DaveManuel.com · Institutional Ownership · Who Owns It
PIMCO INCOME STRATEGY FD (PFL)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
81
Reporting holders
$66.1M
Reported value
0.0%
Calls
0.0%
Puts
-6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | $7.0M | 886,431 | 0.00% | 22q | +10.1%+$641.6K |
| GUGGENHEIM CAPITAL LLC | $6.9M | 880,069 | 0.04% | 15q | -7.8%-$590.7K |
| MORGAN STANLEY | $4.7M | 594,857 | 0.00% | 35q | +1.0%+$45.8K |
| INDEPENDENT FINANCIAL GROUP, LLC | $4.1M | 524,739 | 0.08% | 19q | -4.6%-$200.3K |
| LPL Financial LLC | $3.4M | 432,726 | 0.00% | 31q | +3.1%+$101.2K |
| HOHIMER WEALTH MANAGEMENT, LLC | $3.1M | 390,256 | 0.31% | 4q | -10.3%-$354.7K |
| Invesco Ltd. | $2.7M | 348,669 | 0.00% | 31q | +5.2%+$135.8K |
| GraniteShares Advisors LLC | $2.6M | 335,388 | 1.70% | 3q | +15.1%+$345.9K |
| Shaker Financial Services, LLC | $2.3M | 295,080 | 0.74% | 2q | +582.6%+$2.0M |
| STIFEL FINANCIAL CORP | $2.2M | 281,194 | 0.00% | 18q | +1.9%+$41.6K |
| CENTAURUS FINANCIAL, INC. | $2.0M | 257,011 | 0.08% | 10q | +1.0%+$20.7K |
| Cetera Investment Advisers | $2.0M | 254,097 | 0.00% | 10q | +18.5%+$312.0K |
| ROYAL BANK OF CANADA | $1.9M | 246,959 | 0.00% | 31q | +4.9%+$90.5K |
| OSAIC HOLDINGS, INC. | $1.8M | 224,184 | 0.00% | 26q | -4.5%-$82.4K |
| BANK OF AMERICA CORP /DE/ | $1.6M | 204,405 | 0.00% | 31q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.4M | 180,611 | 0.00% | 31q | -8.7%-$135.4K |
| Lido Advisors, LLC | $1.3M | 123,883 | 0.00% | 13q | +558.4%+$1.1M |
| Cambridge Investment Research Advisors, Inc. | $1.3M | 164,344 | 0.00% | 31q | +86.2%+$599.9K |
| Pinnacle Financial Partners, Inc. | $1.1M | 140,301 | 0.01% | 3q | HELD |
| TRUIST FINANCIAL CORP | $740.6K | 93,980 | 0.00% | 27q | +1.7%+$12.4K |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $734.8K | 93,252 | 0.01% | 30q | HELD |
| NewEdge Advisors, LLC | $557.5K | 70,753 | 0.00% | 19q | -11.2%-$70.1K |
| Geneos Wealth Management Inc. | $517.9K | 65,719 | 0.01% | 11q | +24.1%+$100.6K |
| RAYMOND JAMES FINANCIAL INC | $490.2K | 62,209 | 0.00% | 7q | +4.8%+$22.4K |
| UBS Group AG | $474.8K | 60,248 | 0.00% | 31q | +251.5%+$339.7K |
| WELLS FARGO & COMPANY/MN | $473.9K | 60,134 | 0.00% | 31q | -85.4%-$2.8M |
| Cypress Capital Group | $458.7K | 58,213 | 0.04% | 5q | HELD |
| J.W. COLE ADVISORS, INC. | $430.9K | 54,677 | 0.01% | new | NEW |
| JANE STREET GROUP, LLC | $410.7K | 52,118 | 0.00% | 6q | +36.0%+$108.8K |
| Janney Montgomery Scott LLC | $382.0K | 48,510 | 0.00% | 8q | +6.9%+$24.8K |
| Kestra Advisory Services, LLC | $367.6K | 46,173 | 0.00% | 24q | -14.1%-$60.4K |
| Sanctuary Advisors, LLC | $341.6K | 43,345 | 0.00% | 9q | +3.0%+$10.0K |
