.1M | 53,603 | 0.01% | 17q | +9.9%+$281.5K |
| STIFEL FINANCIAL CORP | $2.5M | 42,846 | 0.00% | 17q | -44.9%-$2.0M |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | $2.4M | 40,932 | 0.87% | 9q | -51.2%-$2.5M |
| AMERIPRISE FINANCIAL INC | $2.1M | 35,161 | 0.00% | 12q | -2.5%-$52.7K |
| Avant Capital LLC | $2.0M | 34,639 | 1.27% | 13q | -3.3%-$69.9K |
| DAVENPORT & Co LLC | $1.8M | 31,366 | 0.01% | 17q | -4.8%-$92.0K |
| Caldwell Trust Co | $1.7M | 28,797 | 0.14% | 17q | -1.2%-$21.0K |
| Apollon Financial, LLC | $1.7M | 28,640 | 0.20% | 11q | HELD |
| Janney Montgomery Scott LLC | $1.7M | 28,530 | 0.00% | 17q | +11.5%+$171.2K |
| JONES FINANCIAL COMPANIES LLLP | $1.6M | 27,688 | 0.00% | 8q | +9.6%+$140.7K |
| FLAGSHIP HARBOR ADVISORS, LLC | $1.5M | 26,332 | 0.06% | 17q | +4.5%+$66.0K |
| Beaumont Financial Advisors, LLC | $1.5M | 26,285 | 0.10% | 15q | -2.0%-$31.3K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.3M | 23,043 | 0.00% | 6q | -20.3%-$342.5K |
| Sovereign Financial Group, Inc. | $1.3M | 22,087 | 0.20% | 17q | +0.5%+$6.5K |
| Cetera Investment Advisers | $1.2M | 20,938 | 0.00% | 10q | +0.8%+$10.0K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.2M | 19,340 | 0.00% | 12q | HELD |
| BXM Wealth LLC | $1.1M | 19,400 | 0.62% | 4q | +78.0%+$495.8K |
| Tempo Wealth, LLC | $1.1M | 18,682 | 0.16% | 3q | -1.5%-$16.7K |
| HRT FINANCIAL LP | $1.1M | 18,217 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $1.0M | 17,534 | 0.00% | 2q | +89.1%+$482.0K |
| COMMONWEALTH EQUITY SERVICES, LLC | $924.8K | 15,855 | 0.00% | 17q | -15.0%-$162.7K |
| Steward Partners Investment Advisory, LLC | $919.9K | 15,770 | 0.00% | 17q | +164.6%+$572.2K |
| Capital Advisors, Ltd. LLC | $909.0K | 15,586 | 0.09% | 17q | -0.6%-$5.6K |
| Park Edge Advisors, LLC | $742.2K | 12,724 | 0.16% | 14q | HELD |
| JPMORGAN CHASE & CO | $565.5K | 9,718 | 0.00% | 16q | +31.8%+$136.3K |
| CITIGROUP INC | $556.4K | 9,539 | 0.00% | new | NEW |
| USA FINANCIAL FORMULAS | $554.1K | 9,500 | 0.10% | new | FIRST |
| Kingsview Wealth Management, LLC | $549.7K | 9,424 | 0.01% | 17q | -13.8%-$88.1K |
| TRUIST FINANCIAL CORP | $542.8K | 9,306 | 0.00% | 10q | +0.5%+$2.7K |
| Sigma Planning Corp | $538.2K | 9,227 | 0.01% | 17q | -4.1%-$22.9K |
| WEDBUSH SECURITIES INC | $529.0K | 9,062 | 0.01% | 16q | HELD |
| Grandview Asset Management LLC | $525.3K | 9,197 | 0.13% | 17q | -14.9%-$91.7K |
| Cambridge Investment Research Advisors, Inc. | $520.0K | 8,908 | 0.00% | 17q | +100.1%+$260.1K |
| Beacon Pointe Advisors, LLC | $517.0K | 8,864 | 0.00% | 9q | +59.1%+$192.1K |
| HighTower Advisors, LLC | $509.5K | 8,735 | 0.00% | 17q | HELD |
