DaveManuel.com · Institutional Ownership · Who Owns It
ROCKY BRANDS INC (RCKY)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
116
Reporting holders
$248.7M
Reported value
81.0%
Of shares outstanding
0.0%
Calls
0.0%
Puts
-4
Holder change
Institutions report 6,069,879 shares against 7,491,911 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | $25.1M | 647,175 | 0.01% | 3q | +20.2%+$4.2M |
| BlackRock, Inc. | $21.6M | 522,760 | 0.00% | 8q | +6.0%+$1.2M |
| DIMENSIONAL FUND ADVISORS LP | $21.2M | 514,294 | 0.00% | 31q | +1.7%+$363.5K |
| RAYMOND JAMES FINANCIAL INC | $21.0M | 510,171 | 0.01% | 7q | +4.7%+$943.4K |
| VANGUARD CAPITAL MANAGEMENT LLC | $13.2M | 320,446 | 0.00% | 2q | HELD |
| AMERICAN CENTURY COMPANIES INC | $9.7M | 234,931 | 0.00% | 13q | -9.2%-$979.5K |
| GEODE CAPITAL MANAGEMENT, LLC | $7.9M | 192,492 | 0.00% | 31q | +11.5%+$821.8K |
| Aristides Capital LLC | $7.7M | 185,944 | 1.49% | 24q | +64.9%+$3.0M |
| Russell Investments Group, Ltd. | $6.6M | 159,508 | 0.01% | 31q | +29.7%+$1.5M |
| CRAWFORD INVESTMENT COUNSEL INC | $6.5M | 157,856 | 0.11% | 18q | +0.5%+$32.6K |
| North Star Investment Management Corp. | $6.4M | 154,175 | 0.35% | 31q | HELD |
| STATE STREET CORP | $6.2M | 150,507 | 0.00% | 31q | +3.2%+$193.7K |
| LSV ASSET MANAGEMENT | $6.0M | 144,644 | 0.01% | 31q | +3.1%+$177.3K |
| DEPRINCE RACE & ZOLLO INC | $5.8M | 140,101 | 0.10% | 5q | +30.6%+$1.4M |
| OBERWEIS ASSET MANAGEMENT INC/ | $4.9M | 117,700 | 0.10% | 2q | HELD |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $4.7M | 113,302 | 0.08% | 31q | -1.1%-$53.8K |
| NORTHERN TRUST CORP | $4.5M | 109,091 | 0.00% | 31q | +2.1%+$91.5K |
| Allspring Global Investments Holdings, LLC | $4.4M | 105,390 | 0.01% | 4q | +23.3%+$833.7K |
| FRANKLIN RESOURCES INC | $4.4M | 106,248 | 0.00% | new | NEW |
| Tieton Capital Management, LLC | $4.0M | 96,984 | 1.15% | new | NEW |
| RENAISSANCE TECHNOLOGIES LLC | $3.3M | 80,235 | 0.00% | 31q | -4.0%-$136.1K |
| Bank of New York Mellon Corp | $2.9M | 69,263 | 0.00% | 31q | +4.8%+$132.0K |
| TWO SIGMA INVESTMENTS, LP | $2.9M | 69,224 | 0.00% | 4q | +88.6%+$1.3M |
| SEGALL BRYANT & HAMILL, LLC | $2.7M | 65,357 | 0.03% | 4q | +57.9%+$988.0K |
| MORGAN STANLEY | $2.7M | 64,619 | 0.00% | 35q | +20.4%+$451.3K |
| D. E. Shaw & Co., Inc. | $2.6M | 63,844 | 0.00% | 11q | -29.7%-$1.1M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $2.4M | 57,458 | 0.00% | 2q | -6.0%-$151.6K |
| Empowered Funds, LLC | $2.2M | 53,802 | 0.01% | 2q | +7.4%+$152.4K |
| ALGERT GLOBAL LLC | $2.2M | 52,405 | 0.03% | 3q | +48.5%+$705.7K |
| VANGUARD FIDUCIARY TRUST CO | $2.0M | 49,506 | 0.00% | 2q | +4.7%+$92.1K |
