DaveManuel.com · Institutional Ownership · Who Owns It
PRINCIPAL EXCHANGE TRADED FD (PSET)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
22
Reporting holders
$25.1M
Reported value
0.0%
Calls
0.0%
Puts
+4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | $9.1M | 120,430 | 0.11% | 11q | -4.2%-$402.9K |
| ENVESTNET ASSET MANAGEMENT INC | $6.8M | 89,763 | 0.00% | 21q | -7.4%-$542.9K |
| Golden State Wealth Management, LLC | $1.9M | 24,549 | 0.17% | 7q | -4.3%-$84.0K |
| OSAIC HOLDINGS, INC. | $1.6M | 21,054 | 0.00% | 18q | -10.8%-$194.1K |
| LPL Financial LLC | $1.1M | 14,584 | 0.00% | 19q | -73.6%-$3.1M |
| Capital Investment Advisory Services, LLC | $667.5K | 8,807 | 0.04% | 9q | +0.6%+$4.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $628.4K | 8,290 | 0.00% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $538.1K | 7,099 | 0.00% | 7q | -12.0%-$73.7K |
| Cetera Investment Advisers | $464.7K | 6,131 | 0.00% | 10q | HELD |
| PRINCIPAL FINANCIAL GROUP INC | $444.0K | 5,858 | 0.00% | 6q | -6.0%-$28.3K |
| Prospera Financial Services Inc | $432.7K | 5,708 | 0.01% | 9q | HELD |
| Smartleaf Asset Management LLC | $400.9K | 5,334 | 0.01% | 11q | HELD |
| CITADEL ADVISORS LLC | $364.4K | 4,808 | 0.00% | new | NEW |
| Koshinski Asset Management, Inc. | $289.0K | 3,813 | 0.02% | 19q | HELD |
| MORGAN STANLEY | $172.3K | 2,273 | 0.00% | 12q | -18.1%-$38.0K |
| ASSETMARK, INC | $107.1K | 1,413 | 0.00% | 5q | HELD |
| Global Retirement Partners, LLC | $38.0K | 502 | 0.00% | 16q | HELD |
| JPMORGAN CHASE & CO | $28.8K | 383 | 0.00% | 2q | +87.7%+$13.5K |
| Farther Finance Advisors, LLC | $22.7K | 299 | 0.00% | 5q | -50.1%-$22.7K |
| UBS Group AG | $17.3K | 228 | 0.00% | 4q | -33.3%-$8.6K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $4.5K | 59 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $66 | 1 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 3 | $434.3K | 5,525 | 0 | 0 | 0 | 0.0% |
| Q2 2026 | 22 | $25.1M | 331,386 | 3 | 2 | 10 | 0.0% |
| Q1 2026 | 18 | $26.2M | 376,675 | 1 | 7 | 5 | 0.0% |
| Q4 2025 | 22 | $29.8M | 390,075 | 3 | 6 | 10 | 0.0% |
| Q3 2025 | 20 | $67.6M | 888,979 | 2 | 0 | 12 | 0.0% |
| Q2 2025 | 18 | $67.9M | 921,931 | 3 | 8 | 5 | 0.0% |
| Q1 2025 | 15 | $64.8M | 957,801 | 1 | 9 | 1 | 0.0% |
| Q4 2024 | 17 | $63.3M | 884,766 | 1 | 9 | 3 | 0.0% |
| Q3 2024 | 17 | $59.1M | 830,343 | 1 | 6 | 5 | 0.0% |
| Q2 2024 | 19 | $55.5M | 812,478 | 5 | 8 | 1 | 0.0% |
| Q1 2024 | 15 | $62.2M | 916,408 | 2 | 6 | 5 | 0.0% |
| Q4 2023 | 15 | $41.5M | 676,661 | 4 | 5 | 3 | 0.0% |
| Q3 2023 | 13 | $27.6M | 506,129 | 1 | 6 | 2 | 0.0% |
| Q2 2023 | 12 | $24.1M | 427,935 | 2 | 5 | 3 | 0.0% |
| Q1 2023 | 10 | $19.3M | 367,187 | 1 | 5 | 2 | 0.0% |
| Q4 2022 | 11 | $14.5M | 291,043 | 1 | 4 | 3 | 0.0% |
| Q3 2022 | 11 | $16.5M | 368,595 | 0 | 5 | 2 | 0.0% |
| Q2 2022 | 14 | $18.5M | 387,484 | 2 | 6 | 4 | 0.0% |
| Q1 2022 | 13 | $280.3M | 5,043,427 | 4 | 7 | 1 | 0.0% |
| Q4 2021 | 9 | $262.6M | 4,332,326 | 4 | 3 | 1 | 0.0% |
| Q3 2021 | 6 | $12.9M | 239,265 | 1 | 3 | 0 | 0.0% |
| Q2 2021 | 6 | $9.4M | 177,220 | 4 | 0 | 1 | 0.0% |
| Q1 2021 | 5 | $6.8M | 139,782 | 1 | 2 | 1 | 0.0% |
| Q4 2020 | 5 | $31.8M | 671,950 | 2 | 1 | 1 | 0.0% |
| Q3 2020 | 4 | $2.9M | 67,980 | 1 | 1 | 1 | 0.0% |
| Q2 2020 | 5 | $2.1M | 52,655 | 3 | 0 | 2 | 0.0% |
| Q1 2020 | 3 | $1.4M | 45,665 | 1 | 1 | 1 | 0.0% |
| Q4 2019 | 6 | $4.5M | 109,755 | 0 | 2 | 2 | 0.0% |
| Q3 2019 | 9 | $6.4M | 166,613 | 4 | 2 | 3 | 0.0% |
| Q2 2019 | 6 | $9.4M | 248,230 | 1 | 3 | 1 | 0.0% |
| Q1 2019 | 6 | $8.6M | 241,180 | 0 | 2 | 2 | 0.0% |
| Q4 2018 | 7 | $8.8M | 282,599 | 2 | 0 | 0 | 0.0% |