DaveManuel.com · Institutional Ownership · Who Owns It
NUVEEN NASDAQ 100 DYNAMIC OV (QQQX)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
153
Reporting holders
$397.6M
Reported value
0.0%
Calls
0.0%
Puts
+16
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $56.6M | 1,877,709 | 0.00% | 35q | -3.5%-$2.1M |
| Karpus Management, Inc. | $42.0M | 1,393,850 | 1.21% | 11q | -14.9%-$7.3M |
| WELLS FARGO & COMPANY/MN | $36.8M | 1,220,343 | 0.01% | 31q | -2.2%-$836.4K |
| UBS Group AG | $22.4M | 742,278 | 0.00% | 31q | +2.0%+$436.5K |
| LPL Financial LLC | $22.3M | 740,519 | 0.01% | 31q | +16.3%+$3.1M |
| Allspring Global Investments Holdings, LLC | $22.3M | 738,826 | 0.03% | 8q | +23.4%+$4.2M |
| ROYAL BANK OF CANADA | $22.2M | 735,304 | 0.00% | 31q | -1.4%-$318.1K |
| GUGGENHEIM CAPITAL LLC | $19.5M | 647,564 | 0.12% | 23q | +13.9%+$2.4M |
| Invesco Ltd. | $18.5M | 613,256 | 0.00% | 31q | -21.3%-$5.0M |
| RAYMOND JAMES FINANCIAL INC | $12.8M | 425,446 | 0.00% | 7q | +1.5%+$189.1K |
| BANK OF AMERICA CORP /DE/ | $10.3M | 343,339 | 0.00% | 31q | -8.6%-$973.8K |
| HighTower Advisors, LLC | $7.9M | 261,637 | 0.01% | 10q | -0.7%-$53.7K |
| Advisors Asset Management, Inc. | $7.9M | 261,137 | 0.12% | 8q | +7.1%+$521.4K |
| 1607 Capital Partners, LLC | $7.4M | 245,130 | 0.64% | 12q | -27.0%-$2.7M |
| Janney Montgomery Scott LLC | $7.1M | 236,913 | 0.01% | 31q | HELD |
| OSAIC HOLDINGS, INC. | $6.5M | 214,358 | 0.01% | 26q | +0.7%+$46.2K |
| Cypress Capital Management LLC (WY) | $5.9M | 192,683 | 4.97% | 6q | +8.3%+$455.3K |
| AMERIPRISE FINANCIAL INC | $5.2M | 173,377 | 0.00% | 31q | -8.5%-$488.1K |
| D.A. DAVIDSON & CO. | $3.2M | 107,359 | 0.02% | 31q | +6.6%+$199.9K |
| Advisor OS, LLC | $2.2M | 72,477 | 0.15% | 2q | -43.1%-$1.7M |
| Huntleigh Advisors, Inc. | $1.9M | 62,716 | 0.26% | 7q | +172.1%+$1.2M |
| PMG Family Office LLC | $1.9M | 60,839 | 1.73% | 4q | +1.0%+$18.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.8M | 61,181 | 0.00% | 31q | -6.6%-$131.1K |
| Cetera Investment Advisers | $1.8M | 59,971 | 0.00% | 17q | +7.7%+$128.6K |
| MONECO ADVISORS, LLC | $1.8M | 59,742 | 0.11% | 31q | -1.7%-$30.3K |
| NewEdge Advisors, LLC | $1.7M | 57,584 | 0.01% | 31q | +5.5%+$90.4K |
| FIRST TRUST ADVISORS LP | $1.7M | 56,020 | 0.00% | 10q | -0.5%-$9.1K |
| High Point Wealth Management, LLC | $1.6M | 53,804 | 1.33% | 3q | +20.8%+$278.8K |
| IHT Wealth Management, LLC | $1.6M | 52,731 | 0.03% | new | NEW |
| AXXCESS WEALTH MANAGEMENT, LLC | $1.4M | 46,420 | 0.02% | new | NEW |