| PRUDENTIAL FINANCIAL INC | $2.0M | 48,035 | 0.00% | 12q | -0.8%-$16.1K |
| PANAGORA ASSET MANAGEMENT INC | $1.9M | 45,605 | 0.01% | 11q | -11.9%-$255.2K |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $1.7M | 41,953 | 0.01% | 6q | -5.1%-$93.5K |
| Nuveen, LLC | $1.7M | 40,743 | 0.00% | 6q | -21.0%-$446.6K |
| Qube Research & Technologies Ltd | $1.5M | 35,170 | 0.00% | 11q | -32.0%-$682.9K |
| SummerHaven Investment Management, LLC | $1.3M | 32,318 | 0.71% | 4q | HELD |
| Diamond Hill Capital Management, LLC (Investment Advisor) | $1.3M | 31,890 | 0.01% | 19q | +4.2%+$53.2K |
| LOS ANGELES CAPITAL MANAGEMENT LLC | $1.1M | 26,544 | 0.00% | 5q | +53.8%+$382.9K |
| JANE STREET GROUP, LLC | $1.1M | 26,124 | 0.00% | 2q | +39.1%+$303.1K |
| RITHOLTZ WEALTH MANAGEMENT | $1.1M | 26,096 | 0.02% | 4q | -11.7%-$142.8K |
| FIRST TRUST ADVISORS LP | $1.0M | 25,028 | 0.00% | 8q | +5.0%+$49.4K |
| ACADIAN ASSET MANAGEMENT LLC | $1.0M | 24,875 | 0.00% | 5q | -30.7%-$453.7K |
| Waterfront Wealth Inc. | $1.0M | 25,002 | 0.16% | 7q | +235.1%+$704.4K |
| GOLDMAN SACHS GROUP INC | $924.1K | 22,408 | 0.00% | 9q | -38.0%-$566.8K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $850.3K | 20,618 | 0.00% | 31q | +11.0%+$84.0K |
| STATE OF WISCONSIN INVESTMENT BOARD | $699.0K | 16,950 | 0.00% | 10q | -10.1%-$78.4K |
| SEI INVESTMENTS CO | $682.4K | 16,546 | 0.00% | 2q | -44.5%-$546.0K |
| Verdad Advisers, LP | $629.1K | 15,254 | 0.60% | 3q | +1.7%+$10.5K |
| UBS Group AG | $613.2K | 14,868 | 0.00% | 31q | +490.0%+$509.2K |
| XTX Topco Ltd | $589.5K | 14,294 | 0.01% | 2q | +153.0%+$356.5K |
| Invesco Ltd. | $508.2K | 12,322 | 0.00% | 31q | -73.8%-$1.4M |
| AQR CAPITAL MANAGEMENT LLC | $488.1K | 11,836 | 0.00% | 4q | +11.5%+$50.3K |
| MILLENNIUM MANAGEMENT LLC | $486.7K | 11,802 | 0.00% | 4q | -42.7%-$363.2K |
| Hennion & Walsh Asset Management, Inc. | $485.6K | 11,774 | 0.01% | 2q | +32.9%+$120.3K |
| PRINCIPAL FINANCIAL GROUP INC | $418.7K | 10,153 | 0.00% | 2q | +68.8%+$170.6K |
| BAILARD, INC. | $383.5K | 9,300 | 0.01% | 5q | HELD |
| YARGER WEALTH STRATEGIES, LLC | $377.0K | 9,387 | 0.14% | 10q | +6.0%+$21.2K |
| RHUMBLINE ADVISERS | $352.9K | 8,557 | 0.00% | 31q | -1.2%-$4.2K |
| WealthBridge Capital Management, LLC | $344.6K | 8,355 | 0.07% | 31q | HELD |
| Centiva Capital, LP | $333.9K | 8,096 | 0.00% | 2q | -23.9%-$104.7K |
| BANK OF AMERICA CORP /DE/ | $287.1K | 6,962 | 0.00% | 31q | -53.2%-$326.7K |
| Susquehanna Portfolio Strategies, LLC | $278.2K | 6,746 | 0.00% | 3q | -23.9%-$87.3K |
| DEUTSCHE BANK AG\ | $277.7K | 6,734 | 0.00% | 34q | +8.4%+$21.4K |
| LAZARD ASSET MANAGEMENT LLC | $266.7K | 6,466 | 0.00% | 3q | -73.7%-$746.5K |
