DaveManuel.com · Institutional Ownership · Who Owns It
PRINCIPAL EXCHANGE TRADED FD (PREF)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
137
Reporting holders
$1.4B
Reported value
0.0%
Calls
0.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | $255.5M | 13,417,050 | 0.13% | 17q | +4180.8%+$249.6M |
| BANK OF AMERICA CORP /DE/ | $225.3M | 11,822,114 | 0.01% | 31q | +0.7%+$1.6M |
| UBS Group AG | $147.0M | 7,713,331 | 0.02% | 31q | HELD |
| MORGAN STANLEY | $137.0M | 7,188,556 | 0.01% | 29q | -2.8%-$3.9M |
| WELLS FARGO & COMPANY/MN | $87.0M | 4,565,964 | 0.01% | 29q | +21.7%+$15.5M |
| LPL Financial LLC | $61.5M | 3,227,005 | 0.01% | 31q | +3.9%+$2.3M |
| ROYAL BANK OF CANADA | $60.2M | 3,157,079 | 0.01% | 31q | +1.7%+$1.0M |
| IFC Advisors LLC | $52.9M | 2,773,798 | 6.71% | 7q | +1.6%+$828.5K |
| RAYMOND JAMES FINANCIAL INC | $36.6M | 1,922,757 | 0.01% | 7q | +3.4%+$1.2M |
| AMERIPRISE FINANCIAL INC | $36.2M | 1,900,115 | 0.01% | 4q | -13.5%-$5.7M |
| PRINCIPAL SECURITIES, INC. | $27.1M | 1,419,536 | 0.33% | 11q | +17.1%+$3.9M |
| ENVESTNET ASSET MANAGEMENT INC | $24.8M | 1,303,346 | 0.01% | 23q | +20.8%+$4.3M |
| Permanens Capital L.P. | $21.1M | 1,104,859 | 2.17% | 6q | +30.4%+$4.9M |
| Bensler, LLC | $17.7M | 927,050 | 1.56% | 7q | +11.4%+$1.8M |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | $16.1M | 842,806 | 2.10% | 11q | +30.0%+$3.7M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $12.0M | 633,860 | 0.02% | 12q | +5.2%+$595.0K |
| BENJAMIN EDWARDS INC | $11.7M | 614,837 | 0.11% | 30q | -7.2%-$911.8K |
| Private Advisor Group, LLC | $11.0M | 575,695 | 0.05% | 30q | +236.4%+$7.7M |
| Berger Financial Group, Inc | $8.4M | 441,919 | 0.43% | 11q | +9.4%+$723.8K |
| L2 Asset Management, LLC | $8.3M | 437,360 | 0.87% | 4q | -48.5%-$7.9M |
| ROGCO, LP | $7.8M | 406,720 | 2.37% | 12q | +2.2%+$164.1K |
| Capital Investment Advisory Services, LLC | $7.6M | 397,911 | 0.47% | 22q | +418.9%+$6.1M |
| DAYMARK WEALTH PARTNERS, LLC | $7.3M | 381,019 | 0.18% | new | NEW |
| NewEdge Advisors, LLC | $6.9M | 364,543 | 0.02% | 29q | -1.3%-$90.3K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $6.5M | 341,695 | 0.00% | 3q | +10.7%+$630.7K |
| FOCUSED ALPHA, LLC | $5.7M | 296,734 | 1.45% | 3q | +114.1%+$3.0M |
| PSI Advisors, LLC | $5.3M | 280,460 | 1.24% | 4q | -1.1%-$59.9K |
| &PARTNERS | $5.0M | 264,728 | 0.02% | 9q | +50.8%+$1.7M |
| Spartan Wealth Advisory Services LLC | $5.0M | 261,330 | 0.41% | 2q | +2.3%+$112.9K |
