DaveManuel.com · Institutional Ownership · Who Owns It
FLAHERTY & CRUMRINE PFD INCO (PFD)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
52
Reporting holders
$46.6M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | $17.0M | 1,462,183 | 0.32% | 14q | +10.8%+$1.7M |
| CIBC Bancorp USA Inc. | $5.1M | 441,364 | 0.01% | 2q | HELD |
| MORGAN STANLEY | $3.5M | 297,511 | 0.00% | 35q | -1.8%-$62.6K |
| Fiera Capital Corp | $2.1M | 177,117 | 0.01% | 4q | +3.3%+$66.3K |
| BANK OF AMERICA CORP /DE/ | $1.8M | 157,980 | 0.00% | 31q | HELD |
| MGO ONE SEVEN LLC | $1.6M | 141,315 | 0.03% | 4q | -1.6%-$27.5K |
| UBS Group AG | $1.3M | 115,966 | 0.00% | 31q | +3.0%+$38.9K |
| LPL Financial LLC | $1.3M | 109,007 | 0.00% | 31q | -0.8%-$10.3K |
| WELLS FARGO & COMPANY/MN | $1.1M | 93,148 | 0.00% | 31q | -3.1%-$35.1K |
| UMB Bank, n.a. | $1.0M | 86,373 | 0.01% | 7q | HELD |
| OSAIC HOLDINGS, INC. | $993.6K | 85,433 | 0.00% | 26q | -1.0%-$10.0K |
| Smith Asset Management Co., LLC | $845.1K | 72,668 | 0.66% | 7q | -1.9%-$16.2K |
| FIDUCIARY FINANCIAL ADVISORS | $704.6K | 60,582 | 0.07% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $684.6K | 58,868 | 0.00% | 7q | +4.8%+$31.4K |
| ROBINSON CAPITAL MANAGEMENT, LLC | $640.5K | 55,073 | 0.28% | 12q | HELD |
| 1607 Capital Partners, LLC | $569.9K | 49,004 | 0.05% | 4q | -38.3%-$353.5K |
| Pathway Financial Advisors LLC | $544.2K | 46,996 | 0.06% | 9q | -2.5%-$13.9K |
| ROYAL BANK OF CANADA | $499.0K | 42,868 | 0.00% | 31q | -12.9%-$73.9K |
| Calamos Advisors LLC | $478.3K | 41,125 | 0.00% | 4q | +7.1%+$31.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $428.3K | 36,829 | 0.00% | 24q | -1.3%-$5.7K |
| Cambridge Investment Research Advisors, Inc. | $406.0K | 34,920 | 0.00% | new | NEW |
| GUGGENHEIM CAPITAL LLC | $384.3K | 33,048 | 0.00% | 7q | +0.7%+$2.6K |
| Bridgewealth Advisory Group, LLC | $297.6K | 25,590 | 0.06% | 5q | HELD |
| CreativeOne Wealth, LLC | $269.8K | 23,199 | 0.01% | 2q | +35.7%+$70.9K |
| Capital Investment Advisors, LLC | $263.4K | 22,651 | 0.00% | 3q | +42.6%+$78.6K |
| CARY STREET PARTNERS FINANCIAL LLC | $233.6K | 20,083 | 0.01% | 7q | -11.7%-$30.8K |
| Kestra Advisory Services, LLC | $209.9K | 18,046 | 0.00% | 2q | +57.6%+$76.7K |
| Beacon Pointe Advisors, LLC | $201.2K | 17,297 | 0.00% | 2q | -13.0%-$30.1K |
| WEDBUSH SECURITIES INC | $195.0K | 16,800 | 0.01% | 29q | -4.0%-$8.1K |
| CITADEL ADVISORS LLC | $194.3K | 16,705 | 0.00% | new | NEW |
| D.A. DAVIDSON & CO. | $193.1K | 16,600 | 0.00% | 31q | HELD |
| LongView Wealth Management | $178.0K | 15,305 | 0.05% | 11q | -13.4%-$27.5K |
| Signature Wealth Management Partners, LLC | $166.9K | 14,351 | 0.08% | 5q | HELD |
| O'ROURKE & COMPANY, Inc | $159.1K | 13,683 | 0.06% | 6q | HELD |
| Cetera Investment Advisers | $135.6K | 11,658 | 0.00% | 10q | HELD |
| BlackRock, Inc. | $134.1K | 11,533 | 0.00% | 7q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $127.6K | 11,060 | 0.00% | 12q | HELD |
