DaveManuel.com · Institutional Ownership · Who Owns It
ALPS ETF TR (RIGS)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
37
Reporting holders
$37.9M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ALPS ADVISORS INC | $9.7M | 426,610 | 0.05% | 5q | HELD |
| MORGAN STANLEY | $3.1M | 135,986 | 0.00% | 35q | -15.5%-$569.1K |
| Prospera Financial Services Inc | $2.9M | 128,485 | 0.04% | 29q | -10.8%-$355.0K |
| ENVESTNET ASSET MANAGEMENT INC | $2.8M | 121,147 | 0.00% | 31q | +3.9%+$104.9K |
| RiverFront Investment Group, LLC | $2.3M | 100,806 | 0.03% | 31q | -6.0%-$147.4K |
| Meridian Financial Advisors, LLC | $2.1M | 90,591 | 0.99% | 19q | -1.8%-$38.0K |
| Private Advisor Group, LLC | $1.9M | 81,776 | 0.01% | 16q | +9.3%+$159.2K |
| TRUIST FINANCIAL CORP | $1.8M | 76,998 | 0.00% | 27q | -0.5%-$8.9K |
| Janney Montgomery Scott LLC | $1.2M | 51,053 | 0.00% | 31q | +1.3%+$15.4K |
| Baird Financial Group, Inc. | $1.1M | 50,365 | 0.00% | 21q | HELD |
| ROYAL BANK OF CANADA | $1.1M | 48,486 | 0.00% | 31q | +2.4%+$25.6K |
| LPL Financial LLC | $1.0M | 44,289 | 0.00% | 31q | -16.7%-$201.7K |
| Savvy Advisors, Inc. | $881.9K | 38,694 | 0.02% | 7q | -2.5%-$22.9K |
| Ausdal Financial Partners, Inc. | $834.5K | 36,615 | 0.03% | 24q | -4.5%-$39.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $788.4K | 34,593 | 0.00% | 2q | +38.3%+$218.1K |
| Cetera Investment Advisers | $745.4K | 32,704 | 0.00% | 31q | -3.1%-$23.8K |
| JANE STREET GROUP, LLC | $728.1K | 31,948 | 0.00% | 4q | +53.8%+$254.9K |
| Koshinski Asset Management, Inc. | $704.5K | 30,910 | 0.04% | 13q | -18.9%-$163.6K |
| Sanctuary Advisors, LLC | $361.8K | 15,874 | 0.00% | 9q | -2.5%-$9.3K |
| Laraway Financial Advisors Inc | $319.6K | 14,023 | 0.19% | 19q | HELD |
| Kestra Advisory Services, LLC | $291.6K | 12,795 | 0.00% | 13q | -24.9%-$96.7K |
| RAYMOND JAMES FINANCIAL INC | $267.7K | 11,744 | 0.00% | 7q | -31.3%-$121.8K |
| OSAIC HOLDINGS, INC. | $251.2K | 11,022 | 0.00% | 26q | +11.0%+$24.8K |
| D.A. DAVIDSON & CO. | $238.3K | 10,454 | 0.00% | 4q | HELD |
| Elevated Capital Advisors, LLC | $233.7K | 10,252 | 0.06% | 24q | -4.3%-$10.5K |
| PFG Advisors | $230.5K | 10,115 | 0.01% | 12q | -18.0%-$50.6K |
| Geneos Wealth Management Inc. | $36.5K | 1,600 | 0.00% | 27q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $13.6K | 595 | 0.00% | 7q | HELD |
| FIDUCIARY FINANCIAL ADVISORS | $5.0K | 220 | 0.00% | new | NEW |
