DaveManuel.com · Institutional Ownership · Who Owns It
NYLIM ETF TR (QAI)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
98
Reporting holders
$901.0M
Reported value
0.0%
Calls
0.0%
Puts
+4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Tredje AP-fonden | $397.5M | 10,860,000 | 1.80% | 8q | +73.1%+$167.8M |
| MORGAN STANLEY | $100.8M | 2,754,971 | 0.01% | 35q | +2.7%+$2.6M |
| Alaska Permanent Capital Management, LLC | $59.8M | 1,632,407 | 3.91% | 25q | +0.5%+$322.0K |
| ROYAL BANK OF CANADA | $47.9M | 1,308,962 | 0.01% | 31q | +4.8%+$2.2M |
| Alaska Wealth Advisors, LLC | $38.9M | 1,061,727 | 4.21% | 13q | HELD |
| AMERIPRISE FINANCIAL INC | $29.6M | 808,599 | 0.01% | 31q | +4.7%+$1.3M |
| Verdence Capital Advisors LLC | $28.5M | 778,079 | 1.49% | 22q | +4.1%+$1.1M |
| CAPTRUST FINANCIAL ADVISORS | $20.9M | 571,280 | 0.03% | 13q | -0.7%-$140.4K |
| Focus Partners Wealth | $20.7M | 566,255 | 0.02% | 11q | -3.8%-$810.9K |
| RAYMOND JAMES FINANCIAL INC | $16.2M | 443,187 | 0.00% | 7q | +9.5%+$1.4M |
| UBS Group AG | $9.7M | 264,303 | 0.00% | 31q | -4.8%-$488.4K |
| WELLS FARGO & COMPANY/MN | $8.2M | 224,068 | 0.00% | 31q | +51.9%+$2.8M |
| Endowment Wealth Management, Inc. | $8.0M | 217,224 | 3.07% | 19q | HELD |
| ASPIRIANT, LLC | $7.6M | 207,334 | 0.19% | 31q | +5.3%+$384.7K |
| Pitcairn Wealth Advisors LLC | $6.6M | 181,586 | 0.73% | 3q | -50.8%-$6.9M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $5.9M | 162,125 | 0.00% | 27q | +3030.4%+$5.7M |
| Live Oak Investment Partners | $5.1M | 140,529 | 2.77% | 14q | +3.4%+$169.6K |
| BROWN WEALTH MANAGEMENT, LLC | $4.9M | 132,815 | 1.09% | 6q | +3.3%+$154.0K |
| FIFTH THIRD BANCORP | $4.2M | 114,878 | 0.01% | 2q | -1.3%-$55.2K |
| ENVESTNET ASSET MANAGEMENT INC | $4.2M | 113,807 | 0.00% | 31q | +5.9%+$233.5K |
| OSAIC HOLDINGS, INC. | $4.0M | 108,732 | 0.00% | 26q | -16.1%-$766.3K |
| LPL Financial LLC | $3.9M | 105,825 | 0.00% | 31q | +22.7%+$716.5K |
| Darwin Wealth Management, LLC | $3.8M | 104,033 | 1.04% | 22q | +3.4%+$125.7K |
| AXXCESS WEALTH MANAGEMENT, LLC | $3.8M | 104,034 | 0.06% | new | NEW |
| LFA - Lugano Financial Advisors SA | $3.7M | 104,915 | 2.23% | 30q | +7.0%+$244.2K |
| UMB Bank, n.a. | $3.6M | 99,623 | 0.05% | 14q | -54.1%-$4.3M |
| Baron Financial Group, LLC | $3.6M | 98,886 | 1.73% | 24q | +0.5%+$18.8K |
| MML INVESTORS SERVICES, LLC | $2.8M | 77,868 | 0.01% | 3q | +7.3%+$194.1K |
| Private Advisor Group, LLC | $2.5M | 68,734 | 0.01% | 31q | -9.9%-$277.8K |
| Twelve Points Wealth Management LLC | $2.5M | 68,008 | 0.50% | 19q | +10.0%+$226.1K |
| Wealth High Governance Asset Management Ltda. | $2.5M | 67,699 | 0.26% | 3q | -23.9%-$779.0K |
| Mariner, LLC | $2.3M | 63,073 | 0.00% | 25q | +3.1%+$69.0K |
| Diversify Advisory Services, LLC | $2.2M | 59,826 | 0.04% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $2.2M | 59,826 | 0.04% | new | NEW |
| Patten Group, Inc. | $2.1M | 58,119 | 0.33% | 23q | -6.4%-$144.2K |
| Waverly Advisors, LLC | $1.9M | 51,565 | 0.01% | 3q | +10.6%+$181.4K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.7M | 45,922 | 0.00% | 3q | -22.0%-$475.0K |
| Empirical Asset Management, LLC | $1.7M | 45,661 | 0.38% | 19q | +6.7%+$105.6K |
