DaveManuel.com · Institutional Ownership · Who Owns It
SIMPLIFY EXCHANGE TRADED FUN (PFIX)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
57
Reporting holders
$79.4M
Reported value
0.0%
Calls
0.3%
Puts
-7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| JANE STREET GROUP, LLC | $27.8M | 641,661 | 0.00% | new | NEW |
| Pekin Hardy Strauss, Inc. | $7.0M | 162,217 | 0.62% | 2q | +500.5%+$5.9M |
| CITADEL ADVISORS LLC | $6.4M incl. $221.1K options PUT | 142,237 | 0.00% | new | NEW |
| Drum Hill Capital, LLC | $6.3M | 145,456 | 6.44% | 7q | +1.3%+$78.8K |
| Holcombe Financial, Inc. | $4.3M | 99,238 | 2.43% | 7q | HELD |
| GTS SECURITIES LLC | $4.0M | 91,811 | 0.08% | new | NEW |
| Ausdal Financial Partners, Inc. | $3.1M | 71,734 | 0.12% | new | NEW |
| Advyzon Investment Management, LLC | $3.0M | 70,177 | 0.22% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $3.0M | 69,391 | 0.00% | 20q | HELD |
| THOR TRADING ADVISORS, LLC | $1.7M | 38,094 | 0.52% | new | NEW |
| FSA Investment Group, LLC | $1.3M | 30,422 | 0.43% | 4q | +40.6%+$381.2K |
| Catawba River Capital | $1.1M | 24,974 | 0.48% | 2q | +11.3%+$110.1K |
| HighTower Advisors, LLC | $1.0M | 24,027 | 0.00% | 3q | -1.7%-$18.4K |
| LPL Financial LLC | $881.5K | 20,330 | 0.00% | 5q | -87.2%-$6.0M |
| Anchor Investment Management, LLC | $806.3K | 18,595 | 0.06% | 21q | -9.0%-$80.2K |
| Maridea Wealth Management LLC | $724.2K | 16,701 | 0.08% | new | NEW |
| Hilltop Holdings Inc. | $636.4K | 14,677 | 0.05% | 3q | -25.4%-$216.7K |
| B. Riley Wealth Advisors, Inc. | $599.3K | 14,424 | 0.03% | 2q | +14.9%+$77.8K |
| Capital Advisor Network LLC | $530.5K | 12,235 | 0.66% | 2q | +384.0%+$420.9K |
| MML INVESTORS SERVICES, LLC | $524.8K | 12,103 | 0.00% | 7q | +8.0%+$39.1K |
| MERCER GLOBAL ADVISORS INC /ADV | $379.6K | 8,754 | 0.00% | 6q | -1.1%-$4.1K |
| ENVESTNET ASSET MANAGEMENT INC | $368.3K | 8,495 | 0.00% | 7q | -92.2%-$4.4M |
| PFG Advisors | $366.1K | 8,443 | 0.02% | 2q | -95.6%-$7.9M |
| Global Endowment Management, LP | $347.0K | 8,000 | 0.04% | new | NEW |
| OneDigital Investment Advisors LLC | $299.6K | 6,911 | 0.00% | new | NEW |
| SMITH, MOORE & CO. | $292.9K | 6,755 | 0.02% | 2q | +35.0%+$75.9K |
| Cambridge Advisors Inc. | $267.9K | 6,178 | 0.05% | 4q | HELD |
| LANE BROTHERS & CO INC | $243.9K | 5,625 | 0.16% | new | NEW |
| Point72 Asset Management, L.P. | $229.8K | 5,300 | 0.00% | 2q | -83.7%-$1.2M |
| BANK OF MONTREAL /CAN/ | $228.1K | 5,262 | 0.00% | 4q | +15.2%+$30.1K |
| Ancora Advisors LLC | $221.1K | 5,100 | 0.00% | new | NEW |
| Bright Futures Wealth Management, LLC. | $214.1K | 4,937 | 0.14% | new | NEW |
| Savvy Advisors, Inc. | $211.7K | 4,882 | 0.00% | 3q | -27.3%-$79.6K |
| Luminist Capital LLC | $203.2K | 4,841 | 0.23% | 7q | +32.5%+$49.9K |
| AE Wealth Management LLC | $202.7K | 4,675 | 0.00% | 7q | +31066.7%+$202.1K |
| OSAIC HOLDINGS, INC. | $110.2K | 2,539 | 0.00% | 20q | -75.2%-$333.5K |
| Steward Partners Investment Advisory, LLC | $72.9K | 1,682 | 0.00% | 20q | HELD |
| Reyes Financial Architecture, Inc. | $52.7K | 1,216 | 0.03% | new | NEW |
