DaveManuel.com · Institutional Ownership · Who Owns It
NEOS ETF TRUST (QQQI)
Institutional ownership reported to the SEC as of Q2 2026, across 11 quarters.
365
Reporting holders
$1.5B
Reported value
5.3%
Calls
3.2%
Puts
+60
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $188.0M | 3,310,164 | 0.04% | 9q | +52.9%+$65.1M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $89.5M incl. $81.8M options CALL+PUT | 136,101 | 0.01% | 9q | +2570.2%+$86.1M |
| GOLDMAN SACHS GROUP INC | $70.7M | 1,244,080 | 0.01% | 3q | +31.3%+$16.9M |
| ROYAL BANK OF CANADA | $56.5M | 994,260 | 0.01% | 8q | +51.8%+$19.3M |
| Howard Capital Management, LLC | $53.4M | 940,809 | 0.64% | 4q | +154.6%+$32.4M |
| UBS Group AG | $43.2M | 760,789 | 0.01% | 9q | +55.5%+$15.4M |
| Foguth Wealth Management, LLC. | $39.9M | 735,478 | 4.54% | 3q | +51.2%+$13.5M |
| JANE STREET GROUP, LLC | $35.4M incl. $21.7M options CALL+PUT | 240,580 | 0.00% | 4q | HELD |
| CITADEL ADVISORS LLC | $34.1M incl. $19.8M options CALL+PUT | 250,496 | 0.00% | 7q | HELD |
| Merit Financial Group, LLC | $31.7M | 558,944 | 0.19% | 4q | +0.9%+$293.7K |
| INDEPENDENT FINANCIAL GROUP, LLC | $30.3M | 534,418 | 0.57% | 5q | +19.6%+$5.0M |
| RAYMOND JAMES FINANCIAL INC | $29.0M | 510,639 | 0.01% | 5q | +86.9%+$13.5M |
| Second Half Financial Partners, LLC | $28.4M | 499,503 | 11.63% | 7q | HELD |
| MML INVESTORS SERVICES, LLC | $27.3M | 480,022 | 0.06% | 7q | +114.0%+$14.5M |
| MADDEN SECURITIES Corp | $25.8M | 454,657 | 7.17% | 6q | +6.4%+$1.6M |
| Capital Investment Advisory Services, LLC | $23.5M | 413,694 | 1.45% | 9q | +11.1%+$2.3M |
| Private Advisor Group, LLC | $18.7M | 328,985 | 0.09% | 7q | +58.4%+$6.9M |
| Cambridge Investment Research Advisors, Inc. | $17.3M | 304,032 | 0.02% | 7q | +151.8%+$10.4M |
| MBL Wealth, LLC | $16.6M | 292,422 | 1.13% | 5q | +5.8%+$912.3K |
| Apollon Wealth Management, LLC | $16.4M | 288,095 | 0.20% | 7q | +11.9%+$1.7M |
| ENVESTNET ASSET MANAGEMENT INC | $16.0M | 281,469 | 0.00% | 8q | +29.8%+$3.7M |
| URS Advisory LLC | $14.3M | 251,064 | 7.94% | 3q | +13.9%+$1.7M |
| Summit Financial, LLC | $13.8M | 242,782 | 0.15% | 4q | +19.7%+$2.3M |
| STIFEL FINANCIAL CORP | $13.4M | 236,154 | 0.01% | 10q | +50.6%+$4.5M |
| Aventura Private Wealth, LLC | $13.0M | 229,423 | 4.00% | 4q | +58.4%+$4.8M |
| J.W. COLE ADVISORS, INC. | $11.8M | 207,608 | 0.20% | 4q | +274.7%+$8.6M |
| Baker Avenue Asset Management, LP | $11.6M | 204,151 | 0.22% | new | NEW |
| Cascade Wealth Advisors, Inc | $10.7M | 193,307 | 4.29% | 6q | -1.7%-$189.1K |
| CHOREO, LLC | $10.1M | 176,990 | 0.11% | 2q | +13.9%+$1.2M |
| COMMONWEALTH EQUITY SERVICES, LLC | $10.0M | 175,214 | 0.01% | 8q | +86.2%+$4.6M |
| Gotham Asset Management, LLC | $9.7M | 170,523 | 0.02% | 5q | +134.1%+$5.5M |
| Palacios Wealth Management, LLC | $9.1M | 159,762 | 5.36% | 7q | +13.8%+$1.1M |
| PSI Advisors, LLC | $8.6M | 152,021 | 2.01% | 4q | +47.1%+$2.8M |