| Q3 Asset Management | $1.5M | 40,873 | 0.27% | new | NEW |
| CITADEL ADVISORS LLC | $1.4M | 38,092 | 0.00% | new | NEW |
| Hyposwiss Advisors SA | $1.4M | 37,605 | 1.30% | 3q | -28.4%-$545.3K |
| HBK Sorce Advisory LLC | $1.1M | 31,328 | 0.02% | 25q | -2.9%-$34.4K |
| Rockefeller Capital Management L.P. | $1.1M | 29,520 | 0.00% | 4q | +446.7%+$882.8K |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | $1.0M | 28,473 | 2.35% | 22q | -14.5%-$176.3K |
| Snowden Capital Advisors LLC | $1.0M | 28,366 | 0.02% | 42q | HELD |
| HANCOCK WHITNEY CORP | $978.7K | 26,741 | 0.02% | 19q | -2.0%-$20.0K |
| BNP PARIBAS FINANCIAL MARKETS | $905.2K | 24,733 | 0.00% | 7q | +56.4%+$326.4K |
| Moors & Cabot, Inc. | $865.0K | 23,635 | 0.03% | 10q | +50.2%+$289.1K |
| FLAGSHIP HARBOR ADVISORS, LLC | $780.3K | 21,319 | 0.03% | 7q | HELD |
| CreativeOne Wealth, LLC | $760.3K | 20,775 | 0.02% | 30q | -2.9%-$22.4K |
| Rathbones Group PLC | $666.2K | 18,201 | 0.00% | 14q | -48.4%-$624.1K |
| Advisors Preferred, LLC | $622.8K | 17,138 | 0.10% | 5q | +4727.6%+$609.9K |
| Betterment LLC | $602.0K | 16,437 | 0.00% | 31q | HELD |
| GREENWOOD CAPITAL ASSOCIATES LLC | $534.7K | 14,608 | 0.05% | 23q | +45.3%+$166.6K |
| LANARK FINANCIAL, INC. | $527.6K | 14,416 | 0.04% | 6q | +5.5%+$27.7K |
| BASSO CAPITAL MANAGEMENT, L.P. | $524.7K | 14,337 | 0.11% | new | NEW |
| Farther Finance Advisors, LLC | $518.3K | 14,161 | 0.00% | 7q | +564.2%+$440.3K |
| Granite Bay Wealth Management, LLC | $517.0K | 14,124 | 0.05% | new | NEW |
| Cetera Investment Advisers | $514.5K | 14,059 | 0.00% | 5q | -13.6%-$80.7K |
| Prosperity Bancshares Inc | $506.8K | 13,847 | 0.33% | 3q | +15.1%+$66.4K |
| Cambridge Investment Research Advisors, Inc. | $468.0K | 12,760 | 0.00% | 4q | +103.4%+$237.9K |
| BANK OF MONTREAL /CAN/ | $392.4K | 10,720 | 0.00% | 14q | -39.0%-$251.4K |
| STIFEL FINANCIAL CORP | $382.4K | 10,448 | 0.00% | 13q | HELD |
| Allworth Financial LP | $377.5K | 10,315 | 0.00% | 25q | +146.1%+$224.1K |
| NorthRock Partners, LLC | $361.1K | 9,865 | 0.01% | 6q | -2.1%-$7.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $342.3K | 9,419 | 0.00% | 12q | +7.6%+$24.2K |
| StoneX Group Inc. | $329.9K | 9,015 | 0.01% | 13q | +4.3%+$13.6K |
| HighTower Advisors, LLC | $300.1K | 8,199 | 0.00% | 31q | -24.5%-$97.4K |
| Pallas Capital Advisors LLC | $289.9K | 7,921 | 0.01% | 10q | HELD |
| Perigon Wealth Management, LLC | $257.3K | 7,031 | 0.00% | 6q | HELD |
| Hexagon Capital Partners LLC | $256.2K | 6,999 | 0.04% | 2q | HELD |
| PNC Financial Services Group, Inc. | $253.9K | 6,937 | 0.00% | 4q | HELD |
| Steward Partners Investment Advisory, LLC | $243.2K | 6,644 | 0.00% | 29q | HELD |
| DAVIS R M INC | $239.5K | 6,545 | 0.00% | 10q | HELD |
| Bison Wealth, LLC | $235.2K | 6,450 | 0.02% | new | NEW |
| Stonebridge Financial Planning Group, LLC | $226.8K | 6,198 | 0.07% | new | NEW |
| STEPHENS INC /AR/ | $220.8K | 6,033 | 0.00% | 4q | HELD |
| TRUIST FINANCIAL CORP | $216.7K | 5,921 | 0.00% | 2q | -1.7%-$3.7K |
| J.Safra Asset Management Corp | $211.4K | 5,777 | 0.01% | 5q | +6.7%+$13.3K |
| Sincerus Advisory, LLC | $208.4K | 5,693 | 0.14% | new | NEW |