| MORGAN STANLEY | $48.3K | 1,113 | 0.00% | 21q | -44.4%-$38.6K |
| Colonial Trust Co / SC | $32.5K | 750 | 0.00% | 3q | -57.1%-$43.4K |
| Copia Wealth Management | $32.3K | 745 | 0.02% | 6q | HELD |
| HARBOR INVESTMENT ADVISORY, LLC | $26.0K | 600 | 0.00% | 3q | HELD |
| UBS Group AG | $24.2K | 558 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $24.1K | 555 | 0.00% | 15q | -87.7%-$171.4K |
| US BANCORP \DE\ | $23.6K | 545 | 0.00% | 19q | HELD |
| Triumph Capital Management | $14.8K | 342 | 0.00% | 3q | HELD |
| POM Investment Strategies, LLC | $9.0K | 207 | 0.01% | 2q | +17.6%+$1.3K |
| Tower Research Capital LLC (TRC) | $8.4K | 193 | 0.00% | new | NEW |
| Decker Retirement Planning Inc. | $3.8K | 87 | 0.00% | new | NEW |
| Ameritas Advisory Services, LLC | $3.6K | 82 | 0.00% | new | NEW |
| Key Capital Management, INC | $3.0K | 70 | 0.00% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $2.1K | 49 | 0.00% | 2q | HELD |
| BFC Planning, Inc. | $2.0K | 46 | 0.00% | 4q | -54.0%-$2.3K |
| JPMORGAN CHASE & CO | $1.9K | 45 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $697 | 16 | 0.00% | 11q | -5.9% |
| Global Retirement Partners, LLC | $390 | 9 | 0.00% | 4q | HELD |
| DHJJ Financial Advisors, Ltd. | $44 | 1 | 0.00% | 12q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 23 | $31.1M | 494,521 | 10 | 8 | 3 | 0.0% |
| Q2 2026 | 57 | $79.4M | 1,826,112 | 19 | 12 | 15 | 0.3% |
| Q1 2026 | 64 | $76.2M | 1,649,457 | 30 | 18 | 8 | 0.0% |
| Q4 2025 | 44 | $53.0M | 1,106,443 | 11 | 16 | 8 | 0.0% |
| Q3 2025 | 52 | $52.2M | 1,083,197 | 12 | 17 | 14 | 0.0% |
| Q2 2025 | 53 | $57.0M | 1,077,764 | 18 | 14 | 12 | 0.0% |
| Q1 2025 | 41 | $51.9M | 1,067,548 | 8 | 4 | 15 | 0.3% |
| Q4 2024 | 49 | $69.9M | 1,338,066 | 15 | 10 | 9 | 0.0% |
| Q3 2024 | 38 | $42.7M | 1,037,977 | 7 | 8 | 12 | 0.0% |
| Q2 2024 | 49 | $52.3M | 1,076,473 | 12 | 11 | 13 | 1.5% |
| Q1 2024 | 44 | $44.4M | 967,008 | 13 | 17 | 4 | 2.4% |
| Q4 2023 | 51 | $50.1M | 1,153,087 | 15 | 12 | 12 | 4.7% |
| Q3 2023 | 50 | $82.5M | 851,264 | 13 | 6 | 26 | 1.4% |
| Q2 2023 | 55 | $138.7M | 2,206,406 | 12 | 14 | 19 | 0.4% |
| Q1 2023 | 52 | $146.1M | 2,390,035 | 7 | 17 | 18 | 0.1% |
| Q4 2022 | 65 | $296.1M | 4,143,952 | 25 | 14 | 16 | 0.0% |
| Q3 2022 | 56 | $686.1M | 10,070,854 | 12 | 15 | 18 | 0.0% |
| Q2 2022 | 64 | $943.8M | 16,719,250 | 36 | 12 | 7 | 0.0% |
| Q1 2022 | 34 | $316.2M | 6,330,302 | 12 | 8 | 4 | 0.0% |
| Q4 2021 | 29 | $211.7M | 5,638,919 | 10 | 7 | 5 | 0.0% |
| Q3 2021 | 19 | $226.8M | 5,576,863 | 8 | 5 | 2 | 0.0% |
| Q2 2021 | 13 | $82.0M | 1,980,929 | 12 | 0 | 0 | 0.0% |
| Q1 2021 | 1 | $8.0K | 200 | 0 | 0 | 0 | 0.0% |
| Q4 2020 | 1 | $8.0K | 200 | 0 | 0 | 0 | 0.0% |
| Q3 2020 | 1 | $8.0K | 200 | 0 | 0 | 0 | 0.0% |
| Q2 2020 | 1 | $8.0K | 200 | 0 | 0 | 0 | 0.0% |
| Q1 2020 | 1 | $8.0K | 200 | 0 | 0 | 0 | 0.0% |
| Q4 2019 | 1 | $8.0K | 200 | 0 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $8.0K | 200 | 0 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $8.0K | 200 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $8.0K | 200 | 1 | 0 | 0 | 0.0% |