DaveManuel.com · Institutional Ownership · Who Owns It
BROOKFIELD REAL ASSETS INCOM (RA)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
113
Reporting holders
$240.4M
Reported value
0.0%
Calls
0.0%
Puts
-6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $68.7M | 5,332,301 | 0.00% | 35q | +5.3%+$3.4M |
| SIT INVESTMENT ASSOCIATES INC | $39.4M | 3,062,517 | 0.75% | 3q | +7.3%+$2.7M |
| WELLS FARGO & COMPANY/MN | $21.6M | 1,673,261 | 0.00% | 31q | +6.3%+$1.3M |
| GUGGENHEIM CAPITAL LLC | $13.7M | 1,063,245 | 0.09% | 11q | +7.2%+$923.2K |
| Penserra Capital Management LLC | $8.0M | 620,841 | 0.06% | 10q | +4.0%+$304.9K |
| ROYAL BANK OF CANADA | $7.3M | 565,208 | 0.00% | 31q | -12.3%-$1.0M |
| BANK OF AMERICA CORP /DE/ | $6.3M | 487,304 | 0.00% | 31q | +15.1%+$825.8K |
| LPL Financial LLC | $5.1M | 395,192 | 0.00% | 31q | +32.3%+$1.2M |
| Thomas J. Herzfeld Advisors, Inc. | $4.8M | 369,085 | 1.46% | 10q | +8.4%+$366.4K |
| ENVESTNET ASSET MANAGEMENT INC | $3.8M | 292,217 | 0.00% | 10q | +9.2%+$318.0K |
| Rareview Capital LLC | $3.7M | 277,726 | 2.08% | 8q | +9.7%+$328.0K |
| RAYMOND JAMES FINANCIAL INC | $3.6M | 279,034 | 0.00% | 7q | +21.3%+$631.7K |
| Cetera Investment Advisers | $3.6M | 278,096 | 0.00% | 10q | +7.8%+$259.6K |
| Cambridge Investment Research Advisors, Inc. | $3.1M | 242,828 | 0.00% | 31q | +110.8%+$1.6M |
| RIVERBRIDGE PARTNERS LLC | $3.1M | 241,792 | 0.09% | 12q | +0.8%+$25.1K |
| 1607 Capital Partners, LLC | $3.0M | 231,703 | 0.26% | 8q | -42.5%-$2.2M |
| FIRST TRUST ADVISORS LP | $2.5M | 193,176 | 0.00% | 9q | +6.6%+$153.1K |
| STIFEL FINANCIAL CORP | $2.0M | 154,354 | 0.00% | 31q | +8.7%+$159.4K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $1.8M | 136,242 | 0.11% | 12q | -65.4%-$3.3M |
| Noble Wealth Management PBC | $1.7M | 135,360 | 0.78% | 6q | +6.8%+$110.8K |
| B. Riley Wealth Advisors, Inc. | $1.7M | 133,545 | 0.09% | 5q | -7.6%-$141.9K |
| Steward Partners Investment Advisory, LLC | $1.5M | 118,559 | 0.01% | 29q | HELD |
| Private Advisor Group, LLC | $1.5M | 117,583 | 0.01% | 10q | +4.0%+$58.4K |
| Closed-End Fund Advisors, Inc. | $1.5M | 116,624 | 1.47% | 3q | +1.4%+$20.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.5M | 113,834 | 0.00% | 31q | +5.8%+$80.7K |
| Brookfield Corp /ON/ | $1.3M | 100,582 | 0.00% | 25q | HELD |
| OSAIC HOLDINGS, INC. | $1.1M | 84,265 | 0.00% | 26q | +24.6%+$214.2K |
| Pekin Hardy Strauss, Inc. | $1.0M | 78,905 | 0.09% | 8q | -5.8%-$63.1K |