| CITADEL ADVISORS LLC | $335.4K | 42,564 | 0.00% | new | NEW |
| TD Waterhouse Canada Inc. | $328.9K | 41,665 | 0.00% | 19q | +68.1%+$133.3K |
| SILVER OAK SECURITIES, INCORPORATED | $325.7K | 41,333 | 0.02% | 3q | -10.8%-$39.5K |
| Noble Wealth Management PBC | $301.5K | 38,262 | 0.13% | 6q | HELD |
| StoneX Group Inc. | $289.3K | 36,389 | 0.01% | 7q | +83.1%+$131.3K |
| D.A. DAVIDSON & CO. | $285.5K | 36,233 | 0.00% | 30q | +1.3%+$3.8K |
| IMC-Chicago, LLC | $251.6K | 31,932 | 0.00% | new | NEW |
| Stratos Wealth Partners, LTD. | $213.4K | 27,079 | 0.00% | 6q | +7.7%+$15.2K |
| Fortitude Advisory Group L.L.C. | $210.8K | 26,745 | 0.08% | 12q | +30.6%+$49.4K |
| SHUFRO ROSE & CO LLC | $189.9K | 24,100 | 0.01% | 31q | HELD |
| PFG Investments, LLC | $185.2K | 23,500 | 0.01% | 6q | HELD |
| Elm3 Financial Group, LLC | $177.5K | 22,527 | 0.12% | 7q | -13.0%-$26.5K |
| Beacon Pointe Advisors, LLC | $168.2K | 21,344 | 0.00% | 3q | +1.8%+$3.0K |
| BlackRock, Inc. | $155.7K | 19,764 | 0.00% | 6q | HELD |
| Armor Investment Advisors, LLC | $146.0K | 18,524 | 0.05% | 31q | -14.8%-$25.3K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $141.4K | 17,940 | 0.00% | 31q | -16.2%-$27.3K |
| Bensler, LLC | $138.1K | 17,530 | 0.01% | new | NEW |
| NATIONAL BANK OF CANADA /FI/ | $134.5K | 17,113 | 0.00% | 19q | HELD |
| Sowell Financial Services LLC | $131.1K | 16,641 | 0.00% | 6q | HELD |
| Element Wealth, LLC | $125.0K | 15,859 | 0.05% | 7q | +3.3%+$4.0K |
| Foundations Investment Advisors, LLC | $119.8K | 15,203 | 0.00% | new | NEW |
| Focus Partners Wealth | $119.6K | 15,183 | 0.00% | 3q | +0.6% |
| Tudor Financial Inc. | $115.9K | 14,708 | 0.05% | 7q | HELD |
| XTX Topco Ltd | $111.7K | 14,170 | 0.00% | new | NEW |
| Western Wealth Management, LLC | $110.6K | 14,035 | 0.00% | 15q | -16.4%-$21.7K |
| INTEGRITY ALLIANCE, LLC. | $106.2K | 13,477 | 0.00% | 7q | -5.9%-$6.7K |
| ENVESTNET ASSET MANAGEMENT INC | $104.3K | 13,230 | 0.00% | 3q | +12.7%+$11.7K |
| HRT FINANCIAL LP | $98.0K | 12,455 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $97.3K | 12,345 | 0.00% | 18q | +47.9%+$31.5K |
| NOMURA HOLDINGS INC | $94.6K | 12,000 | 0.00% | new | NEW |
| Alpine Global Management, LLC | $94.4K | 11,975 | 0.02% | new | NEW |
| SCOTIA CAPITAL INC. | $91.2K | 11,574 | 0.00% | 3q | HELD |
| Apollon Wealth Management, LLC | $88.3K | 11,200 | 0.00% | 22q | HELD |
| Centennial Bank/AR/ | $78.8K | 10,000 | 0.03% | new | NEW |
| Sprinkle Financial Consultants LLC | $78.8K | 10,000 | 0.03% | 2q | HELD |
| AMERIFLEX GROUP, INC. | $70.4K | 8,939 | 0.03% | 7q | HELD |
| BARCLAYS PLC | $63.0K | 8,000 | 0.00% | 2q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $34.4K | 4,370 | 0.01% | 4q | +2.8% |
