DaveManuel.com · Institutional Ownership · Who Owns It
OXFORD LANE CAP CORP (OXLC)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
95
Reporting holders
$154.8M
Reported value
0.0%
Calls
0.0%
Puts
+8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $33.6M | 3,840,792 | 0.00% | 4q | +7.6%+$2.4M |
| Polar Asset Management Partners Inc. | $20.6M | 2,350,000 | 0.34% | 2q | +17.5%+$3.1M |
| Kohlberg Kravis Roberts & Co. L.P. | $15.5M | 1,771,302 | 0.27% | 2q | -44.4%-$12.4M |
| CITADEL ADVISORS LLC | $14.9M | 1,703,401 | 0.00% | 4q | +48.9%+$4.9M |
| GOLDMAN SACHS GROUP INC | $12.7M | 1,452,349 | 0.00% | 2q | +13464.5%+$12.6M |
| Jain Global LLC | $8.9M | 1,017,585 | 0.04% | 2q | +1436.0%+$8.3M |
| Blackstone Inc. | $8.0M | 910,000 | 0.02% | 2q | +34.8%+$2.1M |
| BARCLAYS PLC | $7.4M | 850,002 | 0.00% | 3q | +57.9%+$2.7M |
| Eagle Point Credit Management LLC | $7.3M | 834,459 | 11.04% | 3q | HELD |
| ARES MANAGEMENT LLC | $2.4M | 268,564 | 0.10% | 3q | +3.8%+$86.5K |
| Freestone Capital Holdings, LLC | $1.9M | 211,424 | 0.05% | 4q | -4.5%-$87.2K |
| Alpine Global Management, LLC | $1.7M | 198,112 | 0.28% | 3q | -23.2%-$524.5K |
| J.W. COLE ADVISORS, INC. | $1.5M | 167,521 | 0.03% | new | NEW |
| Virtus Investment Advisers, LLC | $1.3M | 153,504 | 0.31% | 4q | -26.4%-$483.1K |
| Delphi Financial Group, Inc. | $1.3M | 145,030 | 0.63% | 3q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $966.5K | 110,333 | 0.00% | 4q | +1.7%+$16.1K |
| WEDBUSH SECURITIES INC | $843.0K | 96,234 | 0.02% | 4q | -27.7%-$323.2K |
| OSAIC HOLDINGS, INC. | $801.1K | 91,451 | 0.00% | 4q | +31.1%+$190.2K |
| Founders Financial Alliance, LLC | $778.0K | 88,808 | 0.10% | 4q | -3.1%-$24.7K |
| LPL Financial LLC | $737.1K | 84,148 | 0.00% | 4q | -9.7%-$79.4K |
| ENVESTNET ASSET MANAGEMENT INC | $732.8K | 83,655 | 0.00% | 4q | +268.7%+$534.1K |
| JANE STREET GROUP, LLC | $722.2K | 82,446 | 0.00% | new | NEW |
| VARCOV Co. | $647.6K | 73,928 | 0.25% | new | NEW |
| Advisory Solutions Group, LLC | $551.4K | 62,942 | 0.19% | new | FIRST |
| Kestra Advisory Services, LLC | $519.6K | 59,309 | 0.00% | 4q | +10.3%+$48.7K |
| Private Advisor Group, LLC | $447.3K | 51,066 | 0.00% | 4q | +17.0%+$64.9K |
| DRW Securities, LLC | $433.3K | 49,458 | 0.01% | 2q | +228.0%+$301.2K |
| Samalin Investment Counsel, LLC | $407.6K | 46,529 | 0.13% | 4q | -42.6%-$303.1K |
| OneAscent Family Office, LLC | $407.0K | 46,457 | 0.21% | new | NEW |
| Cordoba Advisory Partners LLC | $375.8K | 42,881 | 0.08% | 2q | +188.5%+$245.6K |
| BI Asset Management Fondsmaeglerselskab A/S | $357.0K | 40,733 | 0.00% | 4q | -75.0%-$1.1M |
| Cetera Investment Advisers | $355.0K | 40,527 | 0.00% | 4q | +42.2%+$105.4K |
| Apollon Wealth Management, LLC | $340.5K | 38,868 | 0.00% | 4q | +2.3%+$7.6K |
| Marex Group Ltd | $297.0K | 33,905 | 0.00% | new | NEW |
| WESBANCO BANK INC | $281.1K | 32,090 | 0.01% | 4q | +6.6%+$17.5K |
| M&T Bank Corp | $270.9K | 30,927 | 0.00% | 4q | HELD |
| Mariner, LLC | $260.6K | 29,754 | 0.00% | 4q | +16.1%+$36.1K |
| Snowden Capital Advisors LLC | $237.7K | 27,140 | 0.01% | 3q | +32.1%+$57.8K |
| RAYMOND JAMES FINANCIAL INC | $236.2K | 26,969 | 0.00% | 4q | -2.2%-$5.3K |
| HRT FINANCIAL LP | $229.0K | 26,226 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $223.3K | 25,487 | 0.00% | 2q | +131.2%+$126.7K |
| EIGHT 31 FINANCIAL, LLC | $221.2K | 25,253 | 0.13% | 4q | +6.5%+$13.4K |
| Gibbs Wealth Management | $204.1K | 23,305 | 0.02% | 2q | HELD |
| Prospera Financial Services Inc | $194.4K | 22,192 | 0.00% | 4q | +3.6%+$6.8K |
| TWO SIGMA SECURITIES, LLC | $193.2K | 22,057 | 0.02% | new | NEW |
