DaveManuel.com · Institutional Ownership · Who Owns It
NORTHERN LTS FD TR IV (PTL)
Institutional ownership reported to the SEC as of Q2 2026, across 11 quarters.
121
Reporting holders
$655.3M
Reported value
0.0%
Calls
0.0%
Puts
+17
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Inspire Advisors, LLC | $94.0M | 328,811 | 6.53% | 9q | +23.2%+$17.7M |
| OneAscent Financial Services LLC | $83.7M | 292,463 | 4.00% | 7q | +2.6%+$2.1M |
| LPL Financial LLC | $51.5M | 179,978 | 0.01% | 8q | +36.2%+$13.7M |
| Plan A Wealth LLC | $45.5M | 159,100 | 19.36% | 6q | +4.7%+$2.0M |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $33.6M | 117,590 | 1.60% | 10q | -19.8%-$8.3M |
| Christian Investment Advisors, Inc. | $26.4M | 92,153 | 15.54% | 7q | -0.9%-$226.9K |
| Strategic Equity Management | $23.0M | 80,533 | 7.74% | 9q | +58.3%+$8.5M |
| SILVER OAK SECURITIES, INCORPORATED | $18.5M | 64,685 | 1.12% | 8q | +3.3%+$593.4K |
| STIFEL FINANCIAL CORP | $15.1M | 52,732 | 0.01% | 4q | +2.7%+$391.9K |
| Geneos Wealth Management Inc. | $14.1M | 49,316 | 0.29% | 7q | +9.9%+$1.3M |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $12.9M | 45,067 | 0.07% | 7q | +13.5%+$1.5M |
| MONEYWISE, INC. | $12.8M | 44,863 | 4.79% | 9q | +45.9%+$4.0M |
| Inspire Investing, LLC | $12.0M | 42,022 | 0.49% | 9q | +8.8%+$975.3K |
| Belpointe Asset Management LLC | $11.8M | 41,088 | 0.38% | 9q | HELD |
| Investment Research Partners LLC | $8.6M | 30,037 | 2.91% | 4q | HELD |
| Legacy Wealth Asset Management, LLC | $8.2M | 28,803 | 1.81% | 5q | +1.8%+$146.5K |
| JONES FINANCIAL COMPANIES LLLP | $8.2M | 29,088 | 0.00% | 7q | +25.8%+$1.7M |
| GTS SECURITIES LLC | $8.1M | 28,254 | 0.17% | 10q | +539.8%+$6.8M |
| Orgel Wealth Management, LLC | $7.9M | 27,785 | 0.15% | new | NEW |
| EverSource Wealth Advisors, LLC | $7.6M | 26,542 | 0.26% | 7q | +13.2%+$883.4K |
| Focus Partners Advisor Solutions, LLC | $7.2M | 25,052 | 0.06% | 4q | +11.8%+$755.0K |
| FAMILY WEALTH PARTNERS, LLC | $7.1M | 24,931 | 2.19% | 4q | +11.9%+$756.1K |
| PAX Financial Group, LLC | $6.9M | 24,286 | 1.03% | 9q | +0.8%+$55.5K |
| Cambridge Investment Research Advisors, Inc. | $6.7M | 23,378 | 0.01% | 9q | +90.8%+$3.2M |
| GOLDMAN SACHS GROUP INC | $6.6M | 22,998 | 0.00% | 8q | +12.6%+$738.7K |
| Focus Partners Wealth | $6.3M | 22,133 | 0.01% | 6q | +4.3%+$259.2K |
| Frontier Asset Management, LLC | $6.0M | 21,000 | 1.08% | 5q | +22.2%+$1.1M |
| COMMONWEALTH EQUITY SERVICES, LLC | $5.6M | 19,707 | 0.01% | 9q | +2.1%+$114.1K |
| ENVESTNET ASSET MANAGEMENT INC | $5.2M | 18,202 | 0.00% | 5q | +35.9%+$1.4M |
| AE Wealth Management LLC | $5.1M | 17,692 | 0.02% | 7q | +8.3%+$386.2K |
| CITADEL ADVISORS LLC | $4.4M | 15,262 | 0.00% | 3q | +3.4%+$145.3K |
| Pettinga Financial Advisors LLC | $4.3M | 15,017 | 0.69% | 5q | +7.4%+$294.4K |
| Sound Financial Strategies Group, LLC | $4.1M | 14,456 | 2.63% | 6q | +1.5%+$61.2K |
