DaveManuel.com · Institutional Ownership · Who Owns It
INVESTMENT MANAGERS SER TR I (PPI)
Institutional ownership reported to the SEC as of Q2 2026, across 19 quarters.
55
Reporting holders
$99.0M
Reported value
0.0%
Calls
0.0%
Puts
+9
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Astoria Portfolio Advisors LLC. | $30.7M | 1,440,803 | 5.17% | 18q | +10.6%+$2.9M |
| Hobbs Group Advisors, LLC | $17.4M | 816,048 | 4.57% | 10q | HELD |
| First National Advisers, LLC | $4.7M | 219,280 | 0.66% | 2q | -7.2%-$363.4K |
| Janney Montgomery Scott LLC | $4.6M | 217,279 | 0.01% | 3q | +6.4%+$277.2K |
| Vermillion & White Wealth Management Group, LLC | $4.3M | 200,895 | 2.17% | 9q | +2.3%+$94.5K |
| LPL Financial LLC | $4.3M | 201,255 | 0.00% | 16q | +24.2%+$835.7K |
| Oregon Pacific Wealth Management, LLC | $3.6M | 167,823 | 3.35% | 4q | -2.6%-$95.3K |
| PUFF WEALTH MANAGEMENT, LLC | $3.3M | 156,787 | 3.40% | 6q | +50.0%+$1.1M |
| Cascades Capital Asset Management, LLC | $2.1M | 100,151 | 0.79% | 4q | +33.8%+$539.1K |
| BlackDiamond Wealth Management, LLC | $1.7M | 81,145 | 0.70% | 18q | +3.8%+$64.4K |
| Ashton Thomas Private Wealth, LLC | $1.7M | 79,943 | 0.04% | 2q | +64.0%+$664.4K |
| Latitude Advisors, LLC | $1.7M | 78,650 | 0.67% | 18q | +1.6%+$25.6K |
| 4WEALTH ADVISORS, INC. | $1.5M | 72,281 | 1.17% | 4q | +4.5%+$65.3K |
| Onyx Bridge Wealth Group LLC | $1.5M | 69,017 | 0.13% | 15q | +7.6%+$103.8K |
| SILVERLAKE WEALTH MANAGEMENT LLC | $1.4M | 67,276 | 0.27% | 5q | -8.1%-$126.4K |
| CARY STREET PARTNERS FINANCIAL LLC | $1.3M | 62,672 | 0.03% | new | NEW |
| Orion Porfolio Solutions, LLC | $1.1M | 51,662 | 0.01% | 9q | +20.0%+$183.0K |
| FSA WEALTH PARTNERS, INC. | $871.3K | 40,927 | 0.22% | 4q | -1.5%-$12.9K |
| World Investment Advisors | $826.1K | 39,721 | 0.01% | 3q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $821.4K | 39,141 | 0.00% | 2q | +140.4%+$479.7K |
| Sound Income Strategies, LLC | $729.5K | 34,266 | 0.03% | 2q | +663.8%+$634.0K |
| FLOW TRADERS U.S. LLC | $697.0K | 32,744 | 0.03% | new | NEW |
| Ellis Investment Partners, LLC | $667.7K | 31,364 | 0.10% | 18q | HELD |
| BLUEDOOR PRIVATE WEALTH, LLC | $649.5K | 30,511 | 0.27% | 3q | +9.9%+$58.5K |
| WADDELL & ASSOCIATES, LLC | $640.7K | 30,098 | 0.03% | 9q | HELD |
| RAYMOND JAMES FINANCIAL INC | $634.4K | 29,800 | 0.00% | 7q | -1.1%-$6.9K |
| Strait & Sound Wealth Management LLC | $620.1K | 29,129 | 0.22% | 9q | HELD |
| OSAIC HOLDINGS, INC. | $419.1K | 19,686 | 0.00% | 18q | +3.2%+$13.0K |
| WOODWARD DIVERSIFIED CAPITAL, LLC | $402.1K | 18,889 | 0.18% | 2q | -1.5%-$6.2K |
| Bison Wealth, LLC | $391.8K | 18,445 | 0.04% | 3q | -5.7%-$23.5K |
| SARD WEALTH MANAGEMENT GROUP, LLC | $383.3K | 18,006 | 0.18% | 9q | +0.6%+$2.1K |
