DaveManuel.com · Institutional Ownership · Who Owns It
RIVERNORTH OPPORTUNITIES FD (RIV)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
61
Reporting holders
$112.3M
Reported value
0.0%
Calls
0.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | $29.0M | 2,488,022 | 0.55% | 4q | HELD |
| MORGAN STANLEY | $21.8M | 1,868,969 | 0.00% | 35q | -1.3%-$280.2K |
| Penserra Capital Management LLC | $9.0M | 775,986 | 0.07% | 8q | +4.0%+$345.2K |
| LPL Financial LLC | $6.9M | 595,638 | 0.00% | 20q | +11.4%+$710.9K |
| Arete Wealth Advisors, LLC | $5.1M | 440,153 | 0.34% | 3q | +0.7%+$33.7K |
| BANK OF AMERICA CORP /DE/ | $3.9M | 331,846 | 0.00% | 31q | +3.0%+$111.9K |
| WELLS FARGO & COMPANY/MN | $3.4M | 292,223 | 0.00% | 31q | HELD |
| Yakira Capital Management, Inc. | $2.7M | 232,717 | 0.77% | 3q | -12.9%-$402.1K |
| Everstar Asset Management, LLC | $2.5M | 213,685 | 1.20% | 8q | +26.8%+$526.6K |
| ROYAL BANK OF CANADA | $2.3M | 199,892 | 0.00% | 31q | -2.6%-$61.2K |
| ENVESTNET ASSET MANAGEMENT INC | $2.1M | 177,189 | 0.00% | 13q | +2.6%+$53.3K |
| RAYMOND JAMES FINANCIAL INC | $2.0M | 169,706 | 0.00% | 7q | +183.4%+$1.3M |
| PRINCIPAL SECURITIES, INC. | $2.0M | 168,674 | 0.02% | 11q | +2.8%+$53.3K |
| Baird Financial Group, Inc. | $1.4M | 118,791 | 0.00% | 15q | -3.2%-$45.3K |
| Tennessee Valley Asset Management Partners | $1.3M | 114,169 | 0.15% | 18q | -12.9%-$197.7K |
| Marks Group Wealth Management, Inc | $1.3M | 107,869 | 0.11% | 14q | HELD |
| OSAIC HOLDINGS, INC. | $1.2M | 99,572 | 0.00% | 26q | -3.0%-$36.5K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $995.0K | 85,337 | 0.05% | 29q | -1.6%-$15.7K |
| Advisory Solutions Group, LLC | $984.9K | 84,470 | 0.33% | new | FIRST |
| NOMURA HOLDINGS INC | $977.9K | 83,864 | 0.00% | 4q | HELD |
| Advisor OS, LLC | $831.2K | 71,289 | 0.06% | 7q | +20.9%+$143.6K |
| Opal Wealth Advisors, LLC | $803.2K | 68,882 | 0.17% | 5q | HELD |
| Creative Planning | $794.5K | 68,138 | 0.00% | new | NEW |
| Allworth Financial LP | $770.1K | 66,047 | 0.00% | 5q | +2.2%+$16.5K |
| STIFEL FINANCIAL CORP | $663.1K | 56,867 | 0.00% | 5q | -7.8%-$55.7K |
| OPPENHEIMER & CO INC | $627.1K | 53,779 | 0.01% | 22q | +1.6%+$9.7K |
| NWF Advisory Services Inc. | $519.2K | 44,527 | 0.05% | 6q | -12.6%-$74.6K |
| CSS LLC/IL | $512.0K | 43,915 | 0.02% | 3q | HELD |
| Kovack Advisors, Inc. | $471.0K | 40,468 | 0.02% | 3q | +8.2%+$35.9K |
| CoreCap Advisors, LLC | $413.2K | 35,436 | 0.01% | 16q | +76.0%+$178.4K |
| BFC Planning, Inc. | $400.8K | 34,377 | 0.02% | 7q | HELD |
| Janney Montgomery Scott LLC | $376.0K | 32,288 | 0.00% | 26q | +0.9%+$3.4K |
| Total Wealth Planning & Management, Inc. | $366.6K | 31,437 | 0.25% | 5q | +3.0%+$10.8K |
| WEDBUSH SECURITIES INC | $308.0K | 26,456 | 0.01% | 21q | HELD |
| Private Advisor Group, LLC | $302.9K | 25,978 | 0.00% | 18q | -1.1%-$3.4K |
| CHOREO, LLC | $284.1K | 24,362 | 0.00% | new | NEW |
| UBS Group AG | $253.1K | 21,707 | 0.00% | 31q | HELD |
| SeaCrest Wealth Management, LLC | $251.8K | 21,593 | 0.03% | 31q | +4.0%+$9.8K |
| HighTower Advisors, LLC | $224.8K | 19,280 | 0.00% | 20q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $219.8K | 18,849 | 0.00% | 20q | HELD |
| NewEdge Advisors, LLC | $218.0K | 18,700 | 0.00% | 19q | HELD |
| Clear Street Group Inc. | $204.2K | 17,516 | 0.00% | new | NEW |
| BlackRock, Inc. | $179.2K | 15,373 | 0.00% | 5q | HELD |