| Koss-Olinger Consulting, LLC | $261.1K | 6,330 | 0.02% | 6q | -70.7%-$631.3K |
| WELLS FARGO & COMPANY/MN | $250.5K | 6,075 | 0.00% | 31q | +127.7%+$140.5K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $246.0K | 5,955 | 0.00% | new | NEW |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | $244.9K | 5,938 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $228.2K | 5,533 | 0.00% | 6q | -19.4%-$54.8K |
| JAMES INVESTMENT RESEARCH, INC. | $224.6K | 5,445 | 0.02% | 2q | HELD |
| MetLife Investment Management, LLC | $166.8K | 4,045 | 0.00% | 15q | HELD |
| CITIGROUP INC | $147.6K | 3,580 | 0.00% | 31q | +291.3%+$109.9K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $137.8K | 3,341 | 0.00% | 9q | -2.1%-$2.9K |
| JPMORGAN CHASE & CO | $132.4K | 3,190 | 0.00% | 31q | -1.3%-$1.7K |
| NEW YORK STATE COMMON RETIREMENT FUND | $130.3K | 3,159 | 0.00% | 31q | HELD |
| Kemnay Advisory Services Inc. | $126.3K | 3,063 | 0.02% | new | NEW |
| SG Americas Securities, LLC | $118.0K | 2,872 | 0.00% | 2q | -25.5%-$40.3K |
| Vanguard Global Advisers, LLC | $111.6K | 2,707 | 0.00% | 2q | HELD |
| State of Alaska, Department of Revenue | $103.0K | 2,516 | 0.00% | 3q | HELD |
| FMR LLC | $98.7K | 2,394 | 0.00% | 31q | -13.1%-$14.9K |
| IFG Advisory, LLC | $91.7K | 2,223 | 0.00% | new | NEW |
| Police & Firemen's Retirement System of New Jersey | $89.4K | 2,168 | 0.00% | 7q | HELD |
| LOM Asset Management Ltd | $61.9K | 1,500 | 0.02% | 5q | HELD |
| BNP PARIBAS FINANCIAL MARKETS | $61.4K | 1,488 | 0.00% | 31q | -20.2%-$15.5K |
| HARBOUR INVESTMENTS, INC. | $47.4K | 1,149 | 0.00% | 10q | HELD |
| BARCLAYS PLC | $47.1K | 1,141 | 0.00% | 31q | -14.7%-$8.1K |
| STRS OHIO | $37.1K | 900 | 0.00% | 9q | -83.0%-$181.5K |
| NISA INVESTMENT ADVISORS, LLC | $35.8K | 867 | 0.00% | 10q | HELD |
| Legal & General Group Plc | $29.0K | 704 | 0.00% | 31q | +24.8%+$5.8K |
| Ameritas Investment Partners, Inc. | $24.2K | 588 | 0.00% | 31q | HELD |
| Tower Research Capital LLC (TRC) | $19.1K | 463 | 0.00% | 28q | -37.8%-$11.6K |
| GAMMA Investing LLC | $15.5K | 375 | 0.00% | 7q | -2.8% |
| ROYAL BANK OF CANADA | $14.0K | 338 | 0.00% | 31q | +225.0%+$9.7K |
| Covestor Ltd | $13.0K | 326 | 0.01% | 2q | -3.3% |
| Torren Management, LLC | $7.7K | 186 | 0.00% | 3q | HELD |
| Arax Advisory Partners | $6.1K | 148 | 0.00% | new | NEW |
| Sterling Capital Management LLC | $6.0K | 146 | 0.00% | 8q | -37.6%-$3.6K |
| JONES FINANCIAL COMPANIES LLLP | $5.9K | 143 | 0.00% | 4q | HELD |
| HARBOR CAPITAL ADVISORS, INC. | $5.0K | 132 | 0.00% | 4q | HELD |
| Archer Investment Corp | $4.2K | 104 | 0.00% | 9q | +103.9%+$2.2K |
Showing the largest 100 of 116 reported holders.