| Chung Wu Investment Group, LLC | $8.3M | 146,296 | 5.46% | 4q | +18.3%+$1.3M |
| Kingsview Wealth Management, LLC | $8.3M | 145,322 | 0.10% | 7q | +34.1%+$2.1M |
| Stratos Wealth Partners, LTD. | $8.0M | 140,708 | 0.08% | 6q | +33.1%+$2.0M |
| HRT FINANCIAL LP | $7.9M | 138,473 | 0.01% | 2q | +31.4%+$1.9M |
| Estate Planners Group, LLC | $7.8M | 137,290 | 3.53% | 3q | -2.6%-$205.1K |
| SBI Securities Co., Ltd. | $7.7M | 135,013 | 0.17% | 3q | +13.8%+$928.9K |
| ARQ WEALTH ADVISORS, LLC | $7.5M | 138,848 | 0.94% | new | NEW |
| Teamwork Financial Advisors, LLC | $7.4M | 130,088 | 0.67% | 5q | -0.9%-$67.3K |
| RFG Advisory, LLC | $7.0M | 124,100 | 0.11% | 6q | +10.3%+$659.7K |
| Genesee Capital Advisors, LLC | $6.6M | 115,720 | 2.07% | 2q | +2679.1%+$6.3M |
| Owen LaRue, LLC | $6.5M | 113,790 | 2.25% | 5q | +67.3%+$2.6M |
| Farther Finance Advisors, LLC | $6.3M | 110,068 | 0.05% | 3q | +36.4%+$1.7M |
| Ameritas Advisory Services, LLC | $6.0M | 105,652 | 0.12% | 5q | +209.6%+$4.1M |
| RiverTree Advisors, LLC | $5.9M | 104,729 | 3.51% | 6q | +12.3%+$650.8K |
| StoneCrest Wealth Management, Inc. | $5.9M | 103,394 | 1.88% | 4q | +2.1%+$119.4K |
| IEQ CAPITAL, LLC | $5.5M | 97,337 | 0.03% | 8q | +2.0%+$109.6K |
| Independence Wealth Advisors, LLC | $5.4M | 94,227 | 2.68% | 3q | +10.0%+$487.0K |
| Astoria Portfolio Advisors LLC. | $5.3M | 92,792 | 0.89% | 3q | +32.6%+$1.3M |
| Foundations Investment Advisors, LLC | $5.2M | 90,957 | 0.05% | 4q | +77.6%+$2.3M |
| RENAISSANCE TECHNOLOGIES LLC | $4.8M | 84,800 | 0.01% | new | NEW |
| PFG Investments, LLC | $4.8M | 83,802 | 0.18% | 6q | -25.8%-$1.7M |
| NewEdge Advisors, LLC | $4.5M | 79,797 | 0.01% | 6q | +17.9%+$689.3K |
| Virtue Capital Management, LLC | $4.5M | 79,393 | 0.60% | 4q | +83.5%+$2.1M |
| WEST MICHIGAN ADVISORS, LLC | $4.3M | 76,126 | 0.82% | 2q | +14.6%+$552.2K |
| Kestra Advisory Services, LLC | $4.0M | 70,645 | 0.01% | 9q | +39.3%+$1.1M |
| TRUIST FINANCIAL CORP | $4.0M | 69,989 | 0.00% | 8q | +861.8%+$3.6M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $4.0M incl. $777.8K options PUT | 56,674 | 0.01% | 4q | +815.0%+$3.5M |
| PURSUE WEALTH PARTNERS LLC | $4.0M | 69,931 | 2.22% | new | NEW |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $4.0M | 69,770 | 0.04% | 4q | +5.8%+$218.3K |
| MILESTONE ASSET MANAGEMENT, LLC | $3.9M | 69,054 | 0.62% | 4q | +99.8%+$2.0M |
| PRINCIPAL FINANCIAL GROUP INC | $3.9M | 68,975 | 0.00% | 2q | +237.2%+$2.8M |
| NFSG Corp | $3.9M | 68,557 | 0.48% | 8q | +4.7%+$175.8K |
| Eddie Patel Inc | $3.9M | 68,489 | 2.32% | 3q | -18.9%-$907.5K |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | $3.7M | 65,417 | 0.55% | 3q | -50.8%-$3.8M |
| PARK AVENUE SECURITIES LLC | $3.6M | 64,165 | 0.02% | 3q | +25.0%+$729.0K |
| FSA Advisors, Inc. | $3.6M | 63,775 | 1.66% | 6q | +5.0%+$173.7K |
| IHT Wealth Management, LLC | $3.6M | 62,707 | 0.08% | 3q | +122.1%+$2.0M |
| Janney Montgomery Scott LLC | $3.4M | 60,131 | 0.01% | 4q | +280.6%+$2.5M |
