DaveManuel.com · Institutional Ownership · Who Owns It
PENNYMAC MTG INVT TR (PMT)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
215
Reporting holders
$736.9M
Reported value
72.1%
Of shares outstanding
1.2%
Calls
2.6%
Puts
-5
Holder change
Institutions report 62,911,588 shares against 87,202,362 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $164.3M | 14,569,469 | 0.00% | 8q | +5.1%+$8.0M |
| T. Rowe Price Investment Management, Inc. | $71.6M | 6,349,860 | 0.05% | 16q | +17.2%+$10.5M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $56.8M | 5,035,834 | 0.00% | 2q | +1.7%+$949.9K |
| VANGUARD CAPITAL MANAGEMENT LLC | $43.3M | 3,840,860 | 0.00% | 2q | +0.7%+$321.8K |
| STATE STREET CORP | $40.0M | 3,547,189 | 0.00% | 31q | +4.9%+$1.9M |
| Invesco Ltd. | $34.5M | 3,062,070 | 0.00% | 31q | +39.5%+$9.8M |
| GEODE CAPITAL MANAGEMENT, LLC | $25.9M | 2,298,199 | 0.00% | 31q | +3.8%+$957.3K |
| CITADEL ADVISORS LLC | $25.9M incl. $7.1M options CALL+PUT | 1,672,282 | 0.00% | 31q | +90.6%+$12.3M |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $19.3M | 1,709,618 | 0.02% | 9q | +3.1%+$580.8K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $16.5M | 1,464,731 | 0.00% | 31q | +0.7%+$111.8K |
| Boston Partners | $15.3M | 1,384,525 | 0.01% | 6q | -3.5%-$560.6K |
| MORGAN STANLEY | $14.9M | 1,319,753 | 0.00% | 35q | +19.7%+$2.4M |
| JPMORGAN CHASE & CO | $14.2M | 1,289,962 | 0.00% | 31q | +49.2%+$4.7M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $12.0M incl. $11.8M options CALL+PUT | 18,900 | 0.00% | 31q | -80.4%-$49.1M |
| NORTHERN TRUST CORP | $10.5M | 928,745 | 0.00% | 31q | HELD |
| MILLENNIUM MANAGEMENT LLC | $8.9M | 793,352 | 0.00% | 5q | +220.5%+$6.2M |
| VAN ECK ASSOCIATES CORP | $8.3M | 734,244 | 0.01% | 31q | -2.9%-$244.4K |
| HBK INVESTMENTS L P | $7.5M PUT | options only | 0.07% | 14q | OPTIONS |
| FIRST TRUST ADVISORS LP | $7.2M | 635,796 | 0.00% | 12q | +55.5%+$2.6M |
| VANGUARD FIDUCIARY TRUST CO | $6.5M | 580,288 | 0.00% | 2q | +4.1%+$255.3K |
| Dana Investment Advisors, Inc. | $6.5M | 573,022 | 0.17% | 10q | -1.6%-$106.2K |
| EMG Holdings, L.P. | $6.5M | 572,080 | 5.15% | new | NEW |
| Allianz Asset Management GmbH | $6.3M | 558,162 | 0.01% | 38q | HELD |
| Bank of New York Mellon Corp | $6.1M | 544,097 | 0.00% | 31q | -7.6%-$501.4K |
| PRINCIPAL FINANCIAL GROUP INC | $4.8M | 422,076 | 0.00% | 31q | HELD |
| CITIGROUP INC | $4.6M | 407,487 | 0.00% | 31q | +31.4%+$1.1M |
| BANK OF AMERICA CORP /DE/ | $4.5M | 403,322 | 0.00% | 31q | -2.2%-$103.7K |
| UBS Group AG | $4.5M | 396,300 | 0.00% | 31q | +71.7%+$1.9M |
| JUPITER ASSET MANAGEMENT LTD | $4.1M | 360,001 | 0.02% | 3q | -11.1%-$506.2K |