| SCHNIEDERS CAPITAL MANAGEMENT, LLC. | $1.4M | 46,015 | 0.18% | 4q | -1.1%-$15.1K |
| Shaker Financial Services, LLC | $1.4M | 45,069 | 0.43% | new | NEW |
| Shulman DeMeo Asset Management LLC | $1.3M | 44,170 | 0.25% | 2q | -3.6%-$50.0K |
| Ionic Capital Management LLC | $1.3M | 43,447 | 0.19% | 12q | -34.3%-$683.2K |
| BFC Planning, Inc. | $1.2M | 38,968 | 0.05% | 7q | +3.9%+$43.7K |
| Hennion & Walsh Asset Management, Inc. | $1.1M | 34,937 | 0.03% | 5q | +136.8%+$608.3K |
| Rockefeller Capital Management L.P. | $1.0M | 34,702 | 0.00% | 5q | +10.1%+$95.8K |
| Arkadios Wealth Advisors | $955.1K | 31,690 | 0.01% | 23q | HELD |
| &PARTNERS | $954.9K | 31,679 | 0.00% | 7q | +3.2%+$29.4K |
| HUB Investment Partners, LLC | $863.3K | 28,643 | 0.02% | 3q | +1.7%+$14.8K |
| Stratos Wealth Partners, LTD. | $855.8K | 28,395 | 0.01% | 11q | -4.9%-$43.8K |
| Dakota Wealth Management | $845.1K | 28,040 | 0.02% | 10q | -22.1%-$239.8K |
| ENVESTNET ASSET MANAGEMENT INC | $807.0K | 26,774 | 0.00% | 23q | +22.6%+$148.6K |
| Advisory Advocates, LLC | $773.0K | 25,648 | 0.66% | 3q | HELD |
| Kestra Advisory Services, LLC | $745.6K | 24,738 | 0.00% | 3q | -66.3%-$1.5M |
| Baird Financial Group, Inc. | $718.4K | 23,835 | 0.00% | 2q | +12.1%+$77.6K |
| PNC Financial Services Group, Inc. | $709.6K | 23,543 | 0.00% | 31q | -12.5%-$101.6K |
| MERCER GLOBAL ADVISORS INC /ADV | $685.0K | 22,727 | 0.00% | 22q | -18.5%-$155.8K |
| Private Advisor Group, LLC | $668.0K | 22,164 | 0.00% | 31q | -26.8%-$244.2K |
| Cambridge Investment Research Advisors, Inc. | $638.0K | 21,162 | 0.00% | 31q | +117.3%+$344.4K |
| Alteri Wealth LLC | $626.6K | 20,790 | 0.17% | 7q | HELD |
| PFG Investments, LLC | $594.9K | 19,736 | 0.02% | 4q | -30.4%-$260.4K |
| Focus Partners Wealth | $570.3K | 18,921 | 0.00% | 4q | +13.0%+$65.8K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $550.6K | 18,268 | 0.00% | 25q | +27.3%+$118.1K |
| Moors & Cabot, Inc. | $547.8K | 18,174 | 0.02% | 14q | HELD |
| SAPIENT CAPITAL LLC | $519.2K | 16,814 | 0.01% | 11q | HELD |
| Avory & Company, LLC | $517.1K | 17,157 | 0.65% | 18q | HELD |
| GOLDMAN SACHS GROUP INC | $498.8K | 16,550 | 0.00% | 8q | +96.5%+$245.0K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $498.2K | 16,531 | 0.00% | 2q | -28.7%-$200.1K |
| DAVENPORT & Co LLC | $497.3K | 16,500 | 0.00% | 13q | -5.7%-$30.1K |
| Cyndeo Wealth Partners, LLC | $494.5K | 16,408 | 0.02% | 15q | HELD |
| Mutual Advisors, LLC | $489.1K | 16,228 | 0.01% | 31q | -4.0%-$20.3K |
