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DaveManuel.com · Institutional Ownership · Who Owns It

CHICAGO ATLANTIC REAL ESTATECOM (REFI)

Institutional ownership reported to the SEC as of Q2 2026, across 20 quarters.

102
Reporting holders
$74.7M
Reported value
27.0%
Of shares outstanding
0.0%
Calls
0.2%
Puts
+0
Holder change

Institutions report 6,925,585 shares against 25,621,146 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
BlackRock, Inc.$18.4M1,719,0490.00%8q+20.6%+$3.1M
Fielder Capital Group LLC$10.5M982,2832.28%9q+2.3%+$241.0K
VANGUARD CAPITAL MANAGEMENT LLC$8.5M788,2540.00%2q+8.3%+$647.5K
STATE STREET CORP$5.6M499,1880.00%18q-2.2%-$126.8K
SEGALL BRYANT & HAMILL, LLC$2.0M188,6210.02%newNEW
CDC Financial, Inc.$1.8M163,7040.73%3q+15.7%+$237.5K
Clayton Partners LLC$1.7M155,3441.09%4q+3.3%+$53.6K
Corient Private Wealth LP$1.6M152,7190.00%8q-2.2%-$37.5K
NORTHERN TRUST CORP$1.6M146,9580.00%18q+3.9%+$58.8K
VANGUARD PORTFOLIO MANAGEMENT LLC$1.3M125,7720.00%2q+20.5%+$229.8K
VANGUARD FIDUCIARY TRUST CO$1.2M115,8880.00%2q+1.4%+$17.1K
Connor, Clark & Lunn Investment Management Ltd.$1.2M113,8100.00%13q-2.1%-$26.4K
DOLIVER ADVISORS, LP$1.2M111,0080.27%8q-0.7%-$8.6K
Penserra Capital Management LLC$1.2M108,8820.01%10q+14.9%+$151.1K
OSAIC HOLDINGS, INC.$978.4K91,2650.00%7q+8.6%+$77.3K
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$953.8K88,9750.00%newNEW
INTREPID CAPITAL MANAGEMENT INC$792.4K73,9220.28%14qHELD
PRICE T ROWE ASSOCIATES INC /MD/$745.0K69,4850.00%11q+22.0%+$134.3K
MORGAN STANLEY$681.7K63,5950.00%19q+30.7%+$160.0K
Odyssean, LLC$678.5K63,2920.11%3q+387.8%+$539.4K
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$662.1K61,7640.00%18q+25.4%+$134.1K
COMMONWEALTH EQUITY SERVICES, LLC$621.5K57,9750.00%18q+13.0%+$71.4K
Quantinno Capital Management LP$598.5K55,8270.00%5q-26.1%-$211.6K
Bank of New York Mellon Corp$571.5K53,3080.00%18q+11.2%+$57.6K
RAYMOND JAMES FINANCIAL INC$521.2K48,6230.00%newNEW
AQR CAPITAL MANAGEMENT LLC$516.6K48,1890.00%5q+156.7%+$315.4K
Atom Investors LP$453.6K42,3140.04%newNEW
Magnus Financial Group LLC$426.9K39,8180.03%7q+21.6%+$76.0K
RENAISSANCE TECHNOLOGIES LLC$413.8K38,6000.00%15q-24.3%-$132.9K
Sage Mountain Advisors LLC$367.5K34,2840.02%17q-65.3%-$690.9K
Invesco Ltd.$358.2K33,4130.00%6q+11.1%+$35.6K
Tidal Investments LLC$357.5K33,3450.00%2q-13.7%-$56.6K
United Advisor Group, LLC$354.3K33,0500.04%4q+38.0%+$97.6K
GEODE CAPITAL MANAGEMENT, LLC$303.7K28,2350.00%9q+17.4%+$45.1K
Nuveen, LLC$289.9K27,0410.00%6q-12.3%-$40.5K
ALLIANCEBERNSTEIN L.P.$276.3K24,4100.00%9q+14.0%+$34.0K
RHUMBLINE ADVISERS$263.3K24,5620.00%13q-1.8%-$4.8K
MANUFACTURERS LIFE INSURANCE COMPANY, THE$247.6K23,0990.00%17q+6.8%+$15.8K
MML INVESTORS SERVICES, LLC$241.5K22,5290.00%2q+88.5%+$113.4K
Mission Financial Group, LLC$233.9K21,8180.19%3q+4.0%+$8.9K
Empowered Funds, LLC$213.0K19,8720.00%2q-0.6%-$1.4K
ENVESTNET ASSET MANAGEMENT INC$207.4K19,3490.00%2q+74.2%+$88.4K
Cerity Partners LLC$205.0K19,1200.00%newNEW
AlTi Global, Inc.$201.4K17,9950.00%11q+3.8%+$7.4K
DEUTSCHE BANK AG\$197.5K18,4250.00%18q+42.2%+$58.6K
EVERETT HARRIS & CO /CA/$197.2K18,4000.00%18qHELD
Virtus Investment Advisers, LLC$192.2K17,9290.04%3q+18.1%+$29.4K
BNP PARIBAS FINANCIAL MARKETS$187.0K17,4400.00%7q+347.6%+$145.2K
FMR LLC$175.3K16,3490.00%11q-3.1%-$5.6K
WELLS FARGO & COMPANY/MN$169.6K15,8240.00%14q+130.7%+$96.1K
MERCER GLOBAL ADVISORS INC /ADV$157.8K14,7170.00%3q+10.2%+$14.6K
BANK OF AMERICA CORP /DE/$151.1K14,0910.00%18q-23.7%-$46.9K
CITADEL ADVISORS LLC$132.9K PUToptions only0.00%3qOPTIONS
Y-Intercept (Hong Kong) Ltd$131.6K12,2790.00%newNEW
Russell Investments Group, Ltd.$121.5K11,3320.00%14q+394.2%+$96.9K
GOLDMAN SACHS GROUP INC$111.5K10,4010.00%2q-8.3%-$10.1K
HB Wealth Management, LLC$110.1K10,2700.00%2q+1.0%+$1.1K
MetLife Investment Management, LLC$106.8K9,9600.00%13qHELD
CITIGROUP INC$100.0K9,3290.00%18q+609.4%+$85.9K
Eurizon Capital SGR S.p.A.$94.6K8,5340.00%3qHELD
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$93.3K8,7000.00%9q+0.7%
JPMORGAN CHASE & CO$87.8K7,9300.00%18q+7.3%+$6.0K
SIMPLEX TRADING, LLC$82.5K
incl. $12.9K options CALL
6,4970.00%2q-61.8%-$133.7K
Vanguard Global Advisers, LLC$69.0K6,4400.00%2qHELD
NEW YORK STATE COMMON RETIREMENT FUND$64.7K6,0380.00%18qHELD
Police & Firemen's Retirement System of New Jersey$46.6K4,3460.00%7qHELD
UBS Group AG$43.2K4,0300.00%15q-72.4%-$113.1K
STRS OHIO$34.3K3,2000.00%18qHELD
PNC Financial Services Group, Inc.$32.2K3,0060.00%4q-51.4%-$34.1K
BARCLAYS PLC$30.2K2,8150.00%18q-16.5%-$5.9K
Geneos Wealth Management Inc.$25.0K2,3300.00%11qHELD
GAMMA Investing LLC$19.4K1,8080.00%11q+111.7%+$10.2K
MCF Advisors LLC$17.8K1,6640.00%newNEW
Legal & General Group Plc$17.6K1,6380.00%18qHELD
GROUP ONE TRADING LLC$16.1K CALLoptions only0.00%3qOPTIONS
ROYAL BANK OF CANADA$16.0K1,5500.00%18q+13990.9%+$15.9K
Ameritas Investment Partners, Inc.$14.5K1,3520.00%18qHELD
Arax Advisory Partners$14.1K1,3160.00%2q+1075.0%+$12.9K
Tower Research Capital LLC (TRC)$12.5K1,1690.00%18q+2.0%
NISA INVESTMENT ADVISORS, LLC$7.5K6720.00%18q-88.7%-$58.8K
Westside Investment Management, Inc.$5.4K5000.00%10qHELD
Sterling Capital Management LLC$4.1K3810.00%8q-36.6%-$2.4K
HARBOR CAPITAL ADVISORS, INC.$4.0K3350.00%8qHELD
Atlantic Union Bankshares Corp$3.8K3520.00%4qHELD
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM$2.7K2550.00%4q-74.0%-$7.8K
Triumph Capital Management$2.7K2500.00%3qHELD
Larson Financial Group LLC$1.9K1730.00%newNEW
IFP Advisors, Inc$1.8K1700.00%5q+4150.0%+$1.8K
Allworth Financial LP$1.7K1600.00%5q+310.3%+$1.3K
Silver Grove Financial Group, Inc.$1.3K1210.00%newNEW
Covestor Ltd$1.0K950.00%10q+43.9%
EverSource Wealth Advisors, LLC$977910.00%7q+237.0%
Allied Private Wealth LLC$747700.00%newFIRST
True Wealth Design, LLC$536500.00%7q+2400.0%
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/$515480.00%2q-20.0%
Physician Wealth Advisors, Inc.$472440.00%newNEW
Ares Financial Consulting, LLC$472440.00%3qHELD
ROTHSCHILD INVESTMENT LLC$418390.00%4q+1850.0%
Essential Partners LLC$375350.00%5q-38.6%
Farther Finance Advisors, LLC$322300.00%newNEW