| RFG Advisory, LLC | $924.1K | 71,744 | 0.01% | new | NEW |
| AMERIPRISE FINANCIAL INC | $902.0K | 69,979 | 0.00% | 19q | +3.1%+$26.7K |
| Stratos Wealth Partners, LTD. | $868.1K | 67,402 | 0.01% | 24q | HELD |
| Advisors Asset Management, Inc. | $865.5K | 67,197 | 0.01% | 10q | -17.6%-$184.6K |
| HighTower Advisors, LLC | $850.4K | 66,028 | 0.00% | 30q | +68.1%+$344.4K |
| Arlington Capital Management, Inc. | $799.8K | 62,099 | 0.50% | 11q | -14.5%-$135.8K |
| CHOREO, LLC | $795.9K | 61,796 | 0.01% | 10q | +7.0%+$51.9K |
| Rockefeller Capital Management L.P. | $764.9K | 59,387 | 0.00% | 6q | +1.0%+$7.6K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $716.6K | 55,637 | 0.09% | 10q | -1.3%-$9.4K |
| UBS Group AG | $706.3K | 54,839 | 0.00% | 31q | -19.1%-$166.7K |
| Lido Advisors, LLC | $687.8K | 53,403 | 0.00% | 11q | +124.8%+$381.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $625.5K | 48,567 | 0.00% | 3q | +11.7%+$65.4K |
| E&G Advisors, LLC | $608.5K | 47,242 | 0.12% | 28q | HELD |
| WEDBUSH SECURITIES INC | $532.0K | 41,322 | 0.01% | 30q | +32.0%+$129.1K |
| Kestra Advisory Services, LLC | $529.9K | 41,144 | 0.00% | 7q | -1.2%-$6.2K |
| Tennessee Valley Asset Management Partners | $496.3K | 38,531 | 0.05% | 4q | +6.9%+$32.1K |
| Shaker Financial Services, LLC | $472.2K | 36,660 | 0.15% | 11q | +11.4%+$48.5K |
| PFG Investments, LLC | $464.1K | 36,036 | 0.02% | 10q | +2.4%+$10.8K |
| INDEPENDENT FINANCIAL GROUP, LLC | $440.0K | 34,159 | 0.01% | 12q | -5.4%-$25.1K |
| Pasadena Private Wealth, LLC | $423.2K | 32,858 | 0.05% | 6q | -1.8%-$7.7K |
| Castle Rock Wealth Management, LLC | $392.2K | 30,446 | 0.08% | 19q | +1.6%+$6.0K |
| Sterneck Capital Management, LLC | $384.6K | 29,864 | 0.16% | 12q | -7.2%-$29.8K |
| GILL CAPITAL PARTNERS, LLC | $376.9K | 29,265 | 0.10% | 27q | HELD |
| CSS LLC/IL | $347.9K | 27,008 | 0.01% | 12q | HELD |
| BFC Planning, Inc. | $347.3K | 26,965 | 0.01% | 7q | +4.3%+$14.2K |
| ACCREDITED INVESTOR SERVICES, LLC | $299.8K | 23,274 | 0.17% | 6q | +4.5%+$12.9K |
| Global Retirement Partners, LLC | $290.1K | 22,523 | 0.00% | 10q | +22.2%+$52.8K |
| UHLMANN PRICE SECURITIES, LLC | $285.4K | 22,155 | 0.01% | 8q | +12.5%+$31.7K |
| MELFA WEALTH MANAGEMENT, INC. | $266.3K | 20,672 | 0.14% | 11q | HELD |
| Secure Asset Management, LLC | $262.9K | 20,412 | 0.04% | new | NEW |
| ROBINSON CAPITAL MANAGEMENT, LLC | $257.0K | 19,952 | 0.11% | 12q | -4.8%-$12.9K |
| Mallini Complete Financial Planning LLC | $246.3K | 19,121 | 0.18% | 7q | +6.2%+$14.3K |
