DaveManuel.com · Institutional Ownership · Who Owns It
PRINCIPALEXCHANGE TRADED FD (PSC)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
105
Reporting holders
$2.3B
Reported value
0.0%
Calls
0.0%
Puts
+13
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | $904.7M | 12,910,411 | 0.44% | 31q | +2.9%+$25.3M |
| ENVESTNET ASSET MANAGEMENT INC | $184.9M | 2,636,708 | 0.04% | 11q | -3.6%-$6.8M |
| PRINCIPAL SECURITIES, INC. | $172.3M | 2,457,408 | 2.07% | 11q | -3.1%-$5.5M |
| AMERIPRISE FINANCIAL INC | $166.6M | 2,376,463 | 0.03% | 4q | +7.4%+$11.5M |
| RAYMOND JAMES FINANCIAL INC | $134.1M | 1,911,612 | 0.04% | 7q | +36.4%+$35.8M |
| MORGAN STANLEY | $129.5M | 1,846,817 | 0.01% | 32q | +9.2%+$10.9M |
| WELLS FARGO & COMPANY/MN | $97.1M | 1,384,462 | 0.02% | 29q | +2.5%+$2.3M |
| LPL Financial LLC | $84.3M | 1,202,550 | 0.02% | 31q | +11.7%+$8.9M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $33.1M | 483,654 | 0.06% | 11q | +11.5%+$3.4M |
| ROYAL BANK OF CANADA | $24.8M | 354,175 | 0.00% | 18q | -12.9%-$3.7M |
| CIBC Bancorp USA Inc. | $20.7M | 296,591 | 0.03% | new | NEW |
| Bank of New York Mellon Corp | $19.3M | 275,591 | 0.00% | new | NEW |
| TRUIST FINANCIAL CORP | $18.2M | 259,009 | 0.02% | 5q | -23.5%-$5.6M |
| Veracity Capital LLC | $17.0M | 243,029 | 4.60% | 3q | +1.9%+$317.8K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $16.5M | 235,305 | 0.01% | 5q | -6.9%-$1.2M |
| Hudson Capital Management LLC | $13.6M | 193,743 | 3.28% | 5q | -1.5%-$208.3K |
| STIFEL FINANCIAL CORP | $12.8M | 182,101 | 0.01% | 7q | +1.5%+$191.1K |
| COMMONWEALTH EQUITY SERVICES, LLC | $12.5M | 178,518 | 0.02% | 10q | -8.1%-$1.1M |
| PSI Advisors, LLC | $10.7M | 152,856 | 2.49% | 5q | +1.5%+$160.9K |
| First Heartland Consultants, Inc. | $10.6M | 150,760 | 0.68% | new | NEW |
| OSAIC HOLDINGS, INC. | $10.3M | 147,039 | 0.01% | 21q | +20.3%+$1.7M |
| RFG - Bristol Wealth Advisors, LLC | $10.0M | 142,694 | 2.42% | 4q | +2.1%+$208.0K |
| &PARTNERS | $9.5M | 134,933 | 0.04% | 9q | -5.9%-$588.0K |
| Rockefeller Capital Management L.P. | $9.1M | 130,331 | 0.01% | 4q | HELD |
| SAGESPRING WEALTH PARTNERS, LLC | $6.8M | 97,136 | 0.10% | 2q | -4.8%-$344.9K |
| JPMORGAN CHASE & CO | $6.8M | 97,789 | 0.00% | 2q | -1.7%-$116.9K |
| Henderson Brothers Financial Partners, LLC | $6.1M | 86,361 | 2.87% | 3q | -49.3%-$5.9M |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | $5.3M | 75,022 | 1.43% | 2q | +55.2%+$1.9M |