| Capital CS Group, LLC | $179.3K | 20,472 | 0.14% | 4q | +8.3%+$13.8K |
| Abel Hall, LLC | $175.2K | 20,000 | 0.03% | 3q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $161.8K | 18,474 | 0.00% | 4q | -28.6%-$64.9K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $158.8K | 17,393 | 0.00% | new | NEW |
| Fermata Advisors, LLC | $151.5K | 17,297 | 0.03% | 4q | +4.6%+$6.7K |
| Attessa Capital LLC | $151.2K | 17,262 | 0.07% | new | NEW |
| Ausdal Financial Partners, Inc. | $140.1K | 15,996 | 0.01% | 3q | HELD |
| XTX Topco Ltd | $120.8K | 13,790 | 0.00% | new | NEW |
| PARK AVENUE SECURITIES LLC | $106.0K | 12,128 | 0.00% | new | NEW |
| Sanctuary Advisors, LLC | $99.0K | 11,300 | 0.00% | new | NEW |
| BNP PARIBAS FINANCIAL MARKETS | $94.0K | 10,733 | 0.00% | 4q | +31.0%+$22.3K |
| CURA WEALTH ADVISORS, LLC | $89.8K | 10,247 | 0.04% | 4q | HELD |
| NWF Advisory Services Inc. | $88.5K | 10,103 | 0.01% | new | NEW |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $88.1K | 10,055 | 0.00% | 3q | HELD |
| Parisi Gray Wealth Management | $87.6K | 10,000 | 0.02% | 3q | HELD |
| Allworth Financial LP | $87.5K | 9,994 | 0.00% | 4q | -10.4%-$10.2K |
| Strategic Wealth Partners, Ltd. | $75.7K | 8,640 | 0.00% | 2q | +21500.0%+$75.3K |
| JPMORGAN CHASE & CO | $68.5K | 7,780 | 0.00% | 4q | +84.3%+$31.3K |
| Pinnacle Wealth Planning Services, Inc. | $64.7K | 7,381 | 0.01% | 3q | +18.0%+$9.8K |
| WPG Advisers, LLC | $40.3K | 4,601 | 0.02% | 4q | +17.6%+$6.0K |
| Triumph Capital Management | $38.0K | 4,336 | 0.01% | 3q | -5.6%-$2.2K |
| Security National Bank | $35.0K | 4,000 | 0.00% | new | NEW |
| UBS Group AG | $33.8K | 3,861 | 0.00% | 4q | -97.1%-$1.1M |
| AdvisorNet Financial, Inc | $25.1K | 2,863 | 0.00% | 4q | -2.0% |
| CoreCap Advisors, LLC | $20.7K | 2,362 | 0.00% | 4q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $19.4K | 2,205 | 0.00% | 3q | -51.7%-$20.7K |
| ROYAL BANK OF CANADA | $18.0K | 2,107 | 0.00% | 2q | +251.2%+$12.9K |
| NewEdge Advisors, LLC | $17.0K | 1,940 | 0.00% | 4q | HELD |
| FIFTH THIRD BANCORP | $16.9K | 1,930 | 0.00% | 3q | +8.4%+$1.3K |
| SWAN Capital LLC | $10.8K | 1,232 | 0.00% | 4q | HELD |
| Larson Financial Group LLC | $8.8K | 1,000 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $5.6K | 641 | 0.00% | new | NEW |
| Highland Investment Advisors LLC | $5.4K | 611 | 0.00% | new | FIRST |
| HIGHLINE WEALTH PARTNERS LLC | $5.3K | 600 | 0.00% | 4q | HELD |
| WHITTIER TRUST CO OF NEVADA INC | $4.4K | 498 | 0.00% | 2q | HELD |
| WELLS FARGO & COMPANY/MN | $4.0K | 452 | 0.00% | 4q | -89.2%-$32.5K |
| IFP Advisors, Inc | $3.5K | 400 | 0.00% | 3q | HELD |
| Avion Wealth | $3.0K | 379 | 0.00% | 3q | +6.5% |
| IFG Advisory, LLC | $2.6K | 300 | 0.00% | new | NEW |
| Arax Advisory Partners | $2.3K | 258 | 0.00% | new | NEW |
| Bangor Savings Bank | $1.3K | 150 | 0.00% | new | NEW |
| Continuum Advisory, LLC | $1.3K | 146 | 0.00% | new | NEW |
| Elequin Capital, LP | $1.1K | 124 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $909 | 104 | 0.00% | 4q | +6.1% |
| Federation des caisses Desjardins du Quebec | $876 | 100 | 0.00% | 4q | -96.6%-$24.7K |
| Rockefeller Capital Management L.P. | $823 | 94 | 0.00% | 4q | -60.7%-$1.3K |
| JFS WEALTH ADVISORS, LLC | $228 | 26 | 0.00% | new | NEW |
| Quarry LP | $35 | 4 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $9 | 1 | 0.00% | 2q | -99.8%-$4.3K |
| BlackRock, Inc. | $9 | 1 | 0.00% | 4q | HELD |
Tender offers and delisting
Schedules TO, 13E-3 and 14D-9 and Form 25 filed in the last 180 days. Price a share is read from the filing itself where it states one plainly; a marker means we found no figure we could stand behind, and the reason is on it.