| Rockefeller Capital Management L.P. | $122.5K | 10,532 | 0.00% | 4q | +1.3%+$1.5K |
| FIFTH THIRD BANCORP | $102.8K | 8,841 | 0.00% | 2q | HELD |
| Noble Wealth Management PBC | $83.2K | 7,157 | 0.04% | 6q | +12.6%+$9.3K |
| BFC Planning, Inc. | $81.4K | 7,000 | 0.00% | new | NEW |
| Clear Street Group Inc. | $74.7K | 6,426 | 0.00% | 2q | +8950.7%+$73.9K |
| Farther Finance Advisors, LLC | $45.4K | 3,900 | 0.00% | 4q | HELD |
| Steward Partners Investment Advisory, LLC | $41.1K | 3,530 | 0.00% | 12q | HELD |
| WEBSTER BANK, N. A. | $23.3K | 2,000 | 0.00% | 3q | HELD |
| Whipplewood Advisors, LLC | $17.4K | 1,498 | 0.01% | 5q | -58.9%-$24.9K |
| Allworth Financial LP | $16.7K | 1,433 | 0.00% | 7q | HELD |
| CoreCap Advisors, LLC | $11.6K | 1,000 | 0.00% | new | NEW |
| US BANCORP \DE\ | $3.5K | 300 | 0.00% | 31q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $2.9K | 250 | 0.00% | 2q | HELD |
| Geneos Wealth Management Inc. | $2.3K | 200 | 0.00% | 42q | -44.4%-$1.9K |
| Blue Trust, Inc. | $2.3K | 200 | 0.00% | 17q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 16 | $3.9M | 366,558 | 2 | 3 | 4 | 0.0% |
| Q2 2026 | 52 | $46.6M | 4,008,206 | 5 | 12 | 16 | 0.0% |
| Q1 2026 | 50 | $42.5M | 3,801,916 | 8 | 12 | 13 | 0.0% |
| Q4 2025 | 49 | $44.3M | 3,736,813 | 3 | 14 | 10 | 0.0% |
| Q3 2025 | 52 | $42.3M | 3,530,103 | 11 | 11 | 12 | 0.0% |
| Q2 2025 | 47 | $34.6M | 3,058,664 | 5 | 13 | 8 | 0.0% |
| Q1 2025 | 48 | $31.7M | 2,856,663 | 7 | 11 | 10 | 0.0% |
| Q4 2024 | 48 | $31.0M | 2,754,890 | 7 | 7 | 14 | 0.0% |
| Q3 2024 | 45 | $30.0M | 2,509,883 | 5 | 11 | 11 | 0.0% |
| Q2 2024 | 45 | $24.7M | 2,364,845 | 6 | 10 | 16 | 0.0% |
| Q1 2024 | 43 | $26.9M | 2,538,602 | 5 | 14 | 11 | 0.0% |
| Q4 2023 | 43 | $18.8M | 1,897,851 | 7 | 12 | 12 | 0.0% |
| Q3 2023 | 41 | $14.3M | 1,570,328 | 10 | 14 | 5 | 0.0% |
| Q2 2023 | 33 | $14.9M | 1,513,858 | 1 | 12 | 8 | 0.0% |
| Q1 2023 | 40 | $15.8M | 1,490,200 | 6 | 14 | 11 | 0.0% |
| Q4 2022 | 41 | $15.1M | 1,357,847 | 9 | 10 | 9 | 0.0% |
| Q3 2022 | 37 | $68.7M | 6,474,262 | 4 | 16 | 5 | 0.0% |
| Q2 2022 | 37 | $78.8M | 6,283,226 | 1 | 11 | 12 | 0.0% |
| Q1 2022 | 43 | $84.4M | 6,089,031 | 9 | 10 | 10 | 0.0% |
| Q4 2021 | 44 | $113.5M | 6,486,719 | 8 | 12 | 7 | 0.0% |
| Q3 2021 | 41 | $56.4M | 3,579,224 | 3 | 12 | 11 | 0.0% |
| Q2 2021 | 44 | $62.8M | 3,759,651 | 6 | 14 | 7 | 0.0% |
| Q1 2021 | 42 | $47.8M | 2,700,727 | 4 | 12 | 11 | 0.0% |
| Q4 2020 | 40 | $48.9M | 2,581,471 | 5 | 10 | 6 | 0.0% |
| Q3 2020 | 32 | $219.4M | 13,295,720 | 5 | 7 | 7 | 0.0% |
| Q2 2020 | 32 | $203.7M | 14,027,544 | 5 | 7 | 8 | 0.0% |
| Q1 2020 | 34 | $190.1M | 15,762,821 | 6 | 6 | 10 | 0.0% |
| Q4 2019 | 30 | $1.1B | 71,414,349 | 2 | 5 | 8 | 0.0% |
| Q3 2019 | 28 | $1.3B | 85,386,001 | 1 | 7 | 12 | 0.0% |
| Q2 2019 | 31 | $1.6B | 111,268,152 | 4 | 12 | 6 | 0.0% |
| Q1 2019 | 37 | $1.6B | 113,358,907 | 4 | 7 | 12 | 0.0% |
| Q4 2018 | 36 | $1.6B | 134,464,491 | 0 | 1 | 0 | 0.0% |