DaveManuel.com · Institutional Ownership · Who Owns It
PENNANTPARK FLOATING RATE CA (PFLT)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
129
Reporting holders
$167.3M
Reported value
22.3%
Of shares outstanding
0.7%
Calls
0.3%
Puts
-11
Holder change
Institutions report 22,132,261 shares against 99,217,896 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | $39.1M | 5,222,616 | 1.75% | 31q | +5.7%+$2.1M |
| UBS Group AG | $23.1M | 3,086,895 | 0.00% | 31q | +52.8%+$8.0M |
| VAN ECK ASSOCIATES CORP | $18.5M | 2,473,706 | 0.01% | 31q | +37.0%+$5.0M |
| Invesco Ltd. | $13.4M | 1,796,252 | 0.00% | 7q | -0.6%-$81.2K |
| Altshuler Shaham Ltd | $7.7M | 1,029,172 | 0.10% | 22q | HELD |
| Diameter Capital Partners LP | $6.7M | 900,000 | 0.54% | 3q | -45.6%-$5.6M |
| Legal & General Group Plc | $6.1M | 810,824 | 0.00% | 31q | +6.0%+$341.9K |
| MORGAN STANLEY | $5.8M | 777,564 | 0.00% | 35q | +29.2%+$1.3M |
| FRANKLIN RESOURCES INC | $4.4M | 584,585 | 0.00% | new | NEW |
| Advisors Asset Management, Inc. | $2.8M | 377,174 | 0.04% | 17q | +5.0%+$133.4K |
| BlackRock, Inc. | $2.8M | 375,781 | 0.00% | 8q | -2.4%-$69.1K |
| GraniteShares Advisors LLC | $2.3M | 302,342 | 1.45% | 7q | +15.1%+$296.0K |
| Independent Advisor Alliance | $2.0M | 271,050 | 0.05% | 2q | +97.1%+$999.0K |
| CITADEL ADVISORS LLC | $1.9M incl. $599.1K options CALL+PUT | 173,041 | 0.00% | 23q | HELD |
| OSAIC HOLDINGS, INC. | $1.8M | 245,703 | 0.00% | 26q | +13.5%+$218.9K |
| Cambridge Investment Research Advisors, Inc. | $1.5M | 201,242 | 0.00% | 31q | +136.1%+$868.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.4M incl. $873.7K options CALL+PUT | 66,225 | 0.00% | 8q | +78.4%+$601.6K |
| Muzinich & Co., Inc. | $1.3M | 172,096 | 0.44% | 31q | HELD |
| NewEdge Wealth, LLC | $1.3M | 168,559 | 0.01% | 11q | -5.1%-$68.2K |
| BANK OF AMERICA CORP /DE/ | $1.2M | 164,131 | 0.00% | 31q | +198.1%+$815.9K |
| MILLENNIUM MANAGEMENT LLC | $1.2M | 156,573 | 0.00% | 18q | -2.7%-$33.1K |
| Sumitomo Mitsui Trust Group, Inc. | $1.1M | 147,213 | 0.00% | 26q | HELD |
| Krilogy Financial LLC | $926.6K | 123,880 | 0.03% | 4q | HELD |
| CANADA LIFE ASSURANCE Co | $925.0K | 124,076 | 0.00% | 27q | +14.7%+$118.4K |
| Naviter Wealth, LLC | $879.0K | 116,148 | 0.08% | 4q | +48.5%+$287.1K |
| Tidal Investments LLC | $790.3K | 105,656 | 0.00% | 2q | HELD |
| PFG Investments, LLC | $782.3K | 104,583 | 0.03% | 10q | -25.6%-$268.8K |
| Trexquant Investment LP | $760.1K | 101,622 | 0.00% | 14q | -42.8%-$569.5K |