| Equitable Holdings, Inc. | $3.7M | 13,075 | 0.02% | 3q | +1197.1%+$3.5M |
| Tulsa Wealth Advisors, INC | $3.4M | 11,979 | 0.48% | 2q | +9.9%+$308.1K |
| LifeGuide Financial Advisors, LLC | $3.0M | 10,532 | 0.86% | 3q | HELD |
| CENTAURUS FINANCIAL, INC. | $2.9M | 10,240 | 0.11% | new | NEW |
| Valmark Advisers, Inc. | $2.9M | 10,234 | 0.03% | 9q | +1.2%+$34.3K |
| Cetera Investment Advisers | $2.7M | 9,452 | 0.00% | 6q | +22.0%+$488.1K |
| HRT FINANCIAL LP | $2.4M | 8,527 | 0.00% | new | NEW |
| Kovack Advisors, Inc. | $2.4M | 8,492 | 0.12% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $2.2M | 7,780 | 0.00% | 7q | +21.9%+$400.3K |
| Fiduciary Alliance LLC | $2.1M | 7,312 | 0.14% | 4q | +0.7%+$14.6K |
| Optivise Advisory Services LLC | $1.9M | 6,703 | 0.97% | 3q | -0.7%-$14.3K |
| Simplicity Wealth,LLC | $1.8M | 6,193 | 0.06% | 2q | +652.5%+$1.5M |
| IFG Advisory, LLC | $1.7M | 5,929 | 0.06% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.7M | 5,928 | 0.00% | 4q | +33.9%+$429.7K |
| VICUS CAPITAL | $1.7M | 5,893 | 0.11% | 2q | +8.0%+$125.3K |
| Pioneer Wealth Management Group | $1.6M | 5,625 | 0.39% | 6q | +5.5%+$83.8K |
| SageOak Financial, LLC | $1.6M | 5,454 | 1.01% | 7q | -3.8%-$61.8K |
| Envestnet Portfolio Solutions, Inc. | $1.6M | 5,430 | 0.01% | 5q | +16.2%+$216.6K |
| Revisor Wealth Management LLC | $1.5M | 5,300 | 0.37% | 3q | +101.8%+$767.2K |
| JANE STREET GROUP, LLC | $1.5M | 5,271 | 0.00% | 5q | -43.2%-$1.1M |
| CARLSON FINANCIAL, INC. | $1.5M | 5,244 | 0.77% | 3q | +1.2%+$17.2K |
| OSAIC HOLDINGS, INC. | $1.4M | 4,729 | 0.00% | 7q | +26.9%+$286.5K |
| Gambit Capital Management, LLC | $1.2M | 4,112 | 0.68% | new | NEW |
| Schwallier Wealth Management LLC | $1.1M | 3,866 | 0.70% | 8q | HELD |
| Van Diest Capital, LLC | $1.1M | 3,815 | 0.98% | 2q | +43.5%+$331.0K |
| Delta Investment Management, LLC | $1.1M | 3,736 | 0.18% | 2q | +241.8%+$756.2K |
| WorthPointe, LLC | $1.1M | 3,710 | 0.27% | 3q | -29.5%-$444.9K |
| Pinnacle Financial Partners, Inc. | $1.0M | 3,643 | 0.01% | 3q | +159.3%+$640.3K |
| IFP Advisors, Inc | $1.0M | 3,596 | 0.02% | 9q | +0.9%+$8.9K |
| BROWN ADVISORY INC | $1.0M | 3,545 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $1.0M | 3,506 | 0.01% | 2q | -3.7%-$38.9K |
| Plan Group Financial, LLC | $1.0M | 3,500 | 0.21% | 4q | +18.6%+$157.3K |
| Sowell Financial Services LLC | $947.8K | 3,313 | 0.03% | 5q | -20.1%-$238.0K |
| World Investment Advisors | $846.4K | 3,378 | 0.01% | 7q | HELD |
| First Heartland Consultants, Inc. | $813.6K | 2,844 | 0.05% | 6q | +2.0%+$15.7K |
| Larry Mathis Financial Planning, LLC | $812.5K | 2,840 | 0.62% | 3q | -2.1%-$17.2K |
| Brookstone Capital Management | $792.8K | 2,771 | 0.01% | new | NEW |
| OneAscent Wealth Management LLC | $780.5K | 2,728 | 0.23% | 5q | -17.5%-$165.9K |
