DaveManuel.com · Institutional Ownership · Who Owns It
RIVERNORTH FLEXIBLE MUNI INC (RFMZ)
Institutional ownership reported to the SEC as of Q2 2026, across 23 quarters.
57
Reporting holders
$107.9M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Pathstone Holdings, LLC | $11.4M | 840,046 | 0.03% | 7q | +53.8%+$4.0M |
| Rockefeller Capital Management L.P. | $11.1M | 817,449 | 0.02% | 22q | +0.7%+$81.7K |
| MORGAN STANLEY | $9.5M | 700,248 | 0.00% | 21q | HELD |
| ROBINSON CAPITAL MANAGEMENT, LLC | $8.8M | 643,727 | 3.88% | 7q | HELD |
| UBS Group AG | $7.3M | 534,335 | 0.00% | 22q | -11.5%-$943.4K |
| Atlas Wealth LLC | $6.4M | 467,361 | 0.91% | 7q | +38.7%+$1.8M |
| GUGGENHEIM CAPITAL LLC | $5.9M | 432,947 | 0.04% | 2q | +278.1%+$4.3M |
| WELLS FARGO & COMPANY/MN | $5.1M | 375,956 | 0.00% | 22q | -3.7%-$199.0K |
| ROYAL BANK OF CANADA | $4.8M | 351,752 | 0.00% | 22q | -0.9%-$44.8K |
| Karpus Management, Inc. | $3.5M | 254,285 | 0.10% | 15q | -3.4%-$121.3K |
| Thomas J. Herzfeld Advisors, Inc. | $3.3M | 243,641 | 1.02% | 11q | +6.1%+$190.9K |
| STIFEL FINANCIAL CORP | $3.0M | 220,563 | 0.00% | 18q | -5.6%-$177.8K |
| ENVESTNET ASSET MANAGEMENT INC | $2.5M | 187,033 | 0.00% | 11q | +7.3%+$173.6K |
| Professional Financial Management, Inc. | $2.5M | 179,932 | 2.49% | 2q | -2.2%-$54.5K |
| OPPENHEIMER & CO INC | $2.4M | 178,522 | 0.03% | 14q | -4.5%-$115.0K |
| Gateway Wealth Partners, LLC | $2.4M | 177,106 | 0.14% | 4q | -49.6%-$2.4M |
| RIVERBRIDGE PARTNERS LLC | $2.2M | 157,851 | 0.06% | 15q | -29.9%-$916.0K |
| Closed-End Fund Advisors, Inc. | $1.8M | 135,328 | 1.80% | 3q | -4.4%-$85.8K |
| NewEdge Advisors, LLC | $1.5M | 112,523 | 0.00% | 4q | +11.4%+$156.7K |
| WEDBUSH SECURITIES INC | $1.3M | 97,281 | 0.03% | 21q | +23.7%+$254.0K |
| Noble Wealth Management PBC | $1.0M | 74,697 | 0.46% | 6q | +28.5%+$226.0K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $899.7K | 66,008 | 0.04% | 3q | HELD |
| IFC Advisors LLC | $899.7K | 66,008 | 0.11% | 5q | +120.0%+$490.8K |
| Concurrent Investment Advisors, LLC | $876.1K | 64,275 | 0.01% | 11q | +44.5%+$269.9K |
| RAYMOND JAMES FINANCIAL INC | $759.6K | 55,733 | 0.00% | 7q | +2.7%+$19.9K |
| CITADEL ADVISORS LLC | $605.2K | 44,404 | 0.00% | 3q | +31.3%+$144.4K |
| Private Advisor Group, LLC | $597.0K | 43,800 | 0.00% | 17q | HELD |
| Mathes Company, Inc. | $463.0K | 34,000 | 0.14% | 21q | HELD |
| Carnegie Investment Counsel | $408.9K | 30,000 | 0.01% | 21q | HELD |
| PW Nova Financial Services LLC | $402.9K | 29,558 | 0.09% | 2q | -9.4%-$41.7K |
| River Street Advisors LLC | $389.4K | 28,566 | 0.11% | 5q | HELD |
| CHOREO, LLC | $359.1K | 26,345 | 0.00% | 10q | -2.1%-$7.5K |
| Waverly Advisors, LLC | $313.6K | 23,009 | 0.00% | 5q | +12.2%+$34.1K |
| Arlington Capital Management, Inc. | $305.1K | 22,384 | 0.19% | 2q | +1.4%+$4.3K |
| Worth Asset Management, LLC | $297.6K | 21,831 | 0.10% | new | NEW |