| Focus Partners Wealth | $4.9M | 258,990 | 0.01% | 5q | -0.5%-$26.4K |
| Baird Financial Group, Inc. | $4.9M | 258,863 | 0.01% | 27q | +7.3%+$334.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.8M | 253,344 | 0.01% | 31q | -8.1%-$425.0K |
| Rockefeller Capital Management L.P. | $3.9M | 205,725 | 0.01% | 13q | +5.3%+$197.8K |
| Grey Ledge Advisors, LLC | $3.9M | 205,655 | 0.79% | 7q | +1.7%+$65.7K |
| JPMORGAN CHASE & CO | $3.7M | 192,634 | 0.00% | 9q | +1.3%+$45.4K |
| Ocean Park Asset Management, LLC | $3.7M | 192,000 | 0.18% | 4q | HELD |
| Meadow Creek Wealth Advisors LLC | $3.4M | 175,941 | 2.05% | 11q | +18.0%+$512.0K |
| DEARBORN PARTNERS LLC | $3.3M | 171,687 | 0.09% | 29q | +102.7%+$1.6M |
| Fiduciary Alliance LLC | $3.1M | 162,452 | 0.21% | 8q | +9.6%+$269.9K |
| Sanctuary Advisors, LLC | $2.9M | 153,792 | 0.01% | 9q | +11.8%+$309.6K |
| Creative Planning | $2.9M | 150,776 | 0.00% | 5q | +4.0%+$111.0K |
| MainStreet Investment Advisors LLC | $2.6M | 137,845 | 0.36% | 22q | -1.8%-$47.0K |
| MassMutual Private Wealth & Trust, FSB | $2.6M | 134,825 | 0.07% | 17q | -3.9%-$104.5K |
| INSIGNEO ADVISORY SERVICES, LLC | $2.5M | 132,073 | 0.09% | 5q | -1.5%-$39.0K |
| Legacy Bridge, LLC | $2.3M | 122,830 | 0.72% | 8q | -0.6%-$13.6K |
| OSAIC HOLDINGS, INC. | $2.3M | 119,001 | 0.00% | 26q | -8.1%-$201.0K |
| J.W. COLE ADVISORS, INC. | $2.2M | 114,567 | 0.04% | new | NEW |
| Kestra Advisory Services, LLC | $2.0M | 105,218 | 0.01% | 21q | +5.0%+$95.9K |
| FIFTH THIRD BANCORP | $2.0M | 104,673 | 0.00% | 4q | -0.9%-$17.6K |
| INVESTMENT PARTNERS, LTD. | $1.9M | 99,063 | 0.59% | 15q | HELD |
| STIFEL FINANCIAL CORP | $1.8M | 92,218 | 0.00% | 19q | +1.1%+$19.1K |
| Bank of New York Mellon Corp | $1.7M | 87,567 | 0.00% | 31q | +1.9%+$31.1K |
| IBEX WEALTH ADVISORS | $1.6M | 82,375 | 0.12% | 7q | HELD |
| Gilliland Jeter Wealth Management LLC | $1.5M | 81,138 | 0.41% | 11q | HELD |
| Willis Johnson & Associates, Inc. | $1.5M | 76,348 | 0.08% | 23q | -0.8%-$11.5K |
| MML INVESTORS SERVICES, LLC | $1.4M | 71,151 | 0.00% | 5q | +30.0%+$313.1K |
| FourThought Financial Partners, LLC | $1.3M | 70,284 | 0.10% | 13q | +1.1%+$14.3K |
| Concurrent Investment Advisors, LLC | $1.2M | 64,728 | 0.01% | new | NEW |
| Cerity Partners LLC | $1.2M | 64,553 | 0.00% | 15q | +1.1%+$13.7K |
| TRUIST FINANCIAL CORP | $1.2M | 63,154 | 0.00% | 27q | +0.7%+$7.8K |
| Mengis Capital Management, Inc. | $1.2M | 62,600 | 0.18% | 3q | +8.7%+$95.0K |
