DaveManuel.com · Institutional Ownership · Who Owns It
SPROTT FDS TR (REXC)
Institutional ownership reported to the SEC as of Q2 2026, across 18 quarters.
18
Reporting holders
$156.6M
Reported value
75.9%
Calls
16.3%
Puts
+14
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| GROUP ONE TRADING LLC | $106.6M CALL+PUT | options only | 0.15% | 17q | OPTIONS |
| IMC-Chicago, LLC | $21.4M CALL+PUT | options only | 0.01% | 11q | OPTIONS |
| SIMPLEX TRADING, LLC | $16.4M CALL+PUT | options only | 0.01% | 2q | OPTIONS |
| Williams Jones Wealth Management, LLC. | $4.8M | 243,460 | 0.05% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $3.3M | 166,458 | 0.00% | new | NEW |
| HRT FINANCIAL LP | $2.3M incl. $2.3M options OPT | 43,600 | 0.00% | 3q | +914.0%+$2.1M |
| Pine Valley Investments Ltd Liability Co | $1.2M | 59,006 | 0.05% | new | NEW |
| JANE STREET GROUP, LLC | $336.5K | 17,070 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $130.0K | 6,620 | 0.00% | new | NEW |
| Federation des caisses Desjardins du Quebec | $49.3K | 2,500 | 0.00% | new | NEW |
| MORGAN STANLEY | $44.5K | 2,260 | 0.00% | new | NEW |
| TD Waterhouse Canada Inc. | $26.5K | 1,366 | 0.00% | new | NEW |
| OSAIC HOLDINGS, INC. | $15.4K | 780 | 0.00% | new | NEW |
| Institute for Wealth Management, LLC. | $13.9K | 705 | 0.00% | new | NEW |
| NATIONAL BANK OF CANADA /FI/ | $10.8K | 550 | 0.00% | new | NEW |
| Key Capital Management, INC | $9.9K | 500 | 0.01% | new | NEW |
| UBS Group AG | $572 | 29 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $453 | 23 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 5 | $1.1M | 70,263 | 4 | 0 | 0 | 0.0% |
| Q2 2026 | 18 | $156.6M | 544,927 | 15 | 1 | 0 | 93.7% |
| Q1 2026 | 4 | $218.7M | 13,100 | 9 | 0 | 1 | 100.0% |
| Q4 2025 | 5 | $179.5M | 41,100 | 3 | 0 | 0 | 100.0% |
| Q3 2025 | 5 | $109.7M | 0 | 1 | 0 | 0 | 100.0% |
| Q2 2025 | 3 | $71.3M | 0 | 4 | 0 | 0 | 100.0% |
| Q1 2025 | 3 | $29.8M | 0 | 1 | 0 | 0 | 100.0% |
| Q4 2024 | 3 | $19.4M | 0 | 1 | 0 | 0 | 100.0% |
| Q3 2024 | 3 | $31.8M | 0 | 0 | 0 | 0 | 100.0% |
| Q2 2024 | 4 | $25.3M | 0 | 0 | 0 | 0 | 100.0% |
| Q1 2024 | 4 | $61.2M | 0 | 0 | 0 | 0 | 100.0% |
| Q4 2023 | 4 | $137.9M | 0 | 2 | 0 | 0 | 100.0% |
| Q3 2023 | 4 | $80.8M | 0 | 0 | 0 | 0 | 100.0% |
| Q2 2023 | 4 | $8.4M | 0 | 3 | 0 | 0 | 100.0% |
| Q1 2023 | 3 | $8.5M | 0 | 0 | 0 | 0 | 100.0% |
| Q4 2022 | 3 | $23.2M | 0 | 0 | 0 | 0 | 100.0% |
| Q3 2022 | 3 | $22.5M | 0 | 0 | 0 | 0 | 100.0% |
| Q2 2022 | 3 | $20.1M | 0 | 6 | 0 | 0 | 100.0% |