| Dynamic Advisor Solutions LLC | $482.8K | 16,017 | 0.01% | 3q | +1.5%+$7.0K |
| WEDBUSH SECURITIES INC | $480.0K | 15,941 | 0.01% | 31q | +21.1%+$83.8K |
| KINGSWOOD WEALTH ADVISORS, LLC | $477.0K | 15,826 | 0.02% | 11q | +14.4%+$60.0K |
| TRUIST FINANCIAL CORP | $466.7K | 15,484 | 0.00% | 27q | -15.0%-$82.6K |
| Pathstone Holdings, LLC | $466.2K | 15,393 | 0.00% | 11q | +71.1%+$193.7K |
| Sanctuary Advisors, LLC | $439.9K | 14,594 | 0.00% | 9q | -3.2%-$14.3K |
| Tulsa Wealth Advisors, INC | $429.7K | 14,257 | 0.06% | 2q | -5.0%-$22.6K |
| LANARK FINANCIAL, INC. | $429.4K | 14,248 | 0.03% | 12q | -23.4%-$130.8K |
| Aviance Capital Partners, LLC | $424.4K | 14,080 | 0.04% | 31q | +1.3%+$5.5K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $413.3K | 13,615 | 0.02% | 26q | +1.5%+$6.1K |
| J.W. COLE ADVISORS, INC. | $403.6K | 13,390 | 0.01% | new | NEW |
| CAPTRUST FINANCIAL ADVISORS | $392.8K | 13,033 | 0.00% | 5q | HELD |
| Diversify Advisory Services, LLC | $387.1K | 13,146 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $387.1K | 13,146 | 0.01% | 2q | -0.5%-$2.1K |
| Diversified Enterprises, LLC | $383.7K | 12,732 | 0.02% | 8q | HELD |
| Beacon Pointe Advisors, LLC | $367.7K | 12,199 | 0.00% | new | NEW |
| Chancellor Financial Group WB LP | $365.5K | 12,128 | 0.23% | 3q | +19.8%+$60.4K |
| STIFEL FINANCIAL CORP | $338.4K | 11,227 | 0.00% | 28q | -5.2%-$18.5K |
| Mariner, LLC | $334.9K | 11,110 | 0.00% | 7q | -18.1%-$74.1K |
| FIFTH THIRD BANCORP | $327.8K | 10,877 | 0.00% | 2q | -5.7%-$19.7K |
| MML INVESTORS SERVICES, LLC | $316.4K | 10,498 | 0.00% | 3q | +2.1%+$6.4K |
| DECISION INVESTMENTS, INC | $303.5K | 10,069 | 0.28% | 3q | +3.8%+$11.2K |
| Equitable Holdings, Inc. | $299.8K | 9,948 | 0.00% | 5q | +6.4%+$17.9K |
| Merit Financial Group, LLC | $298.2K | 9,895 | 0.00% | 17q | HELD |
| Creative Planning | $293.3K | 9,733 | 0.00% | 4q | -15.1%-$52.1K |
| Bay Capital Advisors, LLC | $267.0K | 8,860 | 0.14% | 7q | -11.4%-$34.4K |
| Summit Financial, LLC | $266.5K | 8,632 | 0.00% | 5q | -12.5%-$38.0K |
| Register Financial Advisors LLC | $259.7K | 8,615 | 0.08% | 10q | -14.8%-$45.2K |
| WealthTrust Asset Management, LLC | $255.0K | 8,461 | 0.14% | 7q | -27.7%-$97.5K |
| Cornerstone Wealth Group, LLC | $254.8K | 8,453 | 0.02% | 10q | HELD |
| Jacobi Capital Management LLC | $248.5K | 8,244 | 0.01% | 11q | -13.3%-$38.2K |
| GWN SECURITIES INC. | $237.7K | 7,887 | 0.04% | 5q | HELD |