| LexAurum Advisors, LLC | $1.1M | 60,194 | 0.13% | 8q | +20.0%+$191.4K |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | $1.1M | 58,777 | 0.01% | 5q | +81.1%+$501.8K |
| First Citizens Financial Corp | $1.1M | 58,292 | 0.46% | 14q | -1.0%-$10.8K |
| Mariner, LLC | $1.0M | 54,236 | 0.00% | 15q | -89.8%-$9.1M |
| Valor Advisors LLC | $936.7K | 49,143 | 0.69% | 3q | HELD |
| FLAGSTAR SECURITIES, INC | $919.0K | 48,217 | 0.28% | 11q | -9.4%-$95.2K |
| Essex Financial Services, Inc. | $903.0K | 47,378 | 0.04% | 5q | HELD |
| BTG Pactual Asset Management US LLC | $802.1K | 42,084 | 0.05% | 8q | +8.4%+$62.2K |
| Mechanics Financial Corp | $797.2K | 41,824 | 0.29% | 19q | -1.4%-$11.3K |
| US BANCORP \DE\ | $762.4K | 40,000 | 0.00% | new | NEW |
| CAPITAL & PLANNING, LLC | $759.7K | 39,860 | 0.39% | 2q | +0.6%+$4.2K |
| Henderson Brothers Financial Partners, LLC | $756.9K | 39,713 | 0.36% | 3q | -47.4%-$681.5K |
| HRT FINANCIAL LP | $732.0K | 38,427 | 0.00% | 2q | +80.8%+$327.1K |
| Arax Advisory Partners | $723.0K | 37,931 | 0.00% | new | NEW |
| Smartleaf Asset Management LLC | $679.2K | 35,653 | 0.02% | 11q | HELD |
| EP Wealth Advisors, LLC | $676.1K | 35,471 | 0.00% | new | NEW |
| Heritage Wealth Management, Inc. | $633.5K | 33,237 | 0.16% | 7q | +15.5%+$85.2K |
| Coastal Bridge Advisors, LLC | $625.2K | 32,801 | 0.04% | 7q | -4.0%-$26.3K |
| UMB Bank, n.a. | $619.4K | 32,496 | 0.01% | 19q | +6.0%+$34.8K |
| Activest Wealth Management | $614.6K | 32,243 | 0.12% | 12q | +19.8%+$101.6K |
| Pinnacle Financial Partners, Inc. | $577.2K | 30,285 | 0.00% | 3q | -26.2%-$205.4K |
| Argent Trust Co | $538.5K | 28,254 | 0.02% | 13q | -2.6%-$14.3K |
| Cambridge Investment Research Advisors, Inc. | $508.0K | 26,671 | 0.00% | 27q | +5.4%+$26.0K |
| Resurgent Financial Advisors LLC | $483.7K | 25,378 | 0.13% | 5q | +3.8%+$17.9K |
| SCHNIEDERS CAPITAL MANAGEMENT, LLC. | $441.6K | 23,170 | 0.06% | 4q | -36.8%-$256.9K |
| MERCER GLOBAL ADVISORS INC /ADV | $392.8K | 20,611 | 0.00% | 3q | +0.6%+$2.5K |
| DIVERSIFIED TRUST CO | $381.1K | 19,994 | 0.01% | 3q | -21.1%-$101.8K |
| XML Financial, LLC | $369.9K | 19,406 | 0.03% | 24q | +1.3%+$4.9K |
| Platform Technology Partners | $362.1K | 19,000 | 0.06% | 6q | HELD |
| STEPHENS INC /AR/ | $344.3K | 18,062 | 0.00% | 5q | -16.5%-$68.0K |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | $314.7K | 16,509 | 0.09% | 11q | -1.2%-$3.8K |
| W.G. Shaheen & Associates DBA Whitney & Co | $314.5K | 16,500 | 0.02% | 18q | HELD |