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-04 | LOVELAND CURTIS A | Assistant Secretary | Sold | 3,483 | $176.0K |
| 2026-08-03 | Finn Michael L | Director | Sold | 3,000 | $152.9K |
| 2026-08-04 | Hahn Robyn R. | Director | Sold | 3,000 | $152.9K |
| 2026-08-05 | Moore Robert Burton Jr. | Director | Sold | 3,000 | $149.2K |
| 2026-07-30 | LOVELAND CURTIS A | Assistant Secretary | Sold | 3,000 | $148.9K |
| 2026-07-30 | Haning G Courtney | Director | Sold | 3,000 | $147.2K |
| 2026-07-31 | Winbigler Tracie A. | Director | Sold | 3,000 | $142.3K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 20 | $10.0M | 223,052 | 3 | 4 | 4 | 0.0% |
| Q2 2026 | 116 | $248.7M | 6,069,879 | 11 | 41 | 37 | 0.0% |
| Q1 2026 | 120 | $220.0M | 5,813,555 | 26 | 33 | 35 | 0.0% |
| Q4 2025 | 101 | $162.1M | 5,527,427 | 8 | 32 | 34 | 0.0% |
| Q3 2025 | 105 | $158.6M | 5,331,760 | 20 | 34 | 32 | 0.0% |
| Q2 2025 | 92 | $119.6M | 5,387,992 | 11 | 37 | 26 | 0.0% |
| Q1 2025 | 88 | $92.7M | 5,334,519 | 10 | 28 | 28 | 0.0% |
| Q4 2024 | 87 | $122.2M | 5,360,381 | 7 | 31 | 22 | 0.0% |
| Q3 2024 | 91 | $174.3M | 5,479,329 | 13 | 32 | 27 | 0.0% |
| Q2 2024 | 86 | $205.8M | 5,567,075 | 19 | 28 | 25 | 0.0% |
| Q1 2024 | 72 | $153.4M | 5,655,022 | 7 | 20 | 30 | 0.0% |
| Q4 2023 | 76 | $168.9M | 5,597,706 | 18 | 31 | 14 | 0.0% |
| Q3 2023 | 64 | $82.3M | 5,599,237 | 8 | 20 | 20 | 0.0% |
| Q2 2023 | 59 | $117.7M | 5,606,854 | 4 | 19 | 16 | 0.0% |
| Q1 2023 | 66 | $149.3M | 6,472,254 | 5 | 20 | 19 | 0.0% |
| Q4 2022 | 66 | $126.7M | 5,364,627 | 11 | 26 | 10 | 0.0% |
| Q3 2022 | 62 | $111.9M | 5,558,985 | 2 | 14 | 24 | 0.0% |
| Q2 2022 | 70 | $205.7M | 6,018,929 | 2 | 20 | 25 | 0.0% |
| Q1 2022 | 77 | $253.5M | 6,093,356 | 11 | 17 | 28 | 0.0% |
| Q4 2021 | 78 | $296.0M | 7,438,839 | 9 | 19 | 27 | 0.0% |
| Q3 2021 | 88 | $334.5M | 7,023,921 | 9 | 21 | 39 | 0.0% |
| Q2 2021 | 103 | $400.0M | 7,194,936 | 16 | 23 | 45 | 0.0% |
| Q1 2021 | 108 | $395.2M | 7,307,914 | 33 | 20 | 36 | 0.0% |
| Q4 2020 | 80 | $145.4M | 5,179,852 | 11 | 21 | 26 | 0.0% |
| Q3 2020 | 79 | $128.3M | 5,168,626 | 12 | 15 | 33 | 0.0% |
| Q2 2020 | 78 | $110.3M | 5,375,621 | 7 | 23 | 28 | 0.0% |
| Q1 2020 | 84 | $199.6M | 10,255,147 | 4 | 29 | 34 | 0.0% |
| Q4 2019 | 92 | $310.8M | 10,565,406 | 13 | 31 | 29 | 0.0% |
| Q3 2019 | 88 | $434.4M | 13,069,419 | 11 | 30 | 24 | 0.0% |
| Q2 2019 | 82 | $283.8M | 10,415,250 | 7 | 34 | 20 | 0.0% |
| Q1 2019 | 89 | $246.0M | 10,264,860 | 10 | 23 | 30 | 0.0% |
| Q4 2018 | 85 | $270.7M | 10,405,242 | 1 | 1 | 4 | 0.0% |