DaveManuel.com · Institutional Ownership · Who Owns It
Pacific Ethanol Inc (PEIX)
Institutional ownership reported to the SEC as of Q4 2020, across 9 quarters.
90
Reporting holders
$2.1B
Reported value
1.0%
Calls
0.6%
Puts
+25
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Snowden Capital Advisors LLC | $984.4M | 181,281,000 | 0.06% | new | NEW |
| American Portfolios Advisors | $742.7M | 136,785,000 | 0.04% | new | NEW |
| IPG Investment Advisors LLC | $107.4M | 19,782,000 | 0.02% | 3q | +30.8%+$25.3M |
| Bulltick Wealth Management, LLC | $92.3M | 17,000,000 | 0.03% | new | FIRST |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | $30.6M | 5,639,733 | 0.14% | new | NEW |
| RENAISSANCE TECHNOLOGIES LLC | $26.1M | 4,798,465 | 0.03% | 9q | -0.8%-$206.5K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $22.3M incl. $16.1M options CALL+PUT | 1,134,360 | 0.00% | 3q | +667.0%+$19.4M |
| VANGUARD GROUP INC | $16.5M | 3,039,956 | 0.00% | 9q | +25.3%+$3.3M |
| WELLS FARGO & COMPANY/MN | $11.8M | 2,173,014 | 0.00% | 2q | +118514.3%+$11.8M |
| GROUP ONE TRADING, L.P. | $6.9M incl. $5.8M options CALL+PUT | 210,870 | 0.01% | 2q | HELD |
| THOMPSON SIEGEL & WALMSLEY LLC | $6.8M | 1,243,605 | 0.11% | 2q | +169.9%+$4.3M |
| BlackRock Inc. | $6.4M | 1,180,524 | 0.00% | 9q | -44.9%-$5.2M |
| Newtyn Management, LLC | $5.4M | 1,000,000 | 1.25% | new | NEW |
| Crawford Lake Capital Management, LLC | $4.0M CALL | options only | 0.81% | new | OPTIONS |
| JANE STREET GROUP, LLC | $3.5M incl. $2.3M options CALL+PUT | 219,580 | 0.00% | 2q | HELD |
| CITADEL ADVISORS LLC | $3.2M incl. $2.9M options CALL+PUT | 46,954 | 0.00% | 9q | -77.2%-$10.7M |
| SIMPLEX TRADING, LLC | $2.8M incl. $2.3M options CALL+PUT | 105,738 | 0.00% | 2q | +213.9%+$1.9M |
| GEODE CAPITAL MANAGEMENT, LLC | $2.3M | 419,414 | 0.00% | 9q | +9.1%+$190.8K |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $1.9M | 356,623 | 0.00% | 2q | -61.2%-$3.1M |
| BANK OF AMERICA CORP /DE/ | $1.6M | 297,182 | 0.00% | 2q | +26.5%+$337.7K |
| Invesco Ltd. | $1.6M | 290,830 | 0.00% | 9q | -1.8%-$28.2K |
| Harel Insurance Investments & Financial Services Ltd. | $1.5M | 85,846 | 0.04% | new | NEW |
| Qube Research & Technologies Ltd | $1.3M | 245,634 | 0.02% | new | NEW |
| Cubist Systematic Strategies, LLC | $1.3M | 236,900 | 0.02% | new | NEW |
| Jump Financial, LLC | $1.1M | 205,688 | 0.19% | 2q | +242.7%+$790.4K |
| NORTHERN TRUST CORP | $970.0K | 178,644 | 0.00% | 9q | +26.0%+$200.0K |
| Bank of New York Mellon Corp | $810.0K | 149,191 | 0.00% | 9q | +92.4%+$388.9K |
| DIMENSIONAL FUND ADVISORS LP | $761.0K | 139,822 | 0.00% | 2q | +299.2%+$570.4K |
