DaveManuel.com · Institutional Ownership · Who Owns It
PRINCIPAL EXCHANGE TRADED FD (PIEQ)
Institutional ownership reported to the SEC as of Q2 2026, across 8 quarters.
25
Reporting holders
$1.7B
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | $880.5M | 24,666,040 | 0.43% | 7q | -21.9%-$247.1M |
| PRINCIPAL SECURITIES, INC. | $396.3M | 11,041,875 | 4.77% | 7q | +166.6%+$247.6M |
| ENVESTNET ASSET MANAGEMENT INC | $378.8M | 10,553,734 | 0.09% | 7q | +182.7%+$244.8M |
| LPL Financial LLC | $3.6M | 100,417 | 0.00% | 2q | +119.4%+$2.0M |
| Capital Investment Advisory Services, LLC | $2.9M | 79,641 | 0.18% | 6q | HELD |
| JANE STREET GROUP, LLC | $2.4M | 67,182 | 0.00% | 3q | +134.4%+$1.4M |
| Kraft, Davis & Associates, LLC | $2.4M | 67,404 | 0.50% | 2q | -36.3%-$1.4M |
| Private Advisor Group, LLC | $2.2M | 61,176 | 0.01% | 3q | +35.2%+$571.6K |
| Smartleaf Asset Management LLC | $2.0M | 56,979 | 0.07% | 6q | HELD |
| Next Level Private LLC | $912.7K | 25,431 | 0.18% | 3q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $816.7K | 22,756 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $703.5K | 19,600 | 0.00% | 3q | +21.9%+$126.5K |
| HighPoint Advisor Group LLC | $699.5K | 19,490 | 0.02% | new | NEW |
| CITADEL ADVISORS LLC | $266.0K | 7,411 | 0.00% | 2q | -77.8%-$930.8K |
| Wealthspire Retirement, LLC | $264.4K | 7,367 | 0.01% | 2q | +2.3%+$6.1K |
| Apollon Financial, LLC | $213.2K | 5,941 | 0.03% | new | NEW |
| Cape Investment Advisory, Inc. | $67.9K | 1,891 | 0.02% | new | NEW |
| FMR LLC | $48.9K | 1,362 | 0.00% | 2q | +2.9%+$1.4K |
| GILPIN WEALTH MANAGEMENT, LLC | $35.9K | 1,000 | 0.02% | 2q | HELD |
| Pinnacle Bancorp, Inc. | $19.2K | 536 | 0.01% | new | NEW |
| UBS Group AG | $13.1K | 366 | 0.00% | new | NEW |
| CITIGROUP INC | $12.9K | 359 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $6.5K | 181 | 0.00% | new | NEW |
| ASSETMARK, INC | $2.4K | 68 | 0.00% | 3q | -50.0%-$2.4K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.6K | 45 | 0.00% | 2q | +246.2%+$1.1K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 9 | $3.8M | 106,907 | 2 | 1 | 2 | 0.0% |
| Q2 2026 | 25 | $1.7B | 46,808,252 | 8 | 9 | 4 | 0.0% |
| Q1 2026 | 20 | $1.3B | 39,909,818 | 7 | 6 | 4 | 0.0% |
| Q4 2025 | 17 | $1.3B | 38,894,279 | 11 | 5 | 0 | 0.0% |
| Q3 2025 | 8 | $942.3M | 29,838,439 | 2 | 5 | 1 | 0.0% |
| Q2 2025 | 9 | $823.7M | 28,317,066 | 1 | 7 | 1 | 0.0% |
| Q1 2025 | 10 | $683.7M | 27,894,737 | 6 | 2 | 1 | 0.0% |
| Q4 2024 | 4 | $67.1M | 2,776,621 | 4 | 0 | 0 | 0.0% |