| MBL Wealth, LLC | $305.0K | 16,000 | 0.02% | 4q | -3.0%-$9.5K |
| Venturi Wealth Management, LLC | $295.4K | 15,500 | 0.01% | new | NEW |
| VestGen Advisors, LLC | $286.5K | 15,032 | 0.01% | 6q | HELD |
| Main Street Financial Solutions, LLC | $276.0K | 14,479 | 0.02% | 6q | +1.3%+$3.6K |
| Gotham Asset Management, LLC | $272.3K | 14,288 | 0.00% | new | NEW |
| Indivisible Partners | $269.7K | 14,152 | 0.02% | new | NEW |
| Colter Lewis Investment Partners LLC | $267.9K | 14,054 | 0.12% | 2q | HELD |
Showing the largest 100 of 137 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 35 | $47.8M | 2,607,205 | 0 | 17 | 10 | 0.0% |
| Q2 2026 | 137 | $1.4B | 74,690,483 | 18 | 59 | 34 | 0.0% |
| Q1 2026 | 134 | $1.1B | 59,593,262 | 13 | 58 | 36 | 0.0% |
| Q4 2025 | 134 | $1.1B | 57,465,569 | 17 | 55 | 38 | 0.0% |
| Q3 2025 | 125 | $1.0B | 53,778,563 | 12 | 55 | 36 | 0.0% |
| Q2 2025 | 125 | $1.0B | 53,427,399 | 21 | 49 | 36 | 0.0% |
| Q1 2025 | 115 | $895.4M | 47,887,639 | 17 | 53 | 25 | 0.0% |
| Q4 2024 | 105 | $815.9M | 43,839,127 | 10 | 46 | 23 | 0.0% |
| Q3 2024 | 93 | $734.7M | 39,063,629 | 12 | 45 | 23 | 0.0% |
| Q2 2024 | 93 | $709.2M | 38,909,625 | 12 | 42 | 24 | 0.0% |
| Q1 2024 | 84 | $817.1M | 45,009,806 | 6 | 40 | 27 | 0.0% |
| Q4 2023 | 88 | $690.4M | 39,429,359 | 13 | 40 | 19 | 0.0% |
| Q3 2023 | 72 | $474.5M | 28,170,841 | 12 | 24 | 22 | 0.0% |
| Q2 2023 | 64 | $421.2M | 24,850,728 | 9 | 22 | 23 | 0.0% |
| Q1 2023 | 66 | $365.3M | 21,504,873 | 6 | 30 | 21 | 0.0% |
| Q4 2022 | 70 | $295.2M | 17,308,275 | 12 | 24 | 21 | 0.0% |
| Q3 2022 | 64 | $1.8B | 106,223,669 | 3 | 26 | 20 | 0.0% |
| Q2 2022 | 68 | $2.3B | 131,212,164 | 10 | 21 | 27 | 0.0% |
| Q1 2022 | 68 | $1.4B | 73,873,588 | 8 | 26 | 22 | 0.0% |
| Q4 2021 | 71 | $1.5B | 71,624,199 | 13 | 28 | 22 | 0.0% |
| Q3 2021 | 63 | $1.5B | 71,881,337 | 5 | 38 | 13 | 0.0% |
| Q2 2021 | 64 | $1.4B | 69,728,553 | 11 | 33 | 12 | 0.0% |
| Q1 2021 | 54 | $1.2B | 59,697,183 | 12 | 26 | 11 | 0.0% |
| Q4 2020 | 46 | $891.4M | 43,104,294 | 9 | 26 | 7 | 0.0% |
| Q3 2020 | 38 | $552.0M | 27,484,057 | 4 | 22 | 7 | 0.0% |
| Q2 2020 | 39 | $124.0M | 1,280,582 | 10 | 15 | 8 | 0.0% |
| Q1 2020 | 33 | $74.2M | 850,080 | 4 | 21 | 4 | 0.0% |
| Q4 2019 | 33 | $69.9M | 698,839 | 7 | 13 | 4 | 0.0% |
| Q3 2019 | 24 | $60.0M | 607,735 | 2 | 11 | 5 | 0.0% |
| Q2 2019 | 23 | $48.8M | 505,315 | 6 | 9 | 4 | 0.0% |
| Q1 2019 | 17 | $39.7M | 421,485 | 4 | 5 | 3 | 0.0% |
| Q4 2018 | 14 | $33.1M | 368,075 | 0 | 0 | 0 | 0.0% |