| IMC-Chicago, LLC | $239.7K | 18,613 | 0.00% | new | NEW |
| GRIFFIN ASSET MANAGEMENT, INC. | $236.3K | 18,344 | 0.02% | 14q | -6.3%-$15.9K |
| Compound Planning, Inc. | $232.0K | 18,009 | 0.01% | 14q | HELD |
| SeaCrest Wealth Management, LLC | $220.6K | 17,130 | 0.02% | 10q | +11.6%+$23.0K |
| Aptus Capital Advisors, LLC | $219.5K | 17,042 | 0.00% | 12q | HELD |
| XTX Topco Ltd | $218.3K | 16,952 | 0.00% | new | NEW |
| Mariner, LLC | $214.2K | 16,634 | 0.00% | 6q | +1.6%+$3.4K |
| Merit Financial Group, LLC | $212.6K | 16,503 | 0.00% | 4q | +8.6%+$16.9K |
| Second Line Capital, LLC | $206.1K | 15,999 | 0.04% | 11q | HELD |
| HARBOUR INVESTMENTS, INC. | $204.9K | 15,909 | 0.00% | 2q | +15.9%+$28.2K |
| Kovack Advisors, Inc. | $182.7K | 14,186 | 0.01% | 3q | +0.6%+$1.0K |
| Encompass More Asset Management | $182.1K | 14,141 | 0.03% | 8q | HELD |
| Virtu Financial LLC | $179.0K | 13,862 | 0.01% | new | NEW |
| Savvy Advisors, Inc. | $178.4K | 13,850 | 0.00% | 3q | -3.3%-$6.1K |
| PARK AVENUE SECURITIES LLC | $176.0K | 13,667 | 0.00% | 3q | +3.7%+$6.3K |
| NewEdge Advisors, LLC | $173.5K | 13,468 | 0.00% | 19q | -4.3%-$7.7K |
| Janney Montgomery Scott LLC | $171.0K | 13,290 | 0.00% | 22q | -5.9%-$10.7K |
| Gridiron Partners, LLC | $170.8K | 13,384 | 0.09% | 11q | -48.6%-$161.3K |
| Aviance Capital Partners, LLC | $156.3K | 12,134 | 0.02% | 31q | +1.8%+$2.8K |
| OPPENHEIMER & CO INC | $148.1K | 11,497 | 0.00% | 3q | +1.9%+$2.8K |
| AlphaCore Capital LLC | $141.7K | 11,001 | 0.00% | 6q | HELD |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $138.5K | 10,755 | 0.00% | 30q | HELD |
| DECISION INVESTMENTS, INC | $132.0K | 10,250 | 0.12% | 3q | HELD |
| Summit Financial, LLC | $131.3K | 10,198 | 0.00% | 5q | -1.0%-$1.3K |
| CARY STREET PARTNERS FINANCIAL LLC | $130.8K | 10,155 | 0.00% | 7q | -19.8%-$32.2K |
| NOMURA HOLDINGS INC | $128.8K | 10,000 | 0.00% | 2q | HELD |
| US BANCORP \DE\ | $97.4K | 7,564 | 0.00% | 4q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $95.7K | 7,428 | 0.01% | 3q | +6.2%+$5.6K |
| NATIONAL BANK OF CANADA /FI/ | $93.2K | 7,228 | 0.00% | 19q | HELD |
| Arax Advisory Partners | $91.0K | 7,068 | 0.00% | 4q | +606.8%+$78.2K |
| FIFTH THIRD BANCORP | $82.6K | 6,413 | 0.00% | 2q | +1.7%+$1.4K |
| WPG Advisers, LLC | $39.0K | 3,026 | 0.02% | 7q | +8.3%+$3.0K |
| TD Waterhouse Canada Inc. | $31.6K | 2,456 | 0.00% | 19q | +0.9% |
| Ameliora Wealth Management Ltd. | $30.7K | 2,380 | 0.01% | 14q | HELD |