| Compound Planning, Inc. | $235.0K | 7,798 | 0.01% | 5q | +1.2%+$2.9K |
| Cypress Wealth Services, LLC | $232.7K | 7,720 | 0.03% | 4q | +1.3%+$3.0K |
| GRIFFIN ASSET MANAGEMENT, INC. | $224.2K | 7,440 | 0.02% | new | NEW |
| Aurora Private Wealth, Inc. | $224.0K | 7,430 | 0.14% | 3q | +0.8%+$1.8K |
| Ameritas Advisory Services, LLC | $223.1K | 7,403 | 0.00% | new | NEW |
| GREAT VALLEY ADVISOR GROUP, INC. | $218.5K | 7,250 | 0.00% | new | NEW |
Showing the largest 100 of 153 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 47 | $19.1M | 636,194 | 4 | 12 | 9 | 0.0% |
| Q2 2026 | 153 | $397.6M | 13,186,546 | 24 | 44 | 46 | 0.0% |
| Q1 2026 | 137 | $356.0M | 13,338,428 | 20 | 43 | 35 | 0.0% |
| Q4 2025 | 149 | $398.1M | 13,957,130 | 19 | 57 | 31 | 0.0% |
| Q3 2025 | 141 | $381.4M | 13,887,687 | 17 | 45 | 34 | 0.0% |
| Q2 2025 | 132 | $392.2M | 14,815,184 | 17 | 42 | 32 | 0.0% |
| Q1 2025 | 141 | $351.2M | 14,784,653 | 15 | 39 | 40 | 0.0% |
| Q4 2024 | 141 | $409.4M | 15,134,387 | 13 | 41 | 32 | 0.0% |
| Q3 2024 | 128 | $388.7M | 15,252,024 | 13 | 37 | 41 | 0.0% |
| Q2 2024 | 122 | $352.6M | 14,057,502 | 8 | 39 | 40 | 0.0% |
| Q1 2024 | 123 | $403.3M | 16,623,965 | 19 | 36 | 34 | 0.0% |
| Q4 2023 | 120 | $318.0M | 13,737,182 | 15 | 37 | 31 | 0.0% |
| Q3 2023 | 113 | $261.3M | 11,623,983 | 18 | 29 | 31 | 0.0% |
| Q2 2023 | 106 | $262.1M | 10,509,196 | 12 | 36 | 29 | 0.0% |
| Q1 2023 | 106 | $243.0M | 10,169,643 | 18 | 29 | 28 | 0.0% |
| Q4 2022 | 100 | $205.2M | 10,039,531 | 20 | 31 | 25 | 0.0% |
| Q3 2022 | 94 | $545.0M | 26,569,109 | 6 | 39 | 22 | 0.0% |
| Q2 2022 | 101 | $567.7M | 25,981,489 | 12 | 36 | 22 | 0.0% |
| Q1 2022 | 106 | $700.5M | 24,490,741 | 19 | 40 | 17 | 0.0% |
| Q4 2021 | 108 | $760.9M | 24,838,838 | 9 | 43 | 19 | 0.0% |
| Q3 2021 | 99 | $669.0M | 23,570,290 | 6 | 45 | 16 | 0.0% |
| Q2 2021 | 102 | $700.1M | 23,828,304 | 7 | 46 | 19 | 0.0% |
| Q1 2021 | 104 | $657.4M | 24,183,293 | 7 | 39 | 24 | 0.0% |
| Q4 2020 | 114 | $648.0M | 24,915,339 | 24 | 33 | 26 | 0.0% |
| Q3 2020 | 94 | $594.6M | 24,416,853 | 11 | 28 | 28 | 0.0% |
| Q2 2020 | 91 | $520.4M | 22,599,613 | 16 | 29 | 24 | 0.0% |
| Q1 2020 | 92 | $429.8M | 22,611,221 | 16 | 27 | 28 | 0.0% |
| Q4 2019 | 89 | $537.4M | 22,342,610 | 8 | 31 | 20 | 0.0% |
| Q3 2019 | 90 | $558.6M | 25,205,937 | 7 | 23 | 29 | 0.0% |
| Q2 2019 | 91 | $558.9M | 24,968,994 | 13 | 29 | 20 | 0.0% |
| Q1 2019 | 90 | $553.7M | 24,857,284 | 8 | 28 | 25 | 0.0% |
| Q4 2018 | 88 | $487.9M | 24,395,665 | 1 | 4 | 3 | 0.0% |