| Public Sector Pension Investment Board | $3.4M | 299,628 | 0.01% | 31q | -3.8%-$132.3K |
| AQR CAPITAL MANAGEMENT LLC | $3.0M | 266,644 | 0.00% | 7q | +288.8%+$2.2M |
| GraniteShares Advisors LLC | $2.5M | 222,004 | 1.61% | 7q | +15.1%+$327.7K |
| Legal & General Group Plc | $2.4M | 216,707 | 0.00% | 31q | -0.7%-$16.6K |
| Nuveen, LLC | $2.4M | 213,825 | 0.00% | 6q | -59.2%-$3.5M |
| RHUMBLINE ADVISERS | $2.4M | 209,697 | 0.00% | 31q | -10.9%-$288.5K |
| Quantinno Capital Management LP | $2.3M | 201,896 | 0.00% | 6q | +1065.3%+$2.1M |
| WATERFALL ASSET MANAGEMENT, LLC | $2.3M | 199,682 | 1.38% | new | NEW |
| MARINER INVESTMENT GROUP LLC | $2.0M | 180,000 | 0.44% | 2q | HELD |
| RAYMOND JAMES FINANCIAL INC | $2.0M | 178,185 | 0.00% | 7q | +7.0%+$130.9K |
| Swiss National Bank | $2.0M | 174,600 | 0.00% | 31q | +1.7%+$32.7K |
| AMERIPRISE FINANCIAL INC | $1.9M | 171,480 | 0.00% | 31q | -2.8%-$54.9K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $1.8M | 160,070 | 0.00% | 3q | +967.6%+$1.6M |
| BARCLAYS PLC | $1.8M | 156,585 | 0.00% | 31q | -2.0%-$36.2K |
| Corient Private Wealth LP | $1.7M | 154,905 | 0.00% | new | NEW |
| LPL Financial LLC | $1.7M | 150,456 | 0.00% | 31q | -8.6%-$159.7K |
| GOLDMAN SACHS GROUP INC | $1.6M | 141,769 | 0.00% | 31q | -41.7%-$1.1M |
| WELLS FARGO & COMPANY/MN | $1.6M | 139,941 | 0.00% | 31q | +39.9%+$450.5K |
| Penserra Capital Management LLC | $1.6M | 138,482 | 0.01% | 20q | +24.2%+$304.7K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $1.5M | 136,361 | 0.00% | 28q | +20.7%+$264.4K |
| JANE STREET GROUP, LLC | $1.5M CALL+PUT | options only | 0.00% | 6q | OPTIONS |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | $1.5M | 132,184 | 0.00% | 31q | -0.8%-$12.1K |
| GUGGENHEIM CAPITAL LLC | $1.2M | 105,044 | 0.01% | 4q | +109.1%+$618.3K |
| XTX Topco Ltd | $1.2M | 103,589 | 0.02% | 2q | +92.8%+$562.5K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $1.1M | 100,196 | 0.00% | 31q | +27.6%+$244.6K |
| SIMPLEX TRADING, LLC | $1.1M | 100,055 | 0.00% | 3q | +25.5%+$229.1K |
| DEUTSCHE BANK AG\ | $1.1M | 95,769 | 0.00% | 34q | +18.9%+$171.6K |
| SHARPEPOINT LLC | $1.1M | 94,760 | 0.54% | 3q | +9.9%+$96.0K |
| ALLIANCEBERNSTEIN L.P. | $1.1M | 91,148 | 0.00% | 31q | HELD |
| WEDBUSH SECURITIES INC | $1.0M | 92,059 | 0.03% | 31q | +1.6%+$16.6K |
| PRUDENTIAL FINANCIAL INC | $1.0M | 91,606 | 0.00% | 31q | +1.3%+$13.3K |
| Collar Capital Management, LLC | $1.0M | 90,219 | 0.60% | 7q | -1.6%-$16.9K |
| CAXTON ASSOCIATES LLP | $948.2K | 84,064 | 0.02% | 6q | +68.9%+$387.0K |