| LPL Financial LLC | $240.3K | 17,632 | 0.00% | 6q | HELD |
| Beacon Pointe Advisors, LLC | $234.6K | 17,210 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $203.1K | 14,898 | 0.00% | 2q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $197.1K | 14,461 | 0.00% | new | NEW |
| OSAIC HOLDINGS, INC. | $189.8K | 13,925 | 0.00% | 22q | +4.0%+$7.3K |
| Arax Advisory Partners | $170.0K | 12,471 | 0.00% | new | NEW |
| HighTower Advisors, LLC | $166.3K | 12,198 | 0.00% | 7q | -20.8%-$43.8K |
| Caliber Wealth Management, LLC / KS | $163.6K | 12,000 | 0.02% | 6q | HELD |
| &PARTNERS | $151.4K | 11,106 | 0.00% | 11q | HELD |
| PFG Investments, LLC | $140.4K | 10,300 | 0.01% | 9q | -19.1%-$33.0K |
| XML Financial, LLC | $136.3K | 10,000 | 0.01% | 4q | -23.1%-$40.9K |
| Wellspring Financial Advisors, LLC | $136.3K | 10,000 | 0.01% | 15q | HELD |
| COMPASS FINANCIAL MANAGEMENT LLC | $81.9K | 6,011 | 0.01% | new | FIRST |
| EverSource Wealth Advisors, LLC | $81.8K | 6,000 | 0.00% | 9q | HELD |
| US BANCORP \DE\ | $41.6K | 3,055 | 0.00% | 8q | -24.8%-$13.7K |
| Global Retirement Partners, LLC | $31.3K | 2,295 | 0.00% | 2q | +180.6%+$20.1K |
| Pinnacle Wealth Planning Services, Inc. | $13.1K | 963 | 0.00% | 3q | HELD |
| PRIVATE TRUST CO NA | $12.1K | 886 | 0.00% | 15q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $12.0K | 879 | 0.00% | 6q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $9.5K | 700 | 0.00% | 4q | HELD |
| WPG Advisers, LLC | $3.6K | 266 | 0.00% | 3q | HELD |
| XP Advisory US, Inc. | $477 | 35 | 0.00% | new | FIRST |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 16 | $8.2M | 701,854 | 1 | 2 | 7 | 0.0% |
| Q2 2026 | 57 | $107.9M | 7,915,795 | 4 | 17 | 16 | 0.0% |
| Q1 2026 | 58 | $98.7M | 7,781,298 | 6 | 20 | 14 | 0.0% |
| Q4 2025 | 62 | $91.0M | 7,191,692 | 12 | 18 | 16 | 0.0% |
| Q3 2025 | 55 | $83.0M | 6,358,268 | 7 | 17 | 15 | 0.0% |
| Q2 2025 | 53 | $95.2M | 7,530,561 | 8 | 19 | 14 | 0.0% |
| Q1 2025 | 48 | $81.3M | 6,053,822 | 3 | 18 | 12 | 0.0% |
| Q4 2024 | 54 | $80.4M | 5,995,984 | 16 | 14 | 10 | 0.0% |
| Q3 2024 | 41 | $73.3M | 5,053,032 | 2 | 19 | 10 | 0.0% |
| Q2 2024 | 47 | $74.3M | 5,251,357 | 8 | 18 | 10 | 0.0% |
| Q1 2024 | 42 | $80.2M | 5,718,812 | 7 | 15 | 10 | 0.0% |
| Q4 2023 | 44 | $69.9M | 5,331,749 | 13 | 11 | 14 | 0.0% |
| Q3 2023 | 33 | $55.5M | 4,506,108 | 8 | 9 | 9 | 0.0% |
| Q2 2023 | 30 | $65.5M | 4,555,807 | 4 | 8 | 8 | 0.0% |
| Q1 2023 | 28 | $53.4M | 3,959,469 | 1 | 11 | 7 | 0.0% |
| Q4 2022 | 35 | $52.4M | 3,870,376 | 11 | 13 | 9 | 0.0% |
| Q3 2022 | 29 | $39.0M | 2,944,064 | 8 | 12 | 6 | 0.0% |
| Q2 2022 | 25 | $34.8M | 2,392,154 | 5 | 10 | 5 | 0.0% |
| Q1 2022 | 26 | $29.4M | 1,849,412 | 10 | 10 | 2 | 0.0% |
| Q4 2021 | 18 | $21.8M | 1,096,973 | 5 | 7 | 3 | 0.0% |
| Q3 2021 | 12 | $18.4M | 908,656 | 2 | 7 | 1 | 0.0% |
| Q2 2021 | 14 | $12.6M | 614,755 | 7 | 5 | 1 | 0.0% |
| Q1 2021 | 7 | $7.6M | 378,698 | 7 | 0 | 0 | 0.0% |