| COMPASS FINANCIAL MANAGEMENT LLC | $174.3K | 4,762 | 0.02% | new | FIRST |
| HARBOUR INVESTMENTS, INC. | $163.4K | 4,465 | 0.00% | new | NEW |
| EP Wealth Advisors, LLC | $128.7K | 3,516 | 0.00% | new | NEW |
| PEOPLES FINANCIAL SERVICES CORP. | $116.4K | 3,182 | 0.05% | 9q | HELD |
| EFG International AG | $95.2K | 2,600 | 0.00% | 3q | -31.6%-$43.9K |
| PRIVATE TRUST CO NA | $71.3K | 1,949 | 0.01% | 31q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $41.3K | 1,134 | 0.00% | 3q | +1.4% |
| CX Institutional | $35.0K | 947 | 0.00% | 6q | -6.1%-$2.3K |
| FMR LLC | $25.4K | 693 | 0.00% | 14q | +117.9%+$13.7K |
| Global Retirement Partners, LLC | $11.2K | 307 | 0.00% | 16q | +48.3%+$3.7K |
| Spire Wealth Management | $9.5K | 260 | 0.00% | 22q | HELD |
| Smartleaf Asset Management LLC | $4.4K | 120 | 0.00% | 7q | HELD |
| JPMORGAN CHASE & CO | $4.2K | 114 | 0.00% | 15q | -2.6% |
| RAFFA WEALTH MANAGEMENT, LLC | $3.1K | 85 | 0.00% | 18q | HELD |
| Elevated Capital Advisors, LLC | $1.9K | 51 | 0.00% | 3q | HELD |
| MCF Advisors LLC | $1.3K | 36 | 0.00% | 18q | HELD |
| ASSETMARK, INC | $89 | 2 | 0.00% | 7q | HELD |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $37 | 1 | 0.00% | 6q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 25 | $70.1M | 1,946,289 | 5 | 11 | 3 | 0.0% |
| Q2 2026 | 98 | $901.0M | 24,622,387 | 12 | 38 | 25 | 0.0% |
| Q1 2026 | 94 | $665.9M | 19,519,507 | 8 | 43 | 24 | 0.0% |
| Q4 2025 | 100 | $679.5M | 20,272,347 | 14 | 35 | 27 | 0.0% |
| Q3 2025 | 97 | $586.9M | 17,453,073 | 12 | 34 | 25 | 0.0% |
| Q2 2025 | 99 | $610.7M | 18,884,406 | 10 | 30 | 30 | 0.0% |
| Q1 2025 | 103 | $574.4M | 18,343,916 | 14 | 30 | 34 | 0.0% |
| Q4 2024 | 103 | $590.4M | 18,805,867 | 12 | 38 | 29 | 0.0% |
| Q3 2024 | 102 | $538.9M | 16,807,377 | 7 | 31 | 36 | 0.0% |
| Q2 2024 | 104 | $472.2M | 15,217,399 | 7 | 34 | 37 | 0.0% |
| Q1 2024 | 104 | $733.8M | 23,762,726 | 15 | 27 | 42 | 0.0% |
| Q4 2023 | 101 | $669.5M | 22,242,278 | 7 | 28 | 41 | 0.0% |
| Q3 2023 | 102 | $485.1M | 16,150,956 | 13 | 26 | 38 | 0.0% |
| Q2 2023 | 103 | $506.8M | 16,954,096 | 13 | 30 | 43 | 0.0% |
| Q1 2023 | 102 | $486.3M | 17,076,369 | 13 | 27 | 47 | 0.0% |
| Q4 2022 | 112 | $488.1M | 17,139,187 | 17 | 25 | 49 | 0.0% |
| Q3 2022 | 101 | $2.4B | 85,657,022 | 6 | 22 | 47 | 0.0% |
| Q2 2022 | 111 | $3.0B | 106,171,469 | 9 | 46 | 36 | 0.0% |
| Q1 2022 | 118 | $5.1B | 164,893,229 | 13 | 43 | 39 | 0.0% |
| Q4 2021 | 121 | $5.6B | 176,079,889 | 15 | 39 | 34 | 0.0% |
| Q3 2021 | 107 | $5.9B | 186,218,398 | 10 | 45 | 31 | 0.0% |
| Q2 2021 | 112 | $4.1B | 125,933,205 | 20 | 41 | 26 | 0.0% |
| Q1 2021 | 102 | $3.9B | 122,796,892 | 9 | 45 | 30 | 0.0% |
| Q4 2020 | 106 | $3.9B | 122,685,316 | 10 | 41 | 31 | 0.0% |
| Q3 2020 | 105 | $3.8B | 122,475,767 | 7 | 32 | 40 | 0.0% |
| Q2 2020 | 115 | $2.2B | 70,913,505 | 21 | 30 | 40 | 0.0% |
| Q1 2020 | 114 | $2.3B | 79,189,753 | 16 | 34 | 45 | 0.0% |
| Q4 2019 | 117 | $6.0B | 193,950,499 | 12 | 36 | 33 | 0.0% |
| Q3 2019 | 105 | $5.3B | 174,103,107 | 9 | 28 | 43 | 0.0% |
| Q2 2019 | 109 | $5.1B | 169,019,018 | 15 | 26 | 42 | 0.0% |
| Q1 2019 | 113 | $5.2B | 172,660,115 | 7 | 28 | 57 | 0.0% |
| Q4 2018 | 127 | $4.7B | 162,784,548 | 1 | 5 | 2 | 0.0% |