| Sterling Investment Advisors, Ltd. | $772.4K | 2,700 | 0.13% | 6q | -12.2%-$107.3K |
| LITTLEJOHN FINANCIAL SERVICES, INC. | $704.9K | 2,464 | 0.51% | new | NEW |
| Independent Advisor Alliance | $689.5K | 2,410 | 0.02% | 2q | -80.6%-$2.9M |
| Whitaker-Myers Wealth Managers, LTD. | $662.2K | 2,315 | 0.11% | 6q | +7.6%+$46.9K |
| WIN ADVISORS, INC | $645.4K | 2,256 | 0.23% | 2q | -1.7%-$10.9K |
| Sanctuary Advisors, LLC | $630.3K | 2,203 | 0.00% | 5q | -4.7%-$31.2K |
| Tandem Investment Partners LLC | $490.6K | 1,715 | 0.38% | 5q | +20.8%+$84.4K |
| McAdam, LLC | $488.1K | 1,706 | 0.02% | new | NEW |
| AlphaStar Capital Management, LLC | $465.5K | 1,627 | 0.03% | 5q | +85.1%+$214.0K |
| GWN SECURITIES INC. | $457.7K | 1,600 | 0.08% | 4q | HELD |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | $451.6K | 1,578 | 0.03% | 7q | +7.5%+$31.5K |
| PRINCIPAL SECURITIES, INC. | $432.9K | 1,513 | 0.01% | 8q | +34.3%+$110.4K |
| HOWARD BAILEY SECURITIES, LLC | $401.1K | 1,402 | 0.15% | 4q | HELD |
| MRA Advisory Group | $400.6K | 1,400 | 0.15% | 4q | +7.0%+$26.3K |
| PFG Investments, LLC | $397.1K | 1,388 | 0.02% | 7q | -51.1%-$415.7K |
| Strategic Blueprint, LLC | $374.0K | 1,307 | 0.02% | 4q | +8.9%+$30.6K |
| Bedel Financial Consulting, Inc. | $370.5K | 1,295 | 0.03% | 2q | +58.7%+$137.0K |
| Betterment LLC | $351.0K | 1,228 | 0.00% | new | NEW |
| Continuum Advisory, LLC | $349.9K | 1,223 | 0.03% | 10q | -5.1%-$18.9K |
| COURIER CAPITAL LLC | $339.6K | 1,187 | 0.02% | 4q | HELD |
| Stewardship Advisors, LLC | $339.0K | 1,185 | 0.07% | new | NEW |
| CX Institutional | $304.0K | 1,062 | 0.01% | 4q | -4.4%-$14.0K |
| INDEPENDENT FINANCIAL GROUP, LLC | $289.8K | 1,013 | 0.01% | 5q | -1.4%-$4.0K |
| Signal Advisors Wealth, LLC | $247.9K | 867 | 0.01% | new | NEW |
| Private Advisor Group, LLC | $232.7K | 813 | 0.00% | new | NEW |
| Forge Financial Services LLC | $232.1K | 811 | 0.02% | 3q | -2.2%-$5.2K |
| Hilltop Holdings Inc. | $219.1K | 766 | 0.02% | new | NEW |
| Mountain Capital Investment Advisors Inc. | $218.0K | 762 | 0.03% | 3q | -3.7%-$8.3K |
| Kingsview Wealth Management, LLC | $215.4K | 753 | 0.00% | new | NEW |
Showing the largest 100 of 121 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 47 | $132.3M | 486,222 | 7 | 24 | 9 | 0.0% |
| Q2 2026 | 121 | $655.3M | 2,291,886 | 26 | 63 | 23 | 0.0% |
| Q1 2026 | 104 | $506.0M | 2,017,002 | 16 | 58 | 18 | 0.0% |
| Q4 2025 | 92 | $385.8M | 1,553,824 | 11 | 49 | 16 | 0.0% |
| Q3 2025 | 84 | $380.5M | 1,526,073 | 17 | 42 | 15 | 0.0% |
| Q2 2025 | 71 | $294.5M | 1,284,726 | 21 | 33 | 15 | 0.0% |
| Q1 2025 | 52 | $221.9M | 1,075,876 | 14 | 26 | 7 | 0.0% |
| Q4 2024 | 44 | $199.2M | 933,935 | 15 | 19 | 4 | 0.0% |
| Q3 2024 | 29 | $111.0M | 519,837 | 11 | 12 | 3 | 0.0% |
| Q2 2024 | 21 | $119.7M | 601,734 | 16 | 3 | 1 | 0.0% |
| Q1 2024 | 4 | $4.7M | 23,473 | 4 | 0 | 0 | 0.0% |