| Swiss National Bank | $741.0K | 136,400 | 0.00% | new | NEW |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $695.0K | 127,926 | 0.00% | 9q | +13.8%+$84.4K |
| Portolan Capital Management, LLC | $616.0K | 113,411 | 0.06% | 2q | -91.8%-$6.9M |
| HRT FINANCIAL LP | $524.0K | 96,675 | 0.01% | new | NEW |
| STATE STREET CORP | $474.0K | 87,248 | 0.00% | 9q | +195.2%+$313.5K |
| GOLDMAN SACHS GROUP INC | $467.0K | 86,049 | 0.00% | new | NEW |
| CITIGROUP INC | $459.0K | 84,502 | 0.00% | new | NEW |
| Quantbot Technologies LP | $440.0K | 81,124 | 0.05% | 2q | +26941.3%+$438.4K |
| MILLENNIUM MANAGEMENT LLC | $423.0K | 77,878 | 0.00% | 2q | +428.8%+$343.0K |
| AMERICAN CENTURY COMPANIES INC | $395.0K | 72,789 | 0.00% | 2q | +66.0%+$157.0K |
| Gladstone Institutional Advisory LLC | $390.0K | 71,878 | 0.08% | new | NEW |
| AE Wealth Management LLC | $384.0K | 70,750 | 0.00% | new | NEW |
| DEUTSCHE BANK AG\ | $381.0K | 70,233 | 0.00% | 2q | +23952.4%+$379.4K |
| Sawtooth Solutions, LLC | $368.0K | 67,700 | 0.01% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $362.0K | 66,625 | 0.00% | new | NEW |
| LPL Financial LLC | $356.0K | 65,553 | 0.00% | 2q | +164.3%+$221.3K |
| Trexquant Investment LP | $346.0K | 63,767 | 0.04% | 2q | -59.3%-$504.7K |
| Russell Investments Group, Ltd. | $305.0K | 56,266 | 0.00% | new | NEW |
| Man Group plc | $280.0K | 51,500 | 0.00% | new | NEW |
| MORGAN STANLEY | $278.0K | 51,211 | 0.00% | 13q | -70.3%-$657.1K |
| Jade Capital Advisors, LLC | $272.0K | 50,000 | 0.20% | new | NEW |
| CAPSTONE INVESTMENT ADVISORS, LLC | $264.0K | 48,588 | 0.00% | new | NEW |
| VICTORY CAPITAL MANAGEMENT INC | $262.0K | 48,211 | 0.00% | new | NEW |
| Cutler Group LP | $256.0K incl. $149.0K options CALL+PUT | 19,789 | 0.01% | 2q | +1019.3%+$233.1K |
| CREDIT SUISSE AG/ | $251.0K | 46,218 | 0.00% | new | NEW |
| Baird Financial Group, Inc. | $249.0K | 45,800 | 0.00% | 4q | +5.8%+$13.6K |
| UBS ASSET MANAGEMENT AMERICAS INC | $211.2K | 38,900,000? | 0.00% | new | |
| IEQ CAPITAL, LLC | $210.0K | 38,710 | 0.01% | new | NEW |
| SHELL ASSET MANAGEMENT CO | $203.0K | 37,470 | 0.00% | new | NEW |
| Clear Harbor Asset Management, LLC | $194.0K | 35,750 | 0.03% | new | NEW |
| MIRABELLA FINANCIAL SERVICES LLP | $187.0K | 34,390 | 0.02% | 2q | -17.1%-$38.6K |
| Squarepoint Ops LLC | $182.0K | 33,481 | 0.00% | new | NEW |
| Diametric Capital, LP | $174.0K | 31,985 | 0.14% | new | NEW |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $125.0K | 22,969 | 0.00% | 8q | HELD |
| ExodusPoint Capital Management, LP | $121.0K | 22,311 | 0.00% | 2q | -36.2%-$68.6K |
| ADVISOR GROUP HOLDINGS, INC. | $116.0K | 21,315 | 0.00% | 2q | +38.3%+$32.1K |
