ALPS ETF TRUST RIVERFRONT DYM ETF (RFCI)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Prospera Financial Services Inc | $3.8M | 170,569 | 0.06% | 23q | -12.9%-$562.5K |
| RiverFront Investment Group, LLC | $3.6M | 159,660 | 0.05% | 31q | -2.3%-$84.0K |
| ENVESTNET ASSET MANAGEMENT INC | $3.0M | 135,482 | 0.00% | 30q | +5.2%+$149.1K |
| TRUIST FINANCIAL CORP | $2.6M | 115,852 | 0.00% | 27q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.8M | 81,487 | 0.00% | 2q | +22.6%+$334.8K |
| LEIGH BALDWIN & CO., LLC | $211.7K | 9,502 | 0.11% | 3q | +1.1%+$2.4K |
| NewEdge Advisors, LLC | $19.4K | 871 | 0.00% | 15q | HELD |
| EVOLUTION WEALTH MANAGEMENT INC. | $9.9K | 444 | 0.01% | 5q | +61.5%+$3.8K |
| Elevated Capital Advisors, LLC | $7.7K | 346 | 0.00% | 24q | HELD |
| WELLS FARGO & COMPANY/MN | $5.9K | 265 | 0.00% | 19q | +26400.0%+$5.9K |
| GAMMA Investing LLC | $5.7K | 258 | 0.00% | 8q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $3.8K | 169 | 0.00% | new | NEW |
| UBS Group AG | $1.3K | 59 | 0.00% | 5q | -19.2% |
| MORGAN STANLEY | $22 | 1 | 0.00% | 7q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-19 | 13G/A | TRUIST FINANCIAL CORP | 5.6% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 2 | $8.1K | 382 | 0 | 0 | 1 | 0.0% |
| Q2 2026 | 14 | $15.0M | 674,965 | 1 | 5 | 3 | 0.0% |
| Q1 2026 | 13 | $15.3M | 681,032 | 1 | 1 | 6 | 0.0% |
| Q4 2025 | 14 | $16.8M | 742,159 | 1 | 2 | 6 | 0.0% |
| Q3 2025 | 15 | $17.8M | 783,435 | 0 | 1 | 8 | 0.0% |
| Q2 2025 | 16 | $18.7M | 826,084 | 2 | 5 | 4 | 0.0% |
| Q1 2025 | 15 | $16.3M | 722,832 | 1 | 5 | 7 | 0.0% |
| Q4 2024 | 15 | $21.6M | 972,793 | 2 | 4 | 5 | 0.0% |
| Q3 2024 | 14 | $22.3M | 972,979 | 2 | 1 | 9 | 0.0% |
| Q2 2024 | 14 | $25.1M | 1,129,732 | 0 | 2 | 7 | 0.0% |
| Q1 2024 | 14 | $25.5M | 1,144,665 | 0 | 6 | 5 | 0.0% |
| Q4 2023 | 15 | $25.4M | 1,124,367 | 0 | 4 | 10 | 0.0% |
| Q3 2023 | 18 | $29.1M | 1,359,769 | 1 | 3 | 12 | 0.0% |
| Q2 2023 | 18 | $31.4M | 1,412,499 | 1 | 2 | 11 | 0.0% |
| Q1 2023 | 19 | $33.7M | 1,499,267 | 1 | 4 | 8 | 0.0% |
| Q4 2022 | 20 | $40.5M | 1,829,341 | 3 | 2 | 10 | 0.0% |
| Q3 2022 | 19 | $74.7M | 3,427,523 | 0 | 6 | 10 | 0.0% |
| Q2 2022 | 19 | $75.8M | 3,347,273 | 1 | 2 | 15 | 0.0% |
| Q1 2022 | 20 | $1.5B | 65,832,708 | 2 | 9 | 5 | 0.0% |
| Q4 2021 | 20 | $1.6B | 66,135,341 | 3 | 4 | 9 | 0.0% |
| Q3 2021 | 19 | $1.5B | 59,592,565 | 3 | 9 | 5 | 0.0% |
| Q2 2021 | 16 | $107.8M | 4,219,418 | 3 | 3 | 10 | 0.0% |
| Q1 2021 | 16 | $112.6M | 4,459,772 | 1 | 7 | 7 | 0.0% |
| Q4 2020 | 19 | $99.7M | 3,810,712 | 1 | 3 | 11 | 0.0% |
| Q3 2020 | 19 | $101.8M | 3,892,057 | 3 | 4 | 8 | 0.0% |
| Q2 2020 | 17 | $111.7M | 4,266,901 | 1 | 5 | 9 | 0.0% |
| Q1 2020 | 16 | $112.0M | 4,410,017 | 2 | 4 | 9 | 0.0% |
| Q4 2019 | 17 | $110.2M | 4,391,497 | 1 | 5 | 9 | 0.0% |
| Q3 2019 | 19 | $114.5M | 4,537,825 | 2 | 7 | 8 | 0.0% |
| Q2 2019 | 18 | $136.5M | 5,473,180 | 2 | 6 | 6 | 0.0% |
| Q1 2019 | 20 | $137.7M | 5,620,725 | 3 | 3 | 8 | 0.0% |
| Q4 2018 | 19 | $132.8M | 5,599,206 | 1 | 0 | 0 | 0.0% |