| Geneos Wealth Management Inc. | $24.5K | 1,900 | 0.00% | 39q | HELD |
| IFP Advisors, Inc | $22.1K | 1,712 | 0.00% | 14q | HELD |
| Larson Financial Group LLC | $18.0K | 1,400 | 0.00% | 2q | HELD |
| CoreCap Advisors, LLC | $14.3K | 1,114 | 0.00% | 6q | -88.1%-$106.2K |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | $12.9K | 1,000 | 0.00% | 7q | HELD |
| Fourth Dimension Wealth, LLC | $12.9K | 1,000 | 0.00% | 7q | HELD |
Showing the largest 100 of 113 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 33 | $9.2M | 800,377 | 2 | 5 | 16 | 0.0% |
| Q2 2026 | 113 | $240.4M | 18,656,486 | 7 | 50 | 22 | 0.0% |
| Q1 2026 | 119 | $230.8M | 17,941,888 | 8 | 39 | 32 | 0.0% |
| Q4 2025 | 123 | $225.2M | 17,369,002 | 13 | 43 | 28 | 0.0% |
| Q3 2025 | 114 | $192.8M | 14,428,831 | 12 | 40 | 29 | 0.0% |
| Q2 2025 | 111 | $209.8M | 15,689,750 | 10 | 38 | 29 | 0.0% |
| Q1 2025 | 116 | $202.7M | 15,397,651 | 14 | 38 | 29 | 0.0% |
| Q4 2024 | 111 | $212.0M | 15,909,912 | 9 | 42 | 22 | 0.0% |
| Q3 2024 | 105 | $216.3M | 15,322,625 | 17 | 42 | 22 | 0.0% |
| Q2 2024 | 102 | $188.2M | 14,573,043 | 11 | 33 | 34 | 0.0% |
| Q1 2024 | 109 | $286.6M | 22,188,610 | 19 | 34 | 34 | 0.0% |
| Q4 2023 | 111 | $215.1M | 16,781,069 | 21 | 33 | 30 | 0.0% |
| Q3 2023 | 100 | $128.4M | 10,484,938 | 31 | 18 | 26 | 0.0% |
| Q2 2023 | 84 | $103.9M | 6,200,879 | 9 | 24 | 26 | 0.0% |
| Q1 2023 | 92 | $108.6M | 6,589,164 | 16 | 33 | 18 | 0.0% |
| Q4 2022 | 90 | $114.0M | 7,055,233 | 18 | 30 | 22 | 0.0% |
| Q3 2022 | 84 | $130.6M | 7,587,892 | 15 | 26 | 18 | 0.0% |
| Q2 2022 | 82 | $131.6M | 7,136,883 | 10 | 33 | 16 | 0.0% |
| Q1 2022 | 84 | $151.9M | 7,325,988 | 10 | 26 | 20 | 0.0% |
| Q4 2021 | 88 | $150.0M | 7,141,090 | 10 | 25 | 16 | 0.0% |
| Q3 2021 | 78 | $140.5M | 6,720,650 | 4 | 26 | 16 | 0.0% |
| Q2 2021 | 88 | $147.7M | 6,687,512 | 9 | 24 | 27 | 0.0% |
| Q1 2021 | 91 | $137.3M | 6,630,162 | 19 | 21 | 28 | 0.0% |
| Q4 2020 | 87 | $139.1M | 7,798,671 | 11 | 27 | 27 | 0.0% |
| Q3 2020 | 97 | $526.8M | 31,899,836 | 10 | 29 | 32 | 0.0% |
| Q2 2020 | 95 | $148.7M | 8,923,068 | 8 | 27 | 33 | 0.0% |
| Q1 2020 | 107 | $146.5M | 9,971,574 | 23 | 46 | 17 | 0.0% |
| Q4 2019 | 96 | $154.4M | 7,232,568 | 12 | 33 | 23 | 0.0% |
| Q3 2019 | 91 | $146.9M | 6,513,533 | 8 | 32 | 22 | 0.0% |
| Q2 2019 | 90 | $161.2M | 7,431,595 | 13 | 26 | 28 | 0.0% |
| Q1 2019 | 87 | $172.9M | 7,997,515 | 7 | 33 | 22 | 0.0% |
| Q4 2018 | 94 | $160.9M | 8,430,261 | 1 | 1 | 1 | 0.0% |