| Cerity Partners LLC | $654.3K | 87,479 | 0.00% | 3q | +1.1%+$6.9K |
| LPL Financial LLC | $634.9K | 84,883 | 0.00% | 25q | -78.8%-$2.4M |
| GUGGENHEIM CAPITAL LLC | $555.0K | 74,194 | 0.00% | 14q | +9.9%+$49.8K |
| HighTower Advisors, LLC | $531.6K | 71,067 | 0.00% | 31q | -0.7%-$3.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $522.6K | 69,866 | 0.00% | 18q | +31.8%+$126.2K |
| Cetera Investment Advisers | $486.3K | 65,017 | 0.00% | 10q | -7.0%-$36.8K |
| GOLDMAN SACHS GROUP INC | $479.4K | 64,089 | 0.00% | 4q | -11.5%-$62.5K |
| Curi Capital, LLC | $448.8K | 60,000 | 0.01% | new | NEW |
| Virtus Investment Advisers, LLC | $440.8K | 58,934 | 0.10% | 6q | -21.4%-$120.3K |
| XTX Topco Ltd | $436.6K | 58,365 | 0.01% | 3q | -60.5%-$669.0K |
| GREENWOOD GEARHART LLC | $423.8K | 56,662 | 0.02% | 2q | +95.4%+$206.9K |
| Yelin Lapidot Holdings Management Ltd. | $410.9K | 54,927 | 0.08% | 12q | -26.2%-$145.9K |
| STIFEL FINANCIAL CORP | $405.9K | 54,260 | 0.00% | 31q | +14.7%+$52.0K |
| ENVESTNET ASSET MANAGEMENT INC | $372.0K | 49,727 | 0.00% | 6q | HELD |
| MQS Management LLC | $370.8K | 49,574 | 0.45% | new | NEW |
| DENALI ADVISORS LLC | $322.0K | 43,052 | 0.03% | 8q | -8.5%-$29.8K |
| RAYMOND JAMES FINANCIAL INC | $314.7K | 42,078 | 0.00% | 7q | +118.4%+$170.6K |
| Janney Montgomery Scott LLC | $308.0K | 41,156 | 0.00% | 31q | -1.5%-$4.8K |
| Sovran Advisors, LLC | $278.2K | 39,124 | 0.02% | 6q | +3.5%+$9.4K |
| WELLS FARGO & COMPANY/MN | $266.6K | 35,642 | 0.00% | 31q | +46.2%+$84.2K |
| Squarepoint Ops LLC | $249.0K | 33,287 | 0.00% | 2q | +80.0%+$110.7K |
| Brevan Howard Capital Management LP | $237.9K | 31,810 | 0.00% | 7q | +25.0%+$47.5K |
| WEDBUSH SECURITIES INC | $220.0K | 29,412 | 0.01% | 31q | -10.8%-$26.6K |
| Freestone Capital Holdings, LLC | $217.3K | 29,045 | 0.01% | 3q | HELD |
| ROYAL BANK OF CANADA | $217.0K | 29,045 | 0.00% | 31q | +5.1%+$10.6K |
| FIRST CITIZENS BANK & TRUST CO | $202.0K | 27,000 | 0.00% | new | NEW |
| CERTUITY, LLC | $199.4K | 26,658 | 0.01% | 13q | HELD |
| Black Maple Capital Management LP | $187.0K | 25,000 | 0.11% | new | NEW |
| Foundations Investment Advisors, LLC | $185.1K | 24,752 | 0.00% | 5q | -45.0%-$151.4K |
| Strategic Financial Concepts, LLC | $184.8K | 24,700 | 0.05% | 2q | -5.9%-$11.5K |
| PW Nova Financial Services LLC | $173.9K | 23,244 | 0.04% | 3q | +7.9%+$12.7K |
| Mariner, LLC | $168.8K | 22,565 | 0.00% | 5q | +11.8%+$17.8K |
| M&T Bank Corp | $163.8K | 21,899 | 0.00% | 6q | HELD |