| KERR FINANCIAL PLANNING Corp | $491.1K | 8,420 | 0.55% | 4q | HELD |
| OPPENHEIMER & CO INC | $487.8K | 8,362 | 0.01% | 17q | HELD |
| Intrepid Financial Planning Group LLC | $485.0K | 8,314 | 0.16% | 6q | -3.8%-$19.3K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $472.5K | 8,100 | 0.00% | 2q | HELD |
| Madison Wealth Partners, Inc | $465.0K | 7,972 | 0.06% | 3q | -9.5%-$48.8K |
| Focus Financial Network, Inc. | $463.8K | 7,951 | 0.01% | 17q | HELD |
| Integrated Wealth Concepts LLC | $425.5K | 7,294 | 0.00% | 17q | HELD |
| J.W. COLE ADVISORS, INC. | $424.2K | 7,273 | 0.01% | 17q | -0.6%-$2.7K |
| Elmwood Wealth Management, Inc. | $422.1K | 7,236 | 0.11% | 3q | HELD |
| Creative Planning | $419.0K | 7,183 | 0.00% | 13q | -1.2%-$5.2K |
| XTX Topco Ltd | $391.0K | 6,703 | 0.01% | new | NEW |
| Beacon Financial Advisory LLC | $390.8K | 6,699 | 0.08% | 17q | HELD |
| Burns Matteson Capital Management, LLC | $388.6K | 6,662 | 0.12% | 22q | -0.8%-$3.1K |
| FMR LLC | $386.5K | 6,626 | 0.00% | 12q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $383.6K | 6,576 | 0.00% | 9q | HELD |
| Pine Valley Investments Ltd Liability Co | $366.7K | 6,287 | 0.01% | 14q | HELD |
| Vise Technologies, Inc. | $363.5K | 6,232 | 0.00% | new | NEW |
| FLOW TRADERS U.S. LLC | $357.0K | 6,113 | 0.01% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $346.5K | 5,940 | 0.00% | 17q | HELD |
| Diligent Investors, LLC | $337.2K | 5,780 | 0.08% | 17q | -7.9%-$28.9K |
| Symphony Financial Services, Inc. | $323.0K | 5,537 | 0.15% | 9q | -2.6%-$8.6K |
| MTM FINANCIAL GROUP, LLC | $319.8K | 5,483 | 0.14% | 17q | HELD |
| Blue Water Asset Management | $302.3K | 5,183 | 0.10% | 3q | HELD |
| Mutual Advisors, LLC | $279.7K | 4,796 | 0.01% | 15q | HELD |
| HIGHLAND CAPITAL MANAGEMENT, LLC | $278.8K | 4,780 | 0.01% | 17q | -9.5%-$29.2K |
| Next Level Private LLC | $270.7K | 4,641 | 0.05% | 11q | HELD |
| Capstone Wealth Management Group, Inc. | $264.2K | 4,530 | 0.16% | new | FIRST |
| HARBOUR INVESTMENTS, INC. | $249.4K | 4,275 | 0.00% | 2q | HELD |
| Hobbs Group Advisors, LLC | $243.2K | 4,170 | 0.06% | 6q | HELD |
| StoneX Group Inc. | $238.2K | 4,063 | 0.01% | new | NEW |
| Tower Research Capital LLC (TRC) | $236.4K | 4,053 | 0.01% | 2q | +132.0%+$134.5K |
| Nemes Rush Group LLC | $235.4K | 4,035 | 0.02% | 13q | HELD |
| Sovran Advisors, LLC | $222.3K | 3,621 | 0.02% | 4q | HELD |
| Medallion Wealth Advisors, LLC | $199.2K | 3,415 | 0.06% | 7q | -8.1%-$17.5K |
| FIFTH THIRD BANCORP | $174.3K | 2,988 | 0.00% | 7q | HELD |
| AE Wealth Management LLC | $161.5K | 2,769 | 0.00% | 7q | HELD |