| Angel Oak Capital Advisors, LLC | $915.7K | 81,182 | 1.16% | 7q | HELD |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. | $897.0K | 79,500 | 0.00% | 2q | HELD |
| LSV ASSET MANAGEMENT | $897.0K | 79,500 | 0.00% | 2q | HELD |
| Russell Investments Group, Ltd. | $845.2K | 74,930 | 0.00% | 11q | +309.6%+$638.9K |
| CANADA LIFE ASSURANCE Co | $796.0K | 70,681 | 0.00% | 27q | HELD |
| Inspire Investing, LLC | $677.0K | 60,016 | 0.03% | 12q | +35.1%+$175.9K |
| Thrivent Financial for Lutherans | $646.0K | 57,263 | 0.00% | 31q | -1.4%-$9.2K |
| GSA CAPITAL PARTNERS LLP | $635.0K | 56,335 | 0.04% | 3q | +82.9%+$287.9K |
| FMR LLC | $631.0K | 55,937 | 0.00% | 21q | +1134.8%+$579.9K |
| VANGUARD ASSET MANAGEMENT, Ltd | $604.6K | 53,595 | 0.00% | 2q | HELD |
| Simplify Asset Management Inc. | $603.5K | 53,500 | 0.01% | new | NEW |
| MetLife Investment Management, LLC | $583.7K | 51,747 | 0.00% | 32q | +16.5%+$82.8K |
| Illinois Municipal Retirement Fund | $558.7K | 49,530 | 0.01% | 12q | +8.6%+$44.5K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $550.0K | 48,760 | 0.01% | 6q | +148.8%+$328.9K |
| IMC-Chicago, LLC | $543.7K | 48,196 | 0.00% | 2q | +274.3%+$398.4K |
| Maridea Wealth Management LLC | $536.6K | 47,571 | 0.06% | 7q | +9.5%+$46.7K |
| INTECH INVESTMENT MANAGEMENT LLC | $508.3K | 45,061 | 0.00% | 9q | -63.2%-$874.4K |
| STATE OF WISCONSIN INVESTMENT BOARD | $505.4K | 44,808 | 0.00% | 5q | +40.5%+$145.8K |
| Atom Investors LP | $499.4K | 44,277 | 0.04% | new | NEW |
| Jupiter Topco LLC | $461.4K | 40,883 | 0.00% | new | FIRST |
| OPTIMIZE FINANCIAL INC. | $450.4K | 39,926 | 0.16% | 7q | HELD |
| Sound Capital Solutions LLC | $450.4K | 39,926 | 0.11% | new | FIRST |
| ROYAL BANK OF CANADA | $432.0K | 38,398 | 0.00% | 31q | -94.0%-$6.8M |
| Squarepoint Ops LLC | $431.7K | 38,267 | 0.00% | new | NEW |
| Louisiana State Employees Retirement System | $430.9K | 38,200 | 0.01% | 31q | -1.0%-$4.5K |
| State of Tennessee, Department of Treasury | $388.5K | 34,445 | 0.00% | 31q | -3.5%-$13.9K |
| Focus Partners Wealth | $381.7K | 33,840 | 0.00% | new | NEW |
| Vanguard Global Advisers, LLC | $364.8K | 32,337 | 0.00% | 2q | -9.0%-$36.1K |
| Balyasny Asset Management L.P. | $340.0K | 30,141 | 0.00% | 5q | -27.5%-$129.2K |
| Ausdal Financial Partners, Inc. | $331.8K | 29,412 | 0.01% | 4q | +16.0%+$45.8K |
| NEW YORK STATE COMMON RETIREMENT FUND | $326.4K | 28,933 | 0.00% | 31q | HELD |
| State of Alaska, Department of Revenue | $323.0K | 28,718 | 0.00% | 31q | -33.8%-$164.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $315.4K | 27,963 | 0.00% | 28q | -4.1%-$13.5K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $297.6K | 26,500 | 0.02% | 20q | HELD |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | $284.7K | 25,236 | 0.00% | 31q | HELD |