| Westside Investment Management, Inc. | $174.9K | 15,000 | 0.02% | 15q | -25.0%-$58.3K |
| WealthTrust Asset Management, LLC | $168.5K | 14,454 | 0.09% | 6q | -4.4%-$7.8K |
| Sequoia Financial Advisors, LLC | $163.2K | 14,000 | 0.00% | 8q | HELD |
| Gateway Wealth Partners, LLC | $161.3K | 13,833 | 0.01% | 3q | -47.1%-$143.8K |
| CITADEL ADVISORS LLC | $151.3K | 12,973 | 0.00% | new | NEW |
| Cetera Investment Advisers | $145.1K | 12,445 | 0.00% | 4q | +1.3%+$1.9K |
| CHANNEL WEALTH LLC | $129.7K | 11,121 | 0.03% | 14q | -4.3%-$5.8K |
| ALTERNA WEALTH MANAGEMENT, INC | $128.3K | 11,007 | 0.07% | new | NEW |
| CIBC Bancorp USA Inc. | $128.3K | 11,000 | 0.00% | 2q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $23.3K | 2,000 | 0.00% | 3q | HELD |
| Larson Financial Group LLC | $10.8K | 930 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $10.0K | 856 | 0.00% | 2q | +59.1%+$3.7K |
| Luminist Capital LLC | $6.3K | 537 | 0.01% | new | NEW |
| COMPASS FINANCIAL MANAGEMENT LLC | $5.8K | 500 | 0.00% | new | FIRST |
| Geneos Wealth Management Inc. | $3.6K | 310 | 0.00% | 18q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $2.1K | 180 | 0.00% | 4q | HELD |
| Ameritas Advisory Services, LLC | $1.2K | 100 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $968 | 83 | 0.00% | 11q | HELD |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-09-18 | 2026-09-18 | Material agreement entered Charter or bylaws amended | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 15 | $7.6M | 734,105 | 3 | 6 | 4 | 0.0% |
| Q2 2026 | 61 | $112.3M | 9,627,365 | 8 | 18 | 14 | 0.0% |
| Q1 2026 | 58 | $107.9M | 9,717,714 | 4 | 19 | 18 | 0.0% |
| Q4 2025 | 59 | $119.1M | 10,140,303 | 10 | 20 | 16 | 0.0% |
| Q3 2025 | 53 | $71.2M | 5,932,826 | 10 | 19 | 9 | 0.0% |
| Q2 2025 | 49 | $65.6M | 5,349,778 | 7 | 13 | 13 | 0.0% |
| Q1 2025 | 48 | $61.3M | 5,202,524 | 6 | 18 | 12 | 0.0% |
| Q4 2024 | 49 | $57.9M | 5,041,628 | 6 | 18 | 13 | 0.0% |
| Q3 2024 | 45 | $63.1M | 4,911,517 | 4 | 18 | 10 | 0.0% |
| Q2 2024 | 49 | $77.3M | 5,291,005 | 2 | 23 | 12 | 0.0% |
| Q1 2024 | 52 | $97.6M | 8,130,827 | 5 | 17 | 17 | 0.0% |
| Q4 2023 | 53 | $72.7M | 6,615,468 | 13 | 22 | 9 | 0.0% |
| Q3 2023 | 42 | $48.5M | 4,610,113 | 2 | 18 | 10 | 0.0% |
| Q2 2023 | 46 | $53.9M | 4,707,269 | 4 | 20 | 9 | 0.0% |
| Q1 2023 | 47 | $51.4M | 4,522,395 | 11 | 22 | 7 | 0.0% |
| Q4 2022 | 38 | $50.0M | 4,076,495 | 9 | 13 | 9 | 0.0% |
| Q3 2022 | 32 | $33.1M | 2,720,332 | 2 | 14 | 10 | 0.0% |
| Q2 2022 | 31 | $36.3M | 2,574,326 | 3 | 13 | 8 | 0.0% |
| Q1 2022 | 34 | $43.3M | 2,712,463 | 4 | 15 | 11 | 0.0% |
| Q4 2021 | 40 | $54.2M | 3,399,217 | 10 | 14 | 10 | 0.0% |
| Q3 2021 | 32 | $35.0M | 2,056,367 | 6 | 10 | 10 | 0.0% |
| Q2 2021 | 27 | $35.8M | 1,947,242 | 2 | 10 | 7 | 0.0% |
| Q1 2021 | 28 | $29.7M | 1,700,728 | 6 | 7 | 10 | 0.0% |
| Q4 2020 | 23 | $28.2M | 1,754,251 | 3 | 9 | 7 | 0.0% |
| Q3 2020 | 24 | $25.1M | 1,750,336 | 6 | 5 | 12 | 0.0% |
| Q2 2020 | 22 | $25.9M | 1,742,212 | 3 | 7 | 11 | 0.0% |
| Q1 2020 | 28 | $21.6M | 1,740,185 | 7 | 9 | 10 | 0.0% |
| Q4 2019 | 26 | $32.7M | 2,006,367 | 5 | 13 | 5 | 0.0% |
| Q3 2019 | 22 | $15.5M | 897,662 | 5 | 8 | 5 | 0.0% |
| Q2 2019 | 20 | $12.1M | 711,463 | 2 | 8 | 5 | 0.0% |
| Q1 2019 | 22 | $12.9M | 781,137 | 3 | 8 | 6 | 0.0% |
| Q4 2018 | 21 | $13.7M | 840,573 | 0 | 1 | 0 | 0.0% |