| Allworth Financial LP | $32.3K | 4,100 | 0.00% | 5q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $29.0K | 3,671 | 0.00% | 3q | +3.1% |
| JPMORGAN CHASE & CO | $24.3K | 3,117 | 0.00% | new | NEW |
| BNP PARIBAS FINANCIAL MARKETS | $13.0K | 1,652 | 0.00% | 4q | +15.2%+$1.7K |
| Strategic Wealth Partners, Ltd. | $11.4K | 1,449 | 0.00% | 5q | HELD |
| Costello Asset Management, INC | $9.8K | 1,239 | 0.00% | 6q | +3.1% |
| ASSETMARK, INC | $8.7K | 1,100 | 0.00% | 3q | HELD |
| FIFTH THIRD BANCORP | $5.8K | 730 | 0.00% | 2q | HELD |
| FNY Investment Advisers, LLC | $3.0K | 500 | 0.00% | 8q | HELD |
| Rockefeller Capital Management L.P. | $1.4K | 178 | 0.00% | 4q | HELD |
| Farther Finance Advisors, LLC | $1.1K | 144 | 0.00% | 3q | +2.9% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 18 | $11.2M | 1,620,079 | 0 | 8 | 7 | 0.0% |
| Q2 2026 | 81 | $66.1M | 8,342,323 | 11 | 34 | 14 | 0.0% |
| Q1 2026 | 87 | $64.6M | 8,047,679 | 13 | 28 | 18 | 0.0% |
| Q4 2025 | 78 | $65.4M | 7,761,637 | 12 | 23 | 24 | 0.0% |
| Q3 2025 | 73 | $58.8M | 6,903,594 | 8 | 24 | 24 | 0.0% |
| Q2 2025 | 75 | $63.1M | 7,568,506 | 9 | 27 | 18 | 0.0% |
| Q1 2025 | 71 | $62.8M | 7,305,350 | 10 | 30 | 12 | 0.0% |
| Q4 2024 | 70 | $54.2M | 6,472,439 | 10 | 26 | 14 | 0.0% |
| Q3 2024 | 61 | $50.6M | 5,906,459 | 9 | 22 | 16 | 0.0% |
| Q2 2024 | 61 | $42.3M | 5,185,771 | 7 | 17 | 19 | 0.0% |
| Q1 2024 | 64 | $47.6M | 5,612,647 | 9 | 25 | 14 | 0.0% |
| Q4 2023 | 65 | $41.1M | 4,866,118 | 8 | 22 | 15 | 0.0% |
| Q3 2023 | 59 | $29.4M | 3,830,284 | 5 | 19 | 15 | 0.0% |
| Q2 2023 | 59 | $32.7M | 3,985,120 | 5 | 19 | 16 | 0.0% |
| Q1 2023 | 59 | $31.8M | 3,903,634 | 5 | 15 | 21 | 0.0% |
| Q4 2022 | 66 | $37.2M | 4,576,979 | 13 | 19 | 21 | 0.0% |
| Q3 2022 | 61 | $217.4M | 27,244,559 | 7 | 12 | 18 | 0.0% |
| Q2 2022 | 61 | $247.9M | 27,556,267 | 12 | 14 | 19 | 0.0% |
| Q1 2022 | 54 | $292.9M | 28,710,018 | 5 | 19 | 9 | 0.0% |
| Q4 2021 | 61 | $312.6M | 28,495,251 | 9 | 22 | 11 | 0.0% |
| Q3 2021 | 53 | $319.3M | 27,482,336 | 9 | 22 | 12 | 0.0% |
| Q2 2021 | 51 | $344.9M | 27,054,165 | 7 | 21 | 12 | 0.0% |
| Q1 2021 | 51 | $326.3M | 27,167,260 | 4 | 19 | 11 | 0.0% |
| Q4 2020 | 55 | $215.0M | 18,794,331 | 7 | 13 | 18 | 0.0% |
| Q3 2020 | 52 | $186.4M | 18,415,394 | 7 | 14 | 16 | 0.0% |
| Q2 2020 | 49 | $184.8M | 19,028,971 | 5 | 18 | 15 | 0.0% |
| Q1 2020 | 53 | $158.6M | 19,435,615 | 9 | 13 | 15 | 0.0% |
| Q4 2019 | 53 | $136.8M | 11,542,041 | 5 | 16 | 17 | 0.0% |
| Q3 2019 | 49 | $99.7M | 8,720,775 | 5 | 21 | 14 | 0.0% |
| Q2 2019 | 45 | $101.3M | 8,579,210 | 4 | 26 | 4 | 0.0% |
| Q1 2019 | 45 | $35.7M | 3,106,987 | 5 | 17 | 9 | 0.0% |
| Q4 2018 | 44 | $37.5M | 3,452,038 | 0 | 0 | 0 | 0.0% |