| Lido Advisors, LLC | $284.1K | 25,186 | 0.00% | 11q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $275.5K | 24,423 | 0.00% | new | NEW |
| Police & Firemen's Retirement System of New Jersey | $271.9K | 24,104 | 0.00% | 7q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-30 | 13G/A | Vanguard Portfolio Management | 4.0% |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-29 | 2026-10-26 | Directors or officers departed or appointed | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 50 | $15.3M | 1,945,505 | 13 | 16 | 15 | 0.0% |
| Q2 2026 | 215 | $736.9M | 62,911,588 | 25 | 73 | 63 | 3.8% |
| Q1 2026 | 220 | $700.7M | 57,836,212 | 25 | 70 | 76 | 3.8% |
| Q4 2025 | 221 | $798.5M | 59,256,311 | 32 | 67 | 69 | 6.7% |
| Q3 2025 | 201 | $791.2M | 58,220,963 | 24 | 71 | 63 | 9.8% |
| Q2 2025 | 206 | $810.2M | 58,401,623 | 23 | 58 | 74 | 7.3% |
| Q1 2025 | 211 | $953.7M | 60,550,653 | 35 | 54 | 64 | 7.0% |
| Q4 2024 | 206 | $760.8M | 57,495,725 | 21 | 62 | 62 | 4.7% |
| Q3 2024 | 199 | $880.0M | 57,916,885 | 22 | 59 | 75 | 3.9% |
| Q2 2024 | 203 | $818.2M | 58,062,552 | 33 | 72 | 60 | 2.4% |
| Q1 2024 | 194 | $889.5M | 59,734,027 | 24 | 63 | 61 | 1.7% |
| Q4 2023 | 198 | $934.9M | 60,880,645 | 30 | 68 | 58 | 2.5% |
| Q3 2023 | 184 | $735.1M | 58,379,126 | 25 | 53 | 69 | 1.5% |
| Q2 2023 | 176 | $806.2M | 58,815,930 | 21 | 53 | 67 | 1.7% |
| Q1 2023 | 185 | $762.6M | 60,906,667 | 19 | 64 | 65 | 1.5% |
| Q4 2022 | 199 | $821.9M | 61,672,173 | 44 | 43 | 75 | 6.8% |
| Q3 2022 | 178 | $852.8M | 70,850,684 | 16 | 50 | 75 | 2.1% |
| Q2 2022 | 196 | $1.1B | 80,046,159 | 32 | 43 | 89 | 2.0% |
| Q1 2022 | 191 | $1.3B | 75,461,092 | 18 | 66 | 64 | 0.5% |
| Q4 2021 | 197 | $1.7B | 95,505,259 | 21 | 59 | 65 | 2.3% |
| Q3 2021 | 189 | $2.3B | 112,771,837 | 15 | 58 | 65 | 1.4% |
| Q2 2021 | 198 | $2.3B | 107,410,233 | 28 | 70 | 58 | 1.3% |
| Q1 2021 | 190 | $2.0B | 100,227,930 | 24 | 54 | 80 | 1.4% |
| Q4 2020 | 200 | $1.9B | 103,794,486 | 30 | 61 | 68 | 2.1% |
| Q3 2020 | 195 | $1.7B | 106,937,627 | 39 | 42 | 79 | 1.3% |
| Q2 2020 | 180 | $1.9B | 109,865,729 | 39 | 60 | 54 | 0.7% |
| Q1 2020 | 187 | $1.6B | 152,524,707 | 25 | 77 | 58 | 0.5% |
| Q4 2019 | 220 | $3.3B | 147,008,316 | 26 | 107 | 49 | 0.1% |
| Q3 2019 | 216 | $2.5B | 110,693,938 | 34 | 105 | 46 | 0.1% |
| Q2 2019 | 213 | $2.7B | 123,674,901 | 36 | 107 | 36 | 0.1% |
| Q1 2019 | 207 | $2.2B | 105,465,006 | 34 | 90 | 40 | 0.1% |
| Q4 2018 | 185 | $1.3B | 67,777,181 | 5 | 4 | 2 | 0.1% |