Showing the largest 100 of 102 reported holders.

What the insiders did

Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.

Officers and directors

DateInsiderRoleSideSharesValue
2026-08-17Cappell AnthonyCo-Chief Executive OfficerBought45,000$468.2K
2026-08-26Mazarakis JohnExecutive ChairmanBought40,181$428.6K
2026-08-17Mazarakis JohnExecutive ChairmanBought25,000$256.3K

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 202620$2.6M257,7745930.0%
Q2 2026102$74.7M6,925,5851447230.2%
Q1 2026102$72.4M6,327,5941728320.7%
Q4 2025101$83.8M6,757,9971534300.9%
Q3 202598$86.2M6,668,1291734260.8%
Q2 202597$88.7M6,318,2831233310.2%
Q1 2025109$97.8M6,615,3181632340.4%
Q4 2024105$112.4M7,238,3381840220.4%
Q3 202499$98.2M6,272,6131937200.8%
Q2 202491$88.2M5,670,5621433251.1%
Q1 202492$91.6M5,685,3321625232.0%
Q4 202385$77.6M4,689,3191433191.9%
Q3 202373$67.6M4,583,2091029210.0%
Q2 202372$68.1M4,469,350144090.4%
Q1 202364$49.2M3,612,1192020140.4%
Q4 202248$52.9M3,486,048101570.0%
Q3 202241$39.7M2,746,393915120.0%
Q2 202239$36.2M2,393,94192060.0%
Q1 202241$45.9M2,573,46933520.0%
Q4 202120$280.3M16,843,96019000.0%