DaveManuel.com · Institutional Ownership · Who Owns It
ROUNDHILL ETF TRUST (OZEM)
Institutional ownership reported to the SEC as of Q2 2026, across 10 quarters.
24
Reporting holders
$10.4M
Reported value
0.0%
Calls
6.1%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.4M | 43,472 | 0.00% | 2q | +28.1%+$310.5K |
| Cox Capital Mgt LLC | $1.3M | 40,392 | 0.73% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.2M | 36,666 | 0.00% | 8q | +2.1%+$24.6K |
| OAK FAMILY ADVISORS, LLC | $972.7K | 29,892 | 0.25% | 5q | +6.2%+$57.1K |
| Perigon Wealth Management, LLC | $822.3K | 25,270 | 0.01% | new | NEW |
| PRINCIPAL SECURITIES, INC. | $820.6K | 25,218 | 0.01% | 2q | +41.1%+$239.0K |
| ENVESTNET ASSET MANAGEMENT INC | $762.0K | 23,418 | 0.00% | 2q | +27.3%+$163.2K |
| CITADEL ADVISORS LLC | $637.8K PUT | options only | 0.00% | new | OPTIONS |
| Summit Financial, LLC | $572.5K | 17,594 | 0.01% | new | NEW |
| OSAIC HOLDINGS, INC. | $474.3K | 14,578 | 0.00% | 8q | -1.3%-$6.3K |
| UBS Group AG | $392.4K | 12,060 | 0.00% | 8q | +31.9%+$94.9K |
| Arrowroot Family Office, LLC | $348.5K | 10,709 | 0.10% | 2q | -72.6%-$922.2K |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | $342.7K | 10,531 | 0.03% | 6q | HELD |
| TRUIST FINANCIAL CORP | $233.3K | 7,169 | 0.00% | new | NEW |
| BANK OF MONTREAL /CAN/ | $35.5K | 1,090 | 0.00% | new | NEW |
| MORGAN STANLEY | $33.8K | 1,039 | 0.00% | 9q | -32.5%-$16.3K |
| Rockefeller Capital Management L.P. | $16.3K | 500 | 0.00% | 4q | HELD |
| Farther Finance Advisors, LLC | $9.3K | 285 | 0.00% | 8q | HELD |
| HOLLENCREST CAPITAL MANAGEMENT | $4.4K | 136 | 0.00% | 3q | HELD |
| ROYAL BANK OF CANADA | $4.0K | 137 | 0.00% | 3q | +71.2%+$1.7K |
| Federation des caisses Desjardins du Quebec | $3.3K | 100 | 0.00% | new | NEW |
| Fourth Dimension Wealth, LLC | $3.3K | 100 | 0.00% | new | NEW |
| AdvisorNet Financial, Inc | $2.8K | 85 | 0.00% | 2q | HELD |
| Physician Wealth Advisors, Inc. | $1.3K | 40 | 0.00% | 7q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 6 | $2.6M | 85,459 | 1 | 2 | 0 | 0.0% |
| Q2 2026 | 24 | $10.4M | 300,481 | 8 | 7 | 3 | 6.1% |
| Q1 2026 | 25 | $10.7M | 343,268 | 11 | 5 | 3 | 0.0% |
| Q4 2025 | 16 | $7.8M | 227,635 | 4 | 2 | 4 | 0.0% |
| Q3 2025 | 17 | $7.7M | 268,313 | 6 | 4 | 1 | 4.5% |
| Q2 2025 | 14 | $5.5M | 207,253 | 3 | 2 | 4 | 4.3% |
| Q1 2025 | 16 | $8.2M | 331,365 | 4 | 7 | 2 | 4.1% |
| Q4 2024 | 16 | $8.8M | 347,570 | 7 | 4 | 4 | 4.3% |
| Q3 2024 | 10 | $4.6M | 134,156 | 5 | 3 | 1 | 19.5% |
| Q2 2024 | 9 | $4.7M | 167,804 | 9 | 0 | 0 | 5.6% |