DaveManuel.com · Institutional Ownership · Who Owns It
ALPS ETF TR (RFFC)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
19
Reporting holders
$20.1M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ALPS ADVISORS INC | $14.9M | 197,380 | 0.07% | 5q | +19.1%+$2.4M |
| OSAIC HOLDINGS, INC. | $950.3K | 12,596 | 0.00% | 26q | -7.5%-$76.8K |
| ENVESTNET ASSET MANAGEMENT INC | $948.5K | 12,571 | 0.00% | 30q | +14.0%+$116.4K |
| Fermata Advisors, LLC | $672.2K | 8,909 | 0.14% | 10q | -10.0%-$74.5K |
| Arsenal Capital Advisors LLC | $578.4K | 7,666 | 0.34% | 3q | +1.6%+$9.1K |
| Koshinski Asset Management, Inc. | $401.1K | 5,316 | 0.02% | 10q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $375.5K | 4,977 | 0.00% | new | NEW |
| Prospera Financial Services Inc | $295.3K | 3,912 | 0.00% | 29q | -7.6%-$24.2K |
| Stratos Wealth Partners, LTD. | $274.4K | 3,637 | 0.00% | 31q | HELD |
| Tenzing Financial LLC | $218.1K | 2,885 | 0.15% | new | NEW |
| GAMMA Investing LLC | $180.2K | 2,389 | 0.01% | 9q | HELD |
| NewEdge Advisors, LLC | $125.4K | 1,663 | 0.00% | 15q | HELD |
| JPMORGAN CHASE & CO | $76.9K | 1,031 | 0.00% | 15q | -6.5%-$5.4K |
| UBS Group AG | $30.0K | 398 | 0.00% | 5q | -44.4%-$24.0K |
| EVOLUTION WEALTH MANAGEMENT INC. | $21.8K | 289 | 0.01% | 5q | HELD |
| Elevated Capital Advisors, LLC | $15.7K | 208 | 0.00% | 3q | HELD |
| Triumph Capital Management | $4.1K | 54 | 0.00% | 3q | -48.1%-$3.8K |
| Smartleaf Asset Management LLC | $224 | 3 | 0.00% | 2q | HELD |
| WELLS FARGO & COMPANY/MN | $20 | none filed | 0.00% | 19q | -100.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 6 | $1.1M | 13,964 | 1 | 0 | 2 | 0.0% |
| Q2 2026 | 19 | $20.1M | 265,884 | 2 | 3 | 7 | 0.0% |
| Q1 2026 | 19 | $16.7M | 251,174 | 1 | 4 | 4 | 0.0% |
| Q4 2025 | 18 | $17.0M | 253,553 | 3 | 3 | 7 | 0.0% |
| Q3 2025 | 16 | $14.3M | 222,796 | 0 | 2 | 7 | 0.0% |
| Q2 2025 | 17 | $13.5M | 224,798 | 3 | 0 | 5 | 0.0% |
| Q1 2025 | 14 | $14.2M | 255,438 | 0 | 1 | 7 | 0.0% |
| Q4 2024 | 16 | $18.3M | 316,371 | 2 | 4 | 8 | 0.0% |
| Q3 2024 | 15 | $18.7M | 324,799 | 0 | 4 | 7 | 0.0% |
| Q2 2024 | 17 | $18.4M | 339,859 | 2 | 2 | 9 | 0.0% |
| Q1 2024 | 16 | $19.7M | 373,228 | 3 | 3 | 8 | 0.0% |
| Q4 2023 | 16 | $21.5M | 454,498 | 0 | 8 | 8 | 0.0% |
| Q3 2023 | 19 | $20.2M | 473,791 | 0 | 3 | 12 | 0.0% |
| Q2 2023 | 19 | $20.0M | 453,748 | 0 | 1 | 12 | 0.0% |
| Q1 2023 | 19 | $20.6M | 496,089 | 0 | 2 | 12 | 0.0% |
| Q4 2022 | 21 | $27.1M | 673,017 | 1 | 2 | 11 | 0.0% |
| Q3 2022 | 19 | $30.1M | 806,291 | 0 | 2 | 11 | 0.0% |
| Q2 2022 | 19 | $35.0M | 879,220 | 1 | 4 | 9 | 0.0% |
| Q1 2022 | 21 | $1.6B | 34,326,462 | 1 | 3 | 9 | 0.0% |
| Q4 2021 | 21 | $1.6B | 34,529,396 | 2 | 3 | 10 | 0.0% |
| Q3 2021 | 19 | $1.4B | 31,532,948 | 2 | 3 | 12 | 0.0% |
| Q2 2021 | 16 | $67.2M | 1,505,414 | 1 | 5 | 8 | 0.0% |
| Q1 2021 | 18 | $64.8M | 1,568,167 | 0 | 4 | 13 | 0.0% |
| Q4 2020 | 18 | $66.8M | 1,696,635 | 0 | 5 | 10 | 0.0% |
| Q3 2020 | 18 | $63.5M | 1,811,139 | 0 | 2 | 13 | 0.0% |
| Q2 2020 | 18 | $64.5M | 1,980,699 | 1 | 5 | 9 | 0.0% |
| Q1 2020 | 17 | $79.2M | 2,981,440 | 1 | 6 | 9 | 0.0% |
| Q4 2019 | 20 | $113.7M | 3,185,745 | 4 | 2 | 11 | 0.0% |
| Q3 2019 | 17 | $108.8M | 3,300,571 | 0 | 6 | 8 | 0.0% |
| Q2 2019 | 20 | $123.5M | 3,699,243 | 1 | 8 | 7 | 0.0% |
| Q1 2019 | 23 | $121.4M | 3,699,491 | 4 | 5 | 10 | 0.0% |
| Q4 2018 | 21 | $108.8M | 3,747,735 | 1 | 0 | 0 | 0.0% |