DaveManuel.com · Institutional Ownership · Who Owns It
PRINCIPAL EXCHANGE TRADED FD (PY)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
20
Reporting holders
$287.1M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | $108.7M | 2,017,072 | 0.05% | 11q | +2.2%+$2.4M |
| PRINCIPAL SECURITIES, INC. | $87.2M | 1,617,997 | 1.05% | 11q | +13.3%+$10.2M |
| ENVESTNET ASSET MANAGEMENT INC | $79.3M | 1,470,675 | 0.02% | 21q | +15.9%+$10.9M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $4.6M | 84,270 | 0.01% | 12q | +3.7%+$167.6K |
| LPL Financial LLC | $1.7M | 30,870 | 0.00% | 14q | +5.0%+$79.2K |
| Capital Investment Advisory Services, LLC | $1.0M | 19,141 | 0.06% | 9q | -10.3%-$118.9K |
| Cambridge Investment Research Advisors, Inc. | $939.0K | 17,424 | 0.00% | 19q | +7.0%+$61.6K |
| Smartleaf Asset Management LLC | $930.0K | 17,237 | 0.03% | 11q | HELD |
| GTS SECURITIES LLC | $748.7K | 13,890 | 0.02% | new | NEW |
| Kestra Advisory Services, LLC | $553.3K | 10,265 | 0.00% | 3q | HELD |
| TWO SIGMA INVESTMENTS, LP | $522.8K | 9,700 | 0.00% | new | NEW |
| AQR CAPITAL MANAGEMENT LLC | $268.2K | 4,975 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $257.3K | 4,773 | 0.00% | 2q | -14.9%-$45.0K |
| Cetera Investment Advisers | $255.4K | 4,739 | 0.00% | 10q | +11.2%+$25.8K |
| MORGAN STANLEY | $73.7K | 1,368 | 0.00% | 8q | +7.7%+$5.3K |
| Cape Investment Advisory, Inc. | $35.8K | 664 | 0.01% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $10.1K | 187 | 0.00% | 5q | +39.6%+$2.9K |
| CITIGROUP INC | $3.6K | 66 | 0.00% | new | NEW |
| FMR LLC | $3.1K | 58 | 0.00% | 6q | +28.9% |
| OSAIC HOLDINGS, INC. | $161 | 3 | 0.00% | 9q | -99.3%-$22.2K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 4 | $5.2M | 91,811 | 1 | 1 | 1 | 0.0% |
| Q2 2026 | 20 | $287.1M | 5,325,374 | 5 | 10 | 3 | 0.0% |
| Q1 2026 | 19 | $250.6M | 4,866,096 | 3 | 7 | 5 | 0.0% |
| Q4 2025 | 20 | $164.3M | 3,145,906 | 5 | 7 | 3 | 0.0% |
| Q3 2025 | 18 | $175.4M | 3,343,140 | 1 | 5 | 8 | 0.0% |
| Q2 2025 | 21 | $241.5M | 4,874,357 | 6 | 9 | 5 | 0.0% |
| Q1 2025 | 18 | $332.1M | 6,765,317 | 3 | 9 | 2 | 0.0% |
| Q4 2024 | 19 | $110.6M | 2,234,154 | 6 | 8 | 3 | 0.0% |
| Q3 2024 | 14 | $107.0M | 2,136,979 | 2 | 6 | 4 | 0.0% |
| Q2 2024 | 16 | $96.0M | 2,088,804 | 5 | 7 | 4 | 0.0% |
| Q1 2024 | 12 | $83.5M | 1,782,371 | 1 | 6 | 5 | 0.0% |
| Q4 2023 | 12 | $72.2M | 1,664,833 | 4 | 3 | 3 | 0.0% |
| Q3 2023 | 6 | $23.5M | 597,315 | 1 | 2 | 3 | 0.0% |
| Q2 2023 | 7 | $16.0M | 384,624 | 0 | 4 | 2 | 0.0% |
| Q1 2023 | 7 | $10.8M | 266,141 | 2 | 2 | 3 | 0.0% |
| Q4 2022 | 9 | $14.0M | 342,616 | 3 | 4 | 0 | 0.0% |
| Q3 2022 | 8 | $8.1M | 219,838 | 0 | 4 | 2 | 0.0% |
| Q2 2022 | 12 | $13.0M | 334,436 | 6 | 5 | 1 | 0.0% |
| Q1 2022 | 7 | $5.4M | 122,200 | 2 | 3 | 2 | 0.0% |
| Q4 2021 | 6 | $4.2M | 94,558 | 2 | 3 | 0 | 0.0% |
| Q3 2021 | 5 | $10.5M | 248,366 | 0 | 3 | 0 | 0.0% |
| Q2 2021 | 5 | $9.2M | 218,346 | 4 | 1 | 0 | 0.0% |
| Q1 2021 | 2 | $8.2M | 201,094 | 1 | 1 | 0 | 0.0% |
| Q4 2020 | 3 | $45.6M | 1,343,891 | 1 | 1 | 0 | 0.0% |
| Q3 2020 | 3 | $4.9M | 174,389 | 0 | 2 | 1 | 0.0% |
| Q2 2020 | 4 | $7.7M | 277,560 | 0 | 2 | 2 | 0.0% |
| Q1 2020 | 4 | $5.8M | 254,110 | 2 | 1 | 0 | 0.0% |
| Q4 2019 | 3 | $4.5M | 132,022 | 2 | 0 | 1 | 0.0% |
| Q3 2019 | 1 | $3.8M | 118,917 | 0 | 0 | 1 | 0.0% |
| Q2 2019 | 3 | $7.3M | 228,968 | 1 | 1 | 1 | 0.0% |
| Q1 2019 | 2 | $7.0M | 226,848 | 0 | 0 | 1 | 0.0% |
| Q4 2018 | 3 | $6.8M | 245,610 | 1 | 0 | 0 | 0.0% |