| VIRGINIA RETIREMENT SYSTEMS ET AL | $103.0K | 19,000 | 0.00% | new | NEW |
| USA Financial Portformulas Corp | $97.0K | 17,903 | 0.08% | new | NEW |
| Arizona State Retirement System | $95.0K | 17,494 | 0.00% | new | NEW |
| Cavalry Management Group, LLC | $94.0K | 17,340 | 0.01% | 2q | +5.0%+$4.5K |
| Bayesian Capital Management, LP | $93.0K | 17,200 | 0.02% | new | NEW |
| TWO SIGMA SECURITIES, LLC | $90.0K CALL | options only | 0.00% | new | OPTIONS |
| CAXTON ASSOCIATES LP | $89.0K | 16,337 | 0.01% | new | NEW |
| GSA CAPITAL PARTNERS LLP | $89.0K | 16,419 | 0.01% | new | NEW |
| MYDA Advisors LLC | $81.0K | 14,849 | 0.02% | 2q | -83.1%-$399.0K |
| TWO SIGMA ADVISERS, LP | $79.0K | 14,600 | 0.00% | new | NEW |
| Kestra Advisory Services, LLC | $72.0K | 12,600 | 0.00% | new | NEW |
| Plante Moran Financial Advisors, LLC | $71.0K | 13,000 | 0.02% | 6q | HELD |
| Alpine Global Management, LLC | $71.0K | 13,037 | 0.01% | new | NEW |
| Cambria Investment Management, L.P. | $64.0K | 11,748 | 0.02% | 2q | HELD |
| PRICE T ROWE ASSOCIATES INC /MD/ | $60.0K | 11,000 | 0.00% | 2q | HELD |
| ROYAL BANK OF CANADA | $58.0K | 10,678 | 0.00% | new | NEW |
| UBS Group AG | $38.0K | 7,036 | 0.00% | new | NEW |
| HAP Trading, LLC | $33.0K CALL | options only | 0.00% | 2q | OPTIONS |
| Steward Partners Investment Advisory, LLC | $27.0K | 5,025 | 0.00% | 2q | +25.6%+$5.5K |
| FORTEM FINANCIAL GROUP, LLC | $24.0K | 4,350 | 0.01% | new | NEW |
| Banque Cantonale Vaudoise | $11.0K | 2,001 | 0.00% | new | NEW |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $7.0K | 1,205 | 0.00% | 3q | -46.0%-$6.0K |
| M&R CAPITAL MANAGEMENT INC | $5.0K | 1,000 | 0.00% | 2q | HELD |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $5.0K | 969 | 0.00% | new | NEW |
| BARCLAYS PLC | $4.0K | 648 | 0.00% | 2q | HELD |
| BNP PARIBAS ARBITRAGE, SA | $3.9K | 720,000? | 0.00% | 9q | |
| Tower Research Capital LLC (TRC) | $2.0K | 350 | 0.00% | new | NEW |
| Newbridge Financial Services Group, Inc. | $1.0K | 200 | 0.00% | new | NEW |
| Federation des caisses Desjardins du Quebec | $418 | 77,000? | 0.00% | 15q |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2020 | 90 | $2.1B | 380,629,034 | 45 | 24 | 12 | 1.6% |
| Q3 2020 | 65 | $278.8M | 35,828,287 | 43 | 8 | 10 | 6.0% |
| Q2 2020 | 37 | $39.9M | 56,136,140 | 12 | 2 | 8 | 0.1% |
| Q1 2020 | 31 | $3.3M | 12,561,322 | 4 | 5 | 8 | 0.2% |
| Q4 2019 | 37 | $11.3M | 17,399,974 | 5 | 4 | 8 | 0.1% |
| Q3 2019 | 37 | $9.3M | 16,367,746 | 5 | 4 | 16 | 0.6% |
| Q2 2019 | 43 | $16.4M | 21,056,059 | 4 | 9 | 17 | 1.7% |
| Q1 2019 | 47 | $20.1M | 20,071,158 | 8 | 12 | 16 | 1.9% |
| Q4 2018 | 59 | $633.4M | 735,632,308 | 3 | 0 | 2 | 0.0% |