| CHILTON INVESTMENT CO INC. | $3.4M | 60,094 | 0.08% | 2q | +19.7%+$561.0K |
| Brookstone Capital Management | $3.3M | 58,848 | 0.03% | 5q | +9.1%+$278.7K |
| Rockefeller Capital Management L.P. | $3.3M | 57,641 | 0.01% | 4q | +27.8%+$712.3K |
| Arete Wealth Advisors, LLC | $3.3M | 57,227 | 0.22% | 9q | -1.0%-$32.4K |
| Belpointe Asset Management LLC | $3.2M | 56,130 | 0.10% | 3q | +16.1%+$442.9K |
| Corient Private Wealth LP | $3.1M | 54,962 | 0.00% | 5q | +3.6%+$109.0K |
| HighTower Advisors, LLC | $3.0M | 53,074 | 0.00% | 7q | +41.4%+$882.7K |
| NORDEN GROUP LLC | $3.0M | 52,587 | 0.24% | 5q | +34.9%+$772.5K |
| Cetera Investment Advisers | $2.8M | 49,527 | 0.00% | 7q | +18.5%+$438.2K |
| Concurrent Investment Advisors, LLC | $2.7M | 48,274 | 0.02% | 6q | +8.5%+$213.8K |
| Kovack Advisors, Inc. | $2.7M | 47,858 | 0.13% | 4q | +6.0%+$152.5K |
| Indivisible Partners | $2.6M | 46,449 | 0.15% | 2q | +67.1%+$1.1M |
| OSAIC HOLDINGS, INC. | $2.6M | 46,022 | 0.00% | 7q | +97.5%+$1.3M |
| CORNERSTONE ENTERPRISES, LLC | $2.6M | 45,387 | 1.18% | new | NEW |
| Sowell Financial Services LLC | $2.6M | 45,132 | 0.08% | 3q | +11.7%+$269.1K |
| MORGAN STANLEY | $2.6M | 45,017 | 0.00% | 9q | -95.6%-$55.5M |
| Diversify Advisory Services, LLC | $2.5M | 48,234 | 0.04% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $2.5M | 48,234 | 0.04% | 6q | +45.3%+$791.0K |
| Gainplan LLC | $2.5M | 44,586 | 1.00% | 7q | +133.3%+$1.4M |
| Ellis Investment Partners, LLC | $2.5M | 44,356 | 0.38% | 4q | +13.0%+$289.6K |
| Garden State Investment Advisory Services LLC | $2.5M | 44,089 | 0.45% | 6q | +18.1%+$384.4K |
| BlueStem Wealth Partners, LLC | $2.5M | 43,957 | 0.25% | 5q | +6.4%+$150.8K |
| Banco BTG Pactual S.A. | $2.5M | 43,865 | 0.21% | 2q | +53.2%+$865.0K |
| CAP Partners, LLC | $2.5M | 43,497 | 1.21% | 10q | +37.3%+$671.5K |
| Arax Advisory Partners | $2.4M | 42,804 | 0.02% | 3q | +1279.4%+$2.3M |
| SteelPeak Wealth, LLC | $2.4M | 42,328 | 0.06% | 2q | +8.7%+$192.0K |
| VERUS CAPITAL PARTNERS, LLC | $2.3M | 41,165 | 0.13% | 2q | +850.3%+$2.1M |
| CCG WEALTH MANAGEMENT, LLC | $2.3M | 40,143 | 0.53% | 3q | +42.0%+$674.2K |
| PFG Advisors | $2.2M | 39,308 | 0.11% | 2q | +2.0%+$43.2K |
Showing the largest 100 of 365 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 159 | $395.7M | 7,156,605 | 28 | 79 | 29 | 0.0% |
| Q2 2026 | 365 | $1.5B | 23,646,090 | 86 | 201 | 45 | 8.5% |
| Q1 2026 | 305 | $988.6M | 17,943,344 | 65 | 164 | 41 | 9.2% |
| Q4 2025 | 265 | $765.1M | 13,091,608 | 64 | 138 | 29 | 7.9% |
| Q3 2025 | 211 | $509.8M | 8,805,087 | 87 | 93 | 13 | 6.3% |
| Q2 2025 | 136 | $252.5M | 4,699,251 | 49 | 61 | 11 | 3.1% |
| Q1 2025 | 91 | $99.3M | 2,040,993 | 30 | 43 | 13 | 2.5% |
| Q4 2024 | 70 | $74.7M | 1,399,930 | 25 | 29 | 6 | 1.8% |
| Q3 2024 | 47 | $33.2M | 647,794 | 19 | 18 | 6 | 0.0% |
| Q2 2024 | 31 | $20.5M | 442,710 | 20 | 5 | 4 | 0.0% |
| Q1 2024 | 11 | $4.0M | 79,348 | 11 | 0 | 0 | 0.0% |