DaveManuel.com · Institutional Ownership · Who Owns It
NORTHERN LTS FD TR III (QQH)
Institutional ownership reported to the SEC as of Q2 2026, across 28 quarters.
52
Reporting holders
$725.4M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Howard Capital Management, LLC | $372.8M | 4,355,633 | 4.44% | 27q | -35.9%-$209.0M |
| Cambridge Investment Research Advisors, Inc. | $71.8M | 838,306 | 0.08% | 26q | +96.6%+$35.3M |
| ENVESTNET ASSET MANAGEMENT INC | $53.9M | 629,437 | 0.01% | 27q | -1.0%-$535.4K |
| Cetera Investment Advisers | $36.3M | 424,608 | 0.03% | 23q | -14.2%-$6.0M |
| Wealth Watch Advisors, INC | $27.6M | 322,697 | 8.96% | 7q | -10.9%-$3.4M |
| J.W. COLE ADVISORS, INC. | $21.9M | 256,226 | 0.38% | 25q | -3.8%-$876.6K |
| LPL Financial LLC | $21.8M | 254,261 | 0.00% | 25q | +4.8%+$1.0M |
| Aegis Wealth Management, Inc. | $20.0M | 233,887 | 12.92% | 3q | +4.2%+$800.3K |
| McKinney Capital Management, LLC | $19.5M | 228,158 | 7.70% | 2q | +1.5%+$280.2K |
| Discipline Wealth Solutions, LLC | $16.4M | 191,319 | 1.43% | 8q | +22.5%+$3.0M |
| Lifestyle Asset Management, Inc. | $9.9M | 115,143 | 2.65% | 15q | +12.5%+$1.1M |
| Optivise Advisory Services LLC | $6.9M | 80,132 | 3.48% | 9q | -9.4%-$713.5K |
| NewEdge Advisors, LLC | $4.8M | 56,372 | 0.01% | 3q | +12.8%+$545.9K |
| RAYMOND JAMES FINANCIAL INC | $4.1M | 47,325 | 0.00% | 7q | -1.7%-$68.0K |
| TUCKER ASSET MANAGEMENT LLC | $3.4M | 39,914 | 0.84% | new | NEW |
| Quadrature Capital Ltd | $3.2M | 37,260 | 0.03% | new | NEW |
| Simplicity Wealth,LLC | $3.2M | 37,186 | 0.11% | 6q | -1.5%-$48.5K |
| Colonial River Investments, LLC | $3.2M | 36,867 | 0.90% | 4q | +171.4%+$2.0M |
| HighPoint Advisor Group LLC | $2.5M | 29,546 | 0.09% | 3q | +2.6%+$65.1K |
| Delta Investment Management, LLC | $2.0M | 23,857 | 0.34% | 27q | -2.2%-$46.9K |
| Foundations Investment Advisors, LLC | $2.0M | 23,822 | 0.02% | 14q | +2.1%+$42.7K |
| WBI INVESTMENTS, LLC | $2.0M | 23,694 | 0.50% | 2q | +4.3%+$82.7K |
| IFP Advisors, Inc | $2.0M | 22,990 | 0.04% | 19q | HELD |
| PANORAMIC INVESTMENT ADVISORS, LLC | $1.8M | 20,601 | 0.84% | 12q | -10.5%-$207.2K |
| Brookstone Capital Management | $1.6M | 18,146 | 0.02% | 19q | -0.6%-$8.9K |
| Nuveen, LLC | $1.3M | 15,652 | 0.00% | new | NEW |
| OSAIC HOLDINGS, INC. | $1.2M | 14,590 | 0.00% | 25q | -15.8%-$233.6K |
| CITADEL ADVISORS LLC | $1.2M | 14,517 | 0.00% | 3q | +175.4%+$791.5K |
| Fiduciary Alliance LLC | $787.4K | 9,199 | 0.05% | 15q | +1.1%+$8.3K |
| MONEY CONCEPTS CAPITAL CORP | $649.7K | 7,590 | 0.03% | 21q | HELD |
| TRUIST FINANCIAL CORP | $581.6K | 6,794 | 0.00% | 4q | HELD |
| PRINCIPAL SECURITIES, INC. | $476.0K | 5,561 | 0.01% | 5q | +7.0%+$31.3K |
| Concurrent Investment Advisors, LLC | $464.2K | 5,423 | 0.00% | 3q | +0.7%+$3.3K |
| Bison Wealth, LLC | $430.0K | 5,092 | 0.04% | 3q | +7.3%+$29.2K |
| VestGen Advisors, LLC | $376.2K | 4,395 | 0.01% | 2q | -6.5%-$26.3K |