| Filed | What | Filed by | Price a share | Source |
|---|---|---|---|---|
| 2026-05-29 | Delisting notice from the exchange | Nasdaq Stock Market LLC | - | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 27 | $4.5M | 504,669 | 4 | 9 | 5 | 0.0% |
| Q2 2026 | 95 | $154.8M | 17,675,494 | 23 | 34 | 20 | 0.0% |
| Q1 2026 | 87 | $171.0M | 17,480,042 | 16 | 37 | 20 | 0.0% |
| Q4 2025 | 112 | $147.1M | 10,045,899 | 38 | 34 | 26 | 0.0% |
| Q3 2025 | 95 | $119.7M | 7,520,957 | 96 | 1 | 6 | 0.0% |
| Q2 2025 | 149 | $90.1M | 21,462,548 | 32 | 55 | 32 | 0.0% |
| Q1 2025 | 140 | $83.0M | 17,597,961 | 26 | 72 | 17 | 0.0% |
| Q4 2024 | 149 | $82.0M | 16,172,328 | 33 | 51 | 29 | 0.0% |
| Q3 2024 | 123 | $69.5M | 13,261,307 | 32 | 57 | 16 | 0.0% |
| Q2 2024 | 102 | $70.6M | 13,044,067 | 19 | 44 | 20 | 0.0% |
| Q1 2024 | 99 | $72.8M | 14,338,423 | 24 | 39 | 16 | 0.0% |
| Q4 2023 | 92 | $60.8M | 12,307,282 | 14 | 43 | 17 | 0.0% |
| Q3 2023 | 91 | $53.7M | 10,763,346 | 17 | 39 | 15 | 0.0% |
| Q2 2023 | 89 | $52.0M | 10,747,204 | 16 | 35 | 17 | 0.0% |
| Q1 2023 | 82 | $55.8M | 10,678,431 | 14 | 32 | 17 | 0.0% |
| Q4 2022 | 82 | $130.6M | 25,780,834 | 23 | 25 | 14 | 0.0% |
| Q3 2022 | 70 | $48.9M | 9,448,272 | 12 | 28 | 15 | 0.0% |
| Q2 2022 | 72 | $53.4M | 9,395,560 | 15 | 27 | 17 | 0.0% |
| Q1 2022 | 72 | $128.7M | 17,806,939 | 21 | 22 | 17 | 0.0% |
| Q4 2021 | 59 | $142.8M | 18,511,508 | 11 | 26 | 6 | 0.0% |
| Q3 2021 | 56 | $127.0M | 17,608,200 | 10 | 26 | 11 | 0.0% |
| Q2 2021 | 52 | $34.1M | 4,602,136 | 11 | 20 | 13 | 0.0% |
| Q1 2021 | 46 | $36.7M | 5,819,286 | 11 | 17 | 8 | 0.0% |
| Q4 2020 | 51 | $20.2M | 3,745,783 | 13 | 13 | 15 | 0.0% |
| Q3 2020 | 44 | $942.0M | 214,034,590 | 14 | 8 | 12 | 0.0% |
| Q2 2020 | 36 | $9.7M | 2,354,254 | 8 | 11 | 8 | 0.0% |
| Q1 2020 | 39 | $10.1M | 2,455,080 | 11 | 12 | 9 | 0.0% |
| Q4 2019 | 45 | $21.4M | 2,625,750 | 14 | 15 | 8 | 0.0% |
| Q3 2019 | 34 | $15.0M | 1,607,930 | 3 | 14 | 11 | 0.0% |
| Q2 2019 | 39 | $21.7M | 2,147,700 | 12 | 16 | 5 | 0.0% |
| Q1 2019 | 31 | $10.7M | 1,085,561 | 5 | 8 | 11 | 0.0% |
| Q4 2018 | 34 | $43.1M | 4,447,931 | 1 | 1 | 2 | 0.0% |