| Quest 10 Wealth Builders, Inc. | $3.8K | 166 | 0.00% | 7q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $3.3K | 147 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $2.1K | 93 | 0.00% | 15q | HELD |
| WELLS FARGO & COMPANY/MN | $1.9K | 86 | 0.00% | 8q | +8500.0%+$1.9K |
| Global Retirement Partners, LLC | $1.5K | 64 | 0.00% | 12q | -92.4%-$17.7K |
| EVOLUTION WEALTH MANAGEMENT INC. | $1.1K | 48 | 0.00% | 5q | HELD |
| GAMMA Investing LLC | $1.0K | 44 | 0.00% | 8q | -97.2%-$35.3K |
| PNC Financial Services Group, Inc. | $13 | 1 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 5 | $3.0M | 137,037 | 0 | 1 | 2 | 0.0% |
| Q2 2026 | 37 | $37.9M | 1,661,399 | 3 | 8 | 17 | 0.0% |
| Q1 2026 | 39 | $40.7M | 1,780,026 | 5 | 7 | 16 | 0.0% |
| Q4 2025 | 38 | $44.5M | 1,932,388 | 0 | 6 | 18 | 0.0% |
| Q3 2025 | 44 | $62.6M | 2,689,998 | 3 | 16 | 14 | 0.0% |
| Q2 2025 | 43 | $59.8M | 2,573,105 | 2 | 15 | 15 | 0.0% |
| Q1 2025 | 44 | $47.1M | 2,041,344 | 3 | 17 | 14 | 0.0% |
| Q4 2024 | 49 | $46.0M | 1,991,813 | 7 | 12 | 15 | 0.0% |
| Q3 2024 | 40 | $51.5M | 2,195,662 | 6 | 11 | 15 | 0.0% |
| Q2 2024 | 39 | $57.0M | 2,516,417 | 1 | 12 | 16 | 0.0% |
| Q1 2024 | 45 | $80.4M | 3,513,345 | 3 | 20 | 12 | 0.0% |
| Q4 2023 | 49 | $73.7M | 3,183,484 | 5 | 15 | 22 | 0.0% |
| Q3 2023 | 46 | $73.4M | 3,315,573 | 4 | 18 | 16 | 0.0% |
| Q2 2023 | 48 | $68.9M | 3,032,374 | 9 | 15 | 15 | 0.0% |
| Q1 2023 | 42 | $58.0M | 2,520,769 | 3 | 22 | 12 | 0.0% |
| Q4 2022 | 45 | $55.8M | 2,464,681 | 5 | 13 | 19 | 0.0% |
| Q3 2022 | 42 | $1.4B | 61,418,867 | 1 | 14 | 16 | 0.0% |
| Q2 2022 | 44 | $1.4B | 60,240,032 | 4 | 14 | 20 | 0.0% |
| Q1 2022 | 43 | $4.8B | 201,556,146 | 3 | 16 | 16 | 0.0% |
| Q4 2021 | 46 | $5.0B | 202,537,402 | 5 | 16 | 14 | 0.0% |
| Q3 2021 | 42 | $3.9B | 155,698,844 | 3 | 22 | 11 | 0.0% |
| Q2 2021 | 45 | $102.8M | 4,079,533 | 10 | 12 | 15 | 0.0% |
| Q1 2021 | 42 | $89.5M | 3,627,766 | 4 | 16 | 15 | 0.0% |
| Q4 2020 | 44 | $88.1M | 3,556,001 | 1 | 14 | 19 | 0.0% |
| Q3 2020 | 44 | $65.6M | 2,674,577 | 2 | 14 | 16 | 0.0% |
| Q2 2020 | 52 | $678.0M | 27,594,850 | 3 | 11 | 26 | 0.0% |
| Q1 2020 | 54 | $2.4B | 106,002,679 | 6 | 14 | 22 | 0.0% |
| Q4 2019 | 63 | $2.3B | 92,241,582 | 8 | 25 | 16 | 0.0% |
| Q3 2019 | 56 | $1.4B | 56,538,847 | 3 | 19 | 19 | 0.0% |
| Q2 2019 | 57 | $87.4M | 3,528,031 | 10 | 18 | 20 | 0.0% |
| Q1 2019 | 53 | $88.6M | 3,657,525 | 10 | 19 | 17 | 0.0% |
| Q4 2018 | 47 | $100.6M | 4,184,843 | 0 | 2 | 0 | 0.0% |