| BEACON INVESTMENT ADVISORS LLC | $163.2K | 21,821 | 0.05% | 14q | +2.2%+$3.6K |
| JANE STREET GROUP, LLC | $160.8K CALL | options only | 0.00% | 4q | OPTIONS |
| TWO SIGMA INVESTMENTS, LP | $153.3K | 20,500 | 0.00% | 31q | -93.0%-$2.0M |
| Ethos Financial Group, LLC | $144.5K | 19,317 | 0.01% | 4q | -9.3%-$14.9K |
| NewEdge Advisors, LLC | $128.4K | 17,167 | 0.00% | 11q | +264.2%+$93.1K |
| AE Wealth Management LLC | $126.4K | 16,897 | 0.00% | 25q | -25.1%-$42.3K |
| Savvy Advisors, Inc. | $125.5K | 16,773 | 0.00% | 2q | +3.7%+$4.5K |
| Advisory Services Network, LLC | $118.4K | 15,830 | 0.00% | 2q | +880.2%+$106.3K |
| Strategies Wealth Advisors, LLC | $110.5K | 14,770 | 0.01% | 12q | +3.7%+$4.0K |
| Bluespring Wealth Management, LLC | $109.8K | 14,675 | 0.00% | new | NEW |
| VestGen Advisors, LLC | $108.5K | 14,500 | 0.00% | 4q | HELD |
| Avior Wealth Management, LLC | $105.0K | 14,039 | 0.00% | 2q | -32.3%-$50.2K |
| Corient Private Wealth LP | $95.8K | 12,805 | 0.00% | 7q | HELD |
| NORTHERN TRUST CORP | $93.4K | 12,489 | 0.00% | 8q | -2.2%-$2.1K |
| BCO Wealth Management LLC | $89.9K | 12,019 | 0.05% | 3q | HELD |
| NOMURA HOLDINGS INC | $89.8K | 12,000 | 0.00% | 3q | -4.0%-$3.7K |
| FULTON BREAKEFIELD BROENNIMAN LLC | $88.2K | 11,798 | 0.01% | 9q | HELD |
| TWO SIGMA SECURITIES, LLC | $88.2K | 11,793 | 0.01% | 2q | -30.2%-$38.2K |
| Qube Research & Technologies Ltd | $84.6K | 11,305 | 0.00% | 13q | -94.0%-$1.3M |
| Garner Asset Management Corp | $83.9K | 11,216 | 0.03% | 10q | -7.0%-$6.3K |
| Miller Financial Services LLC | $83.8K | 11,203 | 0.07% | 2q | +3.8%+$3.1K |
| StoneX Group Inc. | $83.7K | 10,510 | 0.00% | new | NEW |
| Balyasny Asset Management L.P. | $82.5K | 11,025 | 0.00% | new | NEW |
| WESTBOURNE INVESTMENTS, INC. | $82.3K | 11,000 | 0.03% | 7q | +4.8%+$3.7K |
| Glenview Trust Co | $79.7K | 10,650 | 0.00% | 5q | HELD |
| GROUP ONE TRADING LLC | $77.8K CALL | options only | 0.00% | 2q | OPTIONS |
| CALTON & ASSOCIATES, INC. | $75.5K | 10,100 | 0.01% | 5q | -50.9%-$78.3K |
| INVESTMENT PARTNERS, LTD. | $74.8K | 10,000 | 0.02% | 7q | HELD |
| Golden State Wealth Management, LLC | $73.7K | 9,852 | 0.01% | 5q | HELD |
| BNP PARIBAS FINANCIAL MARKETS | $73.4K | 9,812 | 0.00% | 5q | +28.3%+$16.2K |
| BFC Planning, Inc. | $51.8K | 6,922 | 0.00% | 3q | +5.0%+$2.5K |
| Allied Private Wealth LLC | $51.0K | 7,153 | 0.03% | new | FIRST |
| Farther Finance Advisors, LLC | $47.2K | 6,309 | 0.00% | 8q | -22.0%-$13.3K |
| State of Alaska, Department of Revenue | $34.0K | 4,625 | 0.00% | 4q | HELD |