| VestGen Investment Management | $353.8K | 4,133 | 0.19% | 4q | -20.0%-$88.6K |
| Kestra Advisory Services, LLC | $324.3K | 3,789 | 0.00% | 10q | HELD |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | $312.7K | 3,653 | 0.08% | 7q | -15.4%-$56.9K |
| Orion Porfolio Solutions, LLC | $306.7K | 3,583 | 0.00% | 14q | -98.6%-$22.2M |
| FOUNDERS FINANCIAL SECURITIES LLC | $304.2K | 3,554 | 0.02% | new | NEW |
| Worth Financial Advisory Group, LLC | $288.3K | 3,368 | 0.12% | new | NEW |
| INTEGRITY ALLIANCE, LLC. | $261.2K | 3,051 | 0.01% | 6q | -9.5%-$27.6K |
| J2 Capital Management Inc | $246.4K | 2,879 | 0.17% | 5q | -80.9%-$1.0M |
| Envestnet Portfolio Solutions, Inc. | $227.8K | 2,661 | 0.00% | new | NEW |
| GDS Wealth Management | $219.4K | 2,563 | 0.01% | 2q | -40.5%-$149.5K |
| Geneos Wealth Management Inc. | $111.3K | 1,300 | 0.00% | 6q | HELD |
| Colonial Trust Advisors | $94.7K | 1,106 | 0.01% | new | NEW |
| ASSETMARK, INC | $70.4K | 823 | 0.00% | 6q | HELD |
| BROWN BROTHERS HARRIMAN & CO | $69.6K | 813 | 0.00% | 2q | HELD |
| MORGAN STANLEY | $43.0K | 502 | 0.00% | 17q | HELD |
| PRIVATE TRUST CO NA | $15.5K | 181 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $11.6K | 136 | 0.00% | 7q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 22 | $448.6M | 5,123,500 | 3 | 7 | 8 | 0.0% |
| Q2 2026 | 52 | $725.4M | 8,474,295 | 8 | 16 | 19 | 0.0% |
| Q1 2026 | 54 | $588.6M | 10,844,545 | 7 | 19 | 17 | 0.0% |
| Q4 2025 | 54 | $610.9M | 10,379,915 | 10 | 14 | 18 | 0.0% |
| Q3 2025 | 47 | $579.3M | 10,015,619 | 9 | 14 | 17 | 0.0% |
| Q2 2025 | 42 | $516.7M | 10,059,401 | 8 | 12 | 13 | 0.0% |
| Q1 2025 | 40 | $488.3M | 10,698,446 | 6 | 12 | 15 | 0.0% |
| Q4 2024 | 39 | $507.5M | 9,988,725 | 9 | 14 | 7 | 0.0% |
| Q3 2024 | 33 | $431.7M | 9,261,472 | 7 | 10 | 11 | 0.0% |
| Q2 2024 | 30 | $407.3M | 6,622,396 | 4 | 11 | 9 | 0.0% |
| Q1 2024 | 29 | $361.1M | 6,576,810 | 2 | 13 | 11 | 0.0% |
| Q4 2023 | 32 | $314.7M | 6,271,595 | 4 | 12 | 13 | 0.0% |
| Q3 2023 | 31 | $274.7M | 6,121,255 | 3 | 18 | 10 | 0.0% |
| Q2 2023 | 32 | $273.5M | 5,810,240 | 4 | 8 | 13 | 0.0% |
| Q1 2023 | 28 | $221.5M | 5,657,078 | 3 | 7 | 14 | 0.0% |
| Q4 2022 | 29 | $179.8M | 5,290,614 | 2 | 11 | 9 | 0.0% |
| Q3 2022 | 27 | $186.7M | 5,345,331 | 2 | 11 | 11 | 0.0% |
| Q2 2022 | 28 | $190.2M | 5,173,833 | 1 | 13 | 11 | 0.0% |
| Q1 2022 | 34 | $943.9M | 19,886,482 | 6 | 17 | 5 | 0.0% |
| Q4 2021 | 35 | $1.3B | 22,299,015 | 12 | 15 | 2 | 0.0% |
| Q3 2021 | 21 | $519.9M | 10,678,990 | 5 | 13 | 1 | 0.0% |
| Q2 2021 | 17 | $133.1M | 3,187,891 | 4 | 10 | 0 | 0.0% |
| Q1 2021 | 14 | $132.8M | 3,005,625 | 1 | 9 | 2 | 0.0% |
| Q4 2020 | 15 | $123.9M | 2,997,653 | 2 | 2 | 9 | 0.0% |
| Q3 2020 | 13 | $102.8M | 2,936,190 | 1 | 8 | 4 | 0.0% |
| Q2 2020 | 14 | $88.4M | 2,792,486 | 6 | 7 | 1 | 0.0% |
| Q1 2020 | 10 | $64.9M | 2,575,219 | 5 | 3 | 2 | 0.0% |
| Q4 2019 | 7 | $64.0M | 2,122,316 | 6 | 0 | 0 | 0.0% |