| Wealth Advisors of Tampa Bay, LLC | $5.2M | 73,598 | 1.58% | 4q | -0.9%-$48.1K |
| Kestra Advisory Services, LLC | $5.0M | 71,456 | 0.02% | 6q | +5.7%+$272.2K |
| Advisory Services Network, LLC | $4.8M | 67,791 | 0.05% | 4q | HELD |
| Greenwich Wealth Management LLC | $4.6M | 66,133 | 0.17% | 6q | -0.5%-$24.6K |
| BANK OF AMERICA CORP /DE/ | $4.6M | 65,847 | 0.00% | new | NEW |
| Arete Wealth Advisors, LLC | $4.4M | 62,934 | 0.29% | 8q | -3.3%-$151.4K |
| Legacy CG, LLC | $4.2M | 59,520 | 1.07% | new | NEW |
| 360 Financial, Inc. | $3.6M | 51,185 | 0.91% | 3q | -3.2%-$118.2K |
| Global Retirement Partners, LLC | $3.5M | 50,281 | 0.05% | 5q | +136.1%+$2.0M |
| DEFINED WEALTH MANAGEMENT, LLC | $3.4M | 48,043 | 1.73% | new | NEW |
| NewEdge Advisors, LLC | $3.3M | 47,623 | 0.01% | 6q | +35.4%+$872.3K |
| Private Advisor Group, LLC | $3.2M | 46,041 | 0.01% | 7q | +25.4%+$654.7K |
| Turning Point Benefit Group, Inc. | $3.1M | 44,046 | 1.32% | 4q | +251.9%+$2.2M |
| Walleye Partners, LLC | $3.0M | 42,336 | 3.38% | 2q | +107.9%+$1.5M |
| FLOW TRADERS U.S. LLC | $2.8M | 39,538 | 0.11% | new | NEW |
| Northwest Wealth Advisors, LLC | $2.7M | 38,530 | 1.55% | 3q | +2.3%+$60.9K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $2.7M | 38,052 | 0.13% | 4q | +7.9%+$196.1K |
| CITADEL ADVISORS LLC | $2.6M | 36,690 | 0.00% | 3q | -16.4%-$502.9K |
| Integrity Financial Corp /WA | $2.5M | 36,031 | 1.21% | 5q | +9.7%+$223.4K |
| WealthCare Investment Partners, LLC | $2.3M | 33,237 | 0.57% | 4q | +18.6%+$365.2K |
| Capital Investment Advisory Services, LLC | $2.0M | 28,724 | 0.12% | 9q | +2.8%+$54.0K |
| MML INVESTORS SERVICES, LLC | $1.9M | 27,178 | 0.00% | 5q | +21.8%+$341.5K |
| Round Rock Advisors LLC | $1.9M | 26,946 | 0.24% | 3q | +25.4%+$382.5K |
| Cambridge Investment Research Advisors, Inc. | $1.7M | 23,717 | 0.00% | 10q | +14.4%+$209.3K |
| Venture Visionary Partners LLC | $1.7M | 23,575 | 0.05% | 5q | +32.0%+$400.3K |
| Spartan Wealth Advisory Services LLC | $1.6M | 22,900 | 0.13% | 2q | +11.2%+$162.3K |
| Sigma Planning Corp | $1.5M | 21,508 | 0.04% | 10q | -4.5%-$70.9K |
| Steward Partners Investment Advisory, LLC | $1.5M | 21,098 | 0.01% | 8q | +5.6%+$78.2K |
| Smartleaf Asset Management LLC | $1.4M | 20,632 | 0.05% | 11q | HELD |
| Janney Montgomery Scott LLC | $1.4M | 20,072 | 0.00% | 2q | +20.2%+$236.7K |
| Brookwood Investment Group LLC | $1.4M | 20,034 | 0.16% | 3q | -16.8%-$283.0K |