| SIMPLEX TRADING, LLC | $31.4K CALL+PUT | options only | 0.00% | 2q | OPTIONS |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $29.9K | 4,000 | 0.00% | 5q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $26.9K | 3,580 | 0.00% | 3q | HELD |
| Wilmington Savings Fund Society, FSB | $25.2K | 3,363 | 0.00% | 8q | HELD |
| Tower Research Capital LLC (TRC) | $25.0K | 3,347 | 0.00% | 2q | +89.0%+$11.8K |
Showing the largest 100 of 129 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 31 | $27.2M | 4,034,485 | 4 | 9 | 5 | 0.0% |
| Q2 2026 | 129 | $167.3M | 22,132,261 | 16 | 42 | 36 | 1.0% |
| Q1 2026 | 140 | $169.1M | 20,673,360 | 28 | 49 | 33 | 1.7% |
| Q4 2025 | 139 | $212.0M | 22,301,059 | 23 | 34 | 44 | 1.9% |
| Q3 2025 | 139 | $194.9M | 21,856,385 | 30 | 55 | 21 | 0.7% |
| Q2 2025 | 125 | $221.5M | 21,417,240 | 16 | 53 | 30 | 0.1% |
| Q1 2025 | 132 | $286.6M | 25,556,806 | 28 | 52 | 20 | 0.2% |
| Q4 2024 | 128 | $200.7M | 18,253,197 | 26 | 39 | 26 | 0.6% |
| Q3 2024 | 104 | $192.5M | 16,265,461 | 17 | 30 | 32 | 0.7% |
| Q2 2024 | 111 | $244.4M | 16,473,292 | 20 | 44 | 23 | 0.1% |
| Q1 2024 | 108 | $168.8M | 14,779,775 | 24 | 36 | 24 | 0.6% |
| Q4 2023 | 101 | $152.8M | 12,546,873 | 12 | 25 | 38 | 0.6% |
| Q3 2023 | 111 | $141.5M | 13,136,057 | 16 | 27 | 34 | 1.0% |
| Q2 2023 | 113 | $174.1M | 16,223,379 | 26 | 33 | 22 | 1.0% |
| Q1 2023 | 93 | $112.4M | 10,397,120 | 13 | 26 | 23 | 2.0% |
| Q4 2022 | 97 | $108.5M | 9,737,392 | 17 | 22 | 28 | 1.4% |
| Q3 2022 | 87 | $107.0M | 10,436,042 | 8 | 30 | 21 | 1.2% |
| Q2 2022 | 93 | $144.9M | 12,551,869 | 15 | 22 | 20 | 1.0% |
| Q1 2022 | 87 | $178.8M | 11,125,091 | 15 | 23 | 14 | 15.9% |
| Q4 2021 | 88 | $158.5M | 10,207,758 | 14 | 23 | 23 | 17.8% |
| Q3 2021 | 80 | $129.1M | 9,888,489 | 10 | 21 | 23 | 1.4% |
| Q2 2021 | 80 | $142.9M | 11,053,566 | 8 | 18 | 28 | 1.4% |
| Q1 2021 | 79 | $110.3M | 9,126,170 | 8 | 16 | 35 | 1.4% |
| Q4 2020 | 80 | $215.6M | 20,325,351 | 19 | 19 | 30 | 0.7% |
| Q3 2020 | 72 | $191.9M | 22,659,135 | 5 | 20 | 26 | 0.4% |
| Q2 2020 | 84 | $199.6M | 23,619,124 | 10 | 24 | 23 | 0.4% |
| Q1 2020 | 93 | $72.8M | 14,805,236 | 13 | 33 | 30 | 0.2% |
| Q4 2019 | 101 | $186.4M | 15,267,407 | 17 | 30 | 30 | 0.0% |
| Q3 2019 | 92 | $358.5M | 30,897,149 | 11 | 32 | 30 | 0.0% |
| Q2 2019 | 91 | $786.3M | 67,951,098 | 10 | 34 | 26 | 0.0% |
| Q1 2019 | 99 | $790.9M | 61,697,497 | 12 | 37 | 26 | 0.0% |
| Q4 2018 | 95 | $176.6M | 15,086,638 | 1 | 1 | 2 | 0.0% |