| Belpointe Asset Management LLC | $362.4K | 17,026 | 0.01% | 3q | -43.9%-$283.6K |
| GeoWealth Management, LLC | $343.9K | 16,156 | 0.01% | 3q | +4.4%+$14.4K |
| Equitable Holdings, Inc. | $343.7K | 16,144 | 0.00% | new | NEW |
| Stillwater Private Wealth, LLC | $313.0K | 14,467 | 0.20% | new | NEW |
| HRT FINANCIAL LP | $271.0K | 12,733 | 0.00% | new | NEW |
| REAP Financial Group, LLC | $247.5K | 11,628 | 0.04% | 11q | -30.3%-$107.6K |
| COMMONWEALTH EQUITY SERVICES, LLC | $239.6K | 11,256 | 0.00% | 18q | -4.9%-$12.3K |
| Clark Asset Management, LLC | $239.4K | 11,245 | 0.02% | 6q | HELD |
| FIFTH THIRD BANCORP | $212.6K | 9,986 | 0.00% | 2q | -1.1%-$2.4K |
| JANE STREET GROUP, LLC | $210.4K | 9,882 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $181.8K | 8,541 | 0.00% | 17q | -2.3%-$4.3K |
| Millstone Evans Group, LLC | $158.3K | 7,435 | 0.09% | 7q | HELD |
| MORGAN STANLEY | $53.3K | 2,505 | 0.00% | 10q | +169.1%+$33.5K |
| PNC Financial Services Group, Inc. | $50.3K | 2,364 | 0.00% | new | NEW |
| IFG Advisory, LLC | $36.6K | 1,719 | 0.00% | new | NEW |
| LANARK FINANCIAL, INC. | $31.4K | 1,475 | 0.00% | new | NEW |
| Parallel Advisors, LLC | $21.3K | 1,000 | 0.00% | 2q | HELD |
| EVOLUTION WEALTH MANAGEMENT INC. | $16.4K | 770 | 0.01% | 4q | HELD |
| Bogart Wealth, LLC | $8.5K | 400 | 0.00% | 18q | HELD |
| Covestor Ltd | $4.0K | 208 | 0.00% | 18q | +12.4% |
| Smartleaf Asset Management LLC | $3.0K | 140 | 0.00% | 11q | HELD |
| SIMPLEX TRADING, LLC | $2.2K incl. $2.1K options CALL | 3 | 0.00% | new | NEW |
| UBS Group AG | $383 | 18 | 0.00% | 8q | HELD |
| Arax Advisory Partners | $64 | 3 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 15 | $15.1M | 752,225 | 1 | 4 | 6 | 0.0% |
| Q2 2026 | 55 | $99.0M | 4,652,798 | 12 | 20 | 12 | 0.0% |
| Q1 2026 | 46 | $86.4M | 4,090,015 | 10 | 16 | 8 | 0.0% |
| Q4 2025 | 44 | $73.8M | 3,763,523 | 7 | 16 | 9 | 0.0% |
| Q3 2025 | 41 | $54.3M | 2,930,016 | 10 | 12 | 11 | 0.0% |
| Q2 2025 | 38 | $43.0M | 2,601,579 | 3 | 9 | 12 | 0.0% |
| Q1 2025 | 44 | $39.7M | 2,762,463 | 3 | 9 | 16 | 0.0% |
| Q4 2024 | 44 | $40.7M | 2,783,410 | 6 | 9 | 14 | 0.0% |
| Q3 2024 | 36 | $48.9M | 3,136,112 | 3 | 3 | 22 | 0.0% |
| Q2 2024 | 40 | $60.9M | 4,090,871 | 18 | 10 | 8 | 0.0% |
| Q1 2024 | 23 | $36.3M | 1,148,732 | 1 | 5 | 12 | 0.0% |
| Q4 2023 | 29 | $48.5M | 1,763,777 | 3 | 8 | 13 | 0.0% |
| Q3 2023 | 28 | $35.6M | 1,407,928 | 2 | 6 | 15 | 0.0% |
| Q2 2023 | 26 | $42.8M | 1,651,296 | 3 | 8 | 13 | 0.0% |
| Q1 2023 | 24 | $45.9M | 1,830,537 | 3 | 10 | 8 | 0.0% |
| Q4 2022 | 24 | $40.0M | 1,529,379 | 4 | 6 | 12 | 0.0% |
| Q3 2022 | 22 | $144.1M | 6,408,593 | 3 | 7 | 9 | 0.0% |
| Q2 2022 | 22 | $180.5M | 7,756,772 | 9 | 9 | 3 | 0.0% |
| Q1 2022 | 13 | $266.0M | 9,319,886 | 13 | 0 | 0 | 0.0% |