| Ameritas Investment Partners, Inc. | $1.4M | 19,797 | 0.04% | 2q | +16.5%+$196.5K |
| Cornerstone Wealth Management, LLC | $1.2M | 16,856 | 0.05% | 5q | +3.1%+$35.1K |
| LaSalle St. Investment Advisors, LLC | $1.0M | 14,346 | 0.12% | new | NEW |
| JANE STREET GROUP, LLC | $982.1K | 14,005 | 0.00% | new | NEW |
| SHEETS SMITH WEALTH MANAGEMENT | $883.6K | 12,601 | 0.09% | 5q | -1.7%-$15.3K |
| COZAD ASSET MANAGEMENT INC | $824.5K | 11,757 | 0.05% | 4q | HELD |
| Gilliland Jeter Wealth Management LLC | $619.2K | 8,831 | 0.16% | 5q | -4.8%-$31.3K |
| Stonebridge Financial Group, LLC / MO | $611.1K | 8,715 | 0.41% | 3q | -16.9%-$123.9K |
| SeaCrest Wealth Management, LLC | $567.1K | 8,087 | 0.06% | 7q | +16.4%+$80.0K |
| Farther Finance Advisors, LLC | $556.6K | 7,938 | 0.00% | 4q | +19.7%+$91.5K |
| truNorth Financial Services, Inc. | $556.3K | 7,933 | 0.50% | 3q | +46.0%+$175.2K |
| SFG Wealth Management, LLC. | $553.5K | 7,893 | 0.20% | new | NEW |
| Ameritas Advisory Services, LLC | $522.7K | 7,454 | 0.01% | new | NEW |
| GREENWOOD GEARHART LLC | $510.6K | 7,281 | 0.02% | new | NEW |
| Redwood Financial Network Corp | $482.3K | 6,878 | 0.27% | 3q | +26.8%+$102.0K |
| GTS SECURITIES LLC | $476.2K | 6,791 | 0.01% | new | NEW |
| D. E. Shaw & Co., Inc. | $469.7K | 6,698 | 0.00% | 2q | +4.7%+$21.0K |
| PRIVATE TRUST CO NA | $424.3K | 6,051 | 0.03% | 6q | HELD |
| GREAT VALLEY ADVISOR GROUP, INC. | $379.5K | 5,412 | 0.01% | 5q | -93.2%-$5.2M |
| XTX Topco Ltd | $378.5K | 5,397 | 0.00% | new | NEW |
| Welch Financial Planning, LLC | $323.6K | 4,614 | 0.19% | new | NEW |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | $308.9K | 4,549 | 0.10% | new | NEW |
| Perennial Investment Advisors, LLC | $293.8K | 4,189 | 0.02% | 6q | -4.8%-$14.7K |
| KINGSWOOD WEALTH ADVISORS, LLC | $274.4K | 3,913 | 0.01% | new | NEW |
| MARATHON CAPITAL MANAGEMENT | $225.7K | 3,219 | 0.05% | new | NEW |
| FIFTH THIRD BANCORP | $219.0K | 3,124 | 0.00% | 2q | HELD |
| FreeGulliver LLC | $218.9K | 3,121 | 0.08% | new | NEW |
| AVAII WEALTH MANAGEMENT, LLC | $217.7K | 3,105 | 0.06% | new | NEW |
| Allworth Financial LP | $172.9K | 2,465 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $131.8K | 1,880 | 0.00% | 5q | -3.1%-$4.2K |
| Capital Analysts, LLC | $102.0K | 1,462 | 0.00% | 4q | +18.4%+$15.8K |
| US BANCORP \DE\ | $55.2K | 787 | 0.00% | 2q | +56.2%+$19.8K |
| HARBOUR INVESTMENTS, INC. | $42.9K | 612 | 0.00% | 2q | HELD |