| Miller Capital Partners, Inc. | $134.0K | 2,298 | 0.05% | 3q | HELD |
| BROWN BROTHERS HARRIMAN & CO | $126.8K | 2,173 | 0.00% | 12q | HELD |
| Providence Capital Advisors, LLC | $122.5K | 2,101 | 0.02% | new | NEW |
| Allied Private Wealth LLC | $120.0K | 2,017 | 0.08% | new | FIRST |
| Smartleaf Asset Management LLC | $92.2K | 1,584 | 0.00% | 2q | HELD |
| Wilmington Savings Fund Society, FSB | $91.5K | 1,569 | 0.00% | 8q | HELD |
| High Note Wealth, LLC | $75.9K | 1,302 | 0.01% | 7q | -26.0%-$26.7K |
| SALEM INVESTMENT COUNSELORS INC | $72.9K | 1,250 | 0.00% | 2q | HELD |
Showing the largest 100 of 130 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 46 | $34.6M | 582,030 | 6 | 5 | 12 | 0.0% |
| Q2 2026 | 130 | $343.3M | 5,885,742 | 9 | 24 | 38 | 0.0% |
| Q1 2026 | 137 | $339.2M | 6,089,888 | 14 | 27 | 39 | 0.0% |
| Q4 2025 | 137 | $391.4M | 6,781,954 | 8 | 29 | 42 | 0.0% |
| Q3 2025 | 138 | $383.9M | 6,791,439 | 15 | 22 | 45 | 0.0% |
| Q2 2025 | 129 | $430.5M | 7,976,202 | 8 | 31 | 31 | 0.0% |
| Q1 2025 | 127 | $384.3M | 7,223,437 | 9 | 23 | 38 | 0.0% |
| Q4 2024 | 130 | $383.5M | 7,217,380 | 10 | 31 | 32 | 0.0% |
| Q3 2024 | 127 | $387.3M | 7,171,668 | 14 | 31 | 37 | 0.0% |
| Q2 2024 | 122 | $356.7M | 7,191,876 | 16 | 27 | 36 | 0.0% |
| Q1 2024 | 111 | $490.6M | 9,932,373 | 5 | 26 | 33 | 0.0% |
| Q4 2023 | 115 | $376.4M | 8,164,574 | 14 | 28 | 28 | 0.0% |
| Q3 2023 | 109 | $313.9M | 7,485,797 | 13 | 20 | 29 | 0.0% |
| Q2 2023 | 104 | $346.2M | 7,866,401 | 7 | 23 | 37 | 0.1% |
| Q1 2023 | 105 | $345.2M | 8,213,148 | 13 | 22 | 40 | 0.0% |
| Q4 2022 | 103 | $357.3M | 8,625,877 | 19 | 17 | 40 | 0.0% |
| Q3 2022 | 92 | $6.4B | 173,645,476 | 12 | 24 | 24 | 0.0% |
| Q2 2022 | 89 | $7.2B | 177,921,441 | 84 | 0 | 1 | 0.0% |
| Q1 2022 | 99 | $7.9B | 178,560,246 | 12 | 30 | 28 | 0.0% |
| Q4 2021 | 98 | $7.8B | 167,085,211 | 11 | 27 | 19 | 0.0% |
| Q3 2021 | 86 | $6.7B | 160,687,250 | 4 | 29 | 20 | 0.0% |
| Q2 2021 | 87 | $6.8B | 161,740,885 | 5 | 31 | 24 | 0.0% |
| Q1 2021 | 85 | $6.6B | 165,825,455 | 9 | 28 | 26 | 0.0% |
| Q4 2020 | 88 | $6.1B | 159,591,184 | 11 | 32 | 24 | 0.0% |
| Q3 2020 | 76 | $6.1B | 167,229,898 | 8 | 24 | 23 | 0.0% |
| Q2 2020 | 77 | $3.8B | 115,506,404 | 12 | 15 | 35 | 0.0% |
| Q1 2020 | 91 | $3.4B | 117,946,067 | 18 | 31 | 28 | 0.0% |
| Q4 2019 | 85 | $4.4B | 120,054,052 | 8 | 39 | 19 | 0.0% |
| Q3 2019 | 81 | $2.2B | 63,848,951 | 8 | 35 | 20 | 0.0% |
| Q2 2019 | 77 | $2.2B | 63,595,953 | 11 | 25 | 22 | 0.0% |
| Q1 2019 | 71 | $1.3B | 38,616,994 | 15 | 18 | 26 | 0.0% |
| Q4 2018 | 58 | $1.3B | 43,613,001 | 0 | 3 | 2 | 0.0% |