DaveManuel.com · Institutional Ownership · Who Owns It
RIVERNORTH FLEXIBLE MUN INCO (RFM)
Institutional ownership reported to the SEC as of Q2 2026, across 27 quarters.
25
Reporting holders
$17.1M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ROBINSON CAPITAL MANAGEMENT, LLC | $2.3M | 154,999 | 1.01% | 6q | HELD |
| WELLS FARGO & COMPANY/MN | $2.1M | 144,055 | 0.00% | 25q | HELD |
| MORGAN STANLEY | $1.8M | 124,718 | 0.00% | 24q | +7.2%+$123.8K |
| GUGGENHEIM CAPITAL LLC | $1.7M | 115,139 | 0.01% | 2q | +9.9%+$153.5K |
| Thomas J. Herzfeld Advisors, Inc. | $1.2M | 79,341 | 0.36% | new | NEW |
| ROYAL BANK OF CANADA | $1.0M | 69,635 | 0.00% | 25q | +3.2%+$31.8K |
| UBS Group AG | $1.0M | 69,086 | 0.00% | 26q | +0.5%+$5.1K |
| Professional Financial Management, Inc. | $951.2K | 64,360 | 0.96% | 2q | -1.0%-$9.3K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $945.7K | 63,987 | 0.04% | 3q | +34.3%+$241.4K |
| Estate Planners Group, LLC | $810.7K | 54,853 | 0.37% | 3q | HELD |
| NewEdge Advisors, LLC | $508.1K | 34,378 | 0.00% | 10q | HELD |
| RAYMOND JAMES FINANCIAL INC | $399.8K | 27,048 | 0.00% | 7q | +19.5%+$65.3K |
| WEDBUSH SECURITIES INC | $307.0K | 20,771 | 0.01% | 23q | HELD |
| River Street Advisors LLC | $278.8K | 18,864 | 0.08% | 5q | HELD |
| OSAIC HOLDINGS, INC. | $237.2K | 16,049 | 0.00% | 22q | +17.8%+$35.9K |
| Closed-End Fund Advisors, Inc. | $233.8K | 15,820 | 0.23% | 3q | +1.0%+$2.2K |
| Noble Wealth Management PBC | $226.8K | 15,342 | 0.10% | 6q | +11.2%+$22.8K |
| STIFEL FINANCIAL CORP | $220.6K | 14,925 | 0.00% | 11q | -3.9%-$8.9K |
| Apollon Wealth Management, LLC | $199.5K | 13,500 | 0.00% | 7q | HELD |
| LPL Financial LLC | $195.7K | 13,241 | 0.00% | 3q | HELD |
| &PARTNERS | $183.2K | 12,398 | 0.00% | 3q | +1.4%+$2.5K |
| Capital Investment Advisors, LLC | $181.1K | 12,250 | 0.00% | 15q | -14.0%-$29.6K |
| HIGHLINE WEALTH PARTNERS LLC | $14.8K | 1,000 | 0.00% | 4q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $7.4K | 500 | 0.00% | 4q | HELD |
| Clear Street Group Inc. | $5.0K | 339 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 9 | $1.9M | 149,441 | 1 | 0 | 2 | 0.0% |
| Q2 2026 | 25 | $17.1M | 1,156,598 | 2 | 10 | 3 | 0.0% |
| Q1 2026 | 27 | $15.8M | 1,121,056 | 4 | 8 | 6 | 0.0% |
| Q4 2025 | 24 | $14.1M | 1,009,273 | 4 | 4 | 7 | 0.0% |
| Q3 2025 | 20 | $12.0M | 827,159 | 3 | 5 | 7 | 0.0% |
| Q2 2025 | 17 | $12.7M | 912,867 | 1 | 9 | 4 | 0.0% |
| Q1 2025 | 18 | $11.0M | 747,813 | 1 | 7 | 7 | 0.0% |
| Q4 2024 | 21 | $12.1M | 814,672 | 2 | 7 | 6 | 0.0% |
| Q3 2024 | 19 | $10.9M | 667,695 | 3 | 4 | 7 | 0.0% |
| Q2 2024 | 17 | $10.2M | 630,280 | 1 | 4 | 6 | 0.0% |
| Q1 2024 | 19 | $12.0M | 737,203 | 5 | 2 | 7 | 0.0% |
| Q4 2023 | 19 | $11.0M | 713,665 | 5 | 3 | 6 | 0.0% |
| Q3 2023 | 16 | $10.4M | 726,499 | 2 | 6 | 4 | 0.0% |
| Q2 2023 | 15 | $11.8M | 742,432 | 1 | 8 | 2 | 0.0% |
| Q1 2023 | 17 | $11.9M | 769,585 | 0 | 9 | 4 | 0.0% |
| Q4 2022 | 17 | $11.0M | 704,500 | 5 | 6 | 5 | 0.0% |
| Q3 2022 | 14 | $8.3M | 534,587 | 2 | 6 | 5 | 0.0% |
| Q2 2022 | 15 | $10.5M | 627,408 | 2 | 5 | 6 | 0.0% |
| Q1 2022 | 19 | $14.9M | 800,208 | 5 | 7 | 4 | 0.0% |
| Q4 2021 | 19 | $17.8M | 810,687 | 5 | 6 | 4 | 0.0% |
| Q3 2021 | 14 | $46.0M | 1,963,943 | 3 | 5 | 2 | 0.0% |
| Q2 2021 | 16 | $18.0M | 760,558 | 2 | 7 | 3 | 0.0% |
| Q1 2021 | 15 | $15.5M | 701,756 | 5 | 8 | 0 | 0.0% |
| Q4 2020 | 9 | $7.3M | 332,241 | 2 | 5 | 1 | 0.0% |
| Q3 2020 | 7 | $5.7M | 281,338 | 3 | 2 | 1 | 0.0% |
| Q2 2020 | 6 | $3.9M | 199,716 | 4 | 1 | 0 | 0.0% |
| Q1 2020 | 2 | $322.0K | 16,100 | 2 | 0 | 0 | 0.0% |