| Cape Investment Advisory, Inc. | $42.9K | 612 | 0.01% | new | NEW |
| Fourth Dimension Wealth, LLC | $33.9K | 484 | 0.01% | new | NEW |
| FMR LLC | $23.1K | 328 | 0.00% | 6q | +20.1%+$3.9K |
| JONES FINANCIAL COMPANIES LLLP | $21.6K | 313 | 0.00% | 2q | +272.6%+$15.8K |
| CoreCap Advisors, LLC | $21.2K | 302 | 0.00% | 5q | +41.8%+$6.2K |
| ASSETMARK, INC | $17.8K | 254 | 0.00% | 3q | HELD |
| CITIGROUP INC | $13.2K | 188 | 0.00% | new | NEW |
| Larson Financial Group LLC | $7.0K | 100 | 0.00% | 4q | HELD |
Showing the largest 100 of 105 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 28 | $109.3M | 1,633,382 | 3 | 13 | 6 | 0.0% |
| Q2 2026 | 105 | $2.3B | 32,148,952 | 24 | 43 | 25 | 0.0% |
| Q1 2026 | 92 | $1.7B | 30,099,649 | 17 | 49 | 14 | 0.0% |
| Q4 2025 | 83 | $1.5B | 26,476,641 | 17 | 43 | 8 | 0.0% |
| Q3 2025 | 68 | $1.0B | 18,304,586 | 16 | 34 | 11 | 0.0% |
| Q2 2025 | 59 | $836.3M | 15,683,355 | 18 | 29 | 8 | 0.0% |
| Q1 2025 | 47 | $752.6M | 15,395,645 | 11 | 23 | 7 | 0.0% |
| Q4 2024 | 41 | $784.6M | 15,310,767 | 15 | 18 | 4 | 0.0% |
| Q3 2024 | 25 | $697.5M | 13,428,948 | 5 | 15 | 3 | 0.0% |
| Q2 2024 | 22 | $626.6M | 13,012,088 | 5 | 13 | 1 | 0.0% |
| Q1 2024 | 20 | $528.7M | 10,669,798 | 6 | 11 | 1 | 0.0% |
| Q4 2023 | 16 | $462.0M | 10,056,412 | 5 | 4 | 4 | 0.0% |
| Q3 2023 | 11 | $264.7M | 6,562,468 | 3 | 5 | 2 | 0.0% |
| Q2 2023 | 9 | $168.6M | 4,068,730 | 0 | 3 | 4 | 0.0% |
| Q1 2023 | 12 | $162.3M | 4,128,967 | 3 | 5 | 2 | 0.0% |
| Q4 2022 | 12 | $206.1M | 5,361,955 | 2 | 5 | 2 | 0.0% |
| Q3 2022 | 14 | $192.4M | 5,313,473 | 1 | 3 | 6 | 0.0% |
| Q2 2022 | 16 | $595.5M | 15,739,882 | 3 | 5 | 5 | 0.0% |
| Q1 2022 | 14 | $695.1M | 15,729,730 | 4 | 5 | 4 | 0.0% |
| Q4 2021 | 13 | $1.2B | 25,257,552 | 4 | 7 | 1 | 0.0% |
| Q3 2021 | 11 | $28.7M | 721,217 | 3 | 5 | 1 | 0.0% |
| Q2 2021 | 11 | $23.1M | 492,903 | 5 | 3 | 2 | 0.0% |
| Q1 2021 | 9 | $16.7M | 377,824 | 3 | 0 | 4 | 0.0% |
| Q4 2020 | 7 | $63.8M | 1,756,109 | 0 | 2 | 2 | 0.0% |
| Q3 2020 | 9 | $9.8M | 347,885 | 0 | 3 | 5 | 0.0% |
| Q2 2020 | 11 | $8.7M | 318,880 | 2 | 3 | 5 | 0.0% |
| Q1 2020 | 10 | $10.0M | 462,080 | 1 | 2 | 5 | 0.0% |
| Q4 2019 | 11 | $13.8M | 424,281 | 0 | 4 | 2 | 0.0% |
| Q3 2019 | 10 | $11.9M | 388,969 | 1 | 6 | 0 | 0.0% |
| Q2 2019 | 10 | $655.2M | 20,845,948 | 3 | 4 | 2 | 0.0% |
| Q1 2019 | 8 | $636.5M | 20,409,347 | 1 | 1 | 4 | 0.0% |
| Q4 2018 | 7 | $574.4M | 20,675,032 | 1 | 1 | 1 | 0.0% |