ROCKET LAB CORP (RKLB)
Institutional ownership reported to the SEC as of Q2 2026, across 21 quarters.
Institutions report 323,479,692 shares against 598,350,482 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $4.1B | 40,580,130 | 0.06% | 5q | +6.8%+$263.7M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $2.8B | 27,118,258 | 0.12% | 2q | +5.4%+$140.3M |
| VANGUARD CAPITAL MANAGEMENT LLC | $2.6B | 25,299,213 | 0.05% | 2q | +4.2%+$102.8M |
| UBS Group AG | $2.3B incl. $1.9B options CALL | 3,609,563 | 0.29% | 5q | +73.5%+$968.7M |
| Invesco Ltd. | $1.9B | 18,343,547 | 0.15% | 5q | +409.8%+$1.5B |
| JANE STREET GROUP, LLC | $1.7B incl. $1.6B options CALL+PUT | 1,082,063 | 0.14% | 5q | -35.8%-$967.9M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.7B incl. $1.7B options CALL+PUT | 307,614 | 0.13% | 5q | -59.5%-$2.5B |
| STATE STREET CORP | $1.5B | 14,442,067 | 0.04% | 5q | +3.7%+$52.6M |
| JPMORGAN CHASE & CO | $1.4B incl. $8.9M options CALL+PUT | 13,805,113 | 0.08% | 5q | +29.3%+$308.5M |
| CITADEL ADVISORS LLC | $1.1B CALL+PUT | options only | 0.12% | 5q | OPTIONS |
| GEODE CAPITAL MANAGEMENT, LLC | $1.1B | 10,503,238 | 0.06% | 5q | -0.6%-$6.9M |
| BAILLIE GIFFORD & CO | $1.1B | 10,384,512 | 0.96% | 5q | -43.6%-$817.6M |
| GOLDMAN SACHS GROUP INC | $835.5M incl. $270.4M options CALL+PUT | 5,559,472 | 0.07% | 5q | +117.5%+$451.3M |
| IMC-Chicago, LLC | $791.1M CALL+PUT | options only | 0.19% | 3q | OPTIONS |
| Capital World Investors | $749.2M | 7,370,414 | 0.09% | 5q | +1.8%+$13.0M |
| MORGAN STANLEY | $700.9M | 6,895,400 | 0.04% | 5q | +28.1%+$153.7M |
| NORGES BANK | $552.7M | 5,437,031 | 0.06% | 3q | +11.2%+$55.7M |
| BANK OF AMERICA CORP /DE/ | $437.3M | 4,301,823 | 0.03% | 5q | -5.1%-$23.5M |
| FMR LLC | $376.3M | 3,701,770 | 0.02% | 5q | HELD |
| VANGUARD FIDUCIARY TRUST CO | $340.8M | 3,352,738 | 0.08% | 2q | +9.3%+$28.9M |
| NORTHERN TRUST CORP | $336.6M | 3,311,777 | 0.04% | 5q | +7.2%+$22.5M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $288.3M | 2,836,293 | 0.04% | 5q | +20.3%+$48.6M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $278.3M | 2,737,451 | 0.05% | 5q | +14.8%+$35.8M |
| GROUP ONE TRADING LLC | $270.3M CALL+PUT | options only | 0.38% | 5q | OPTIONS |
| T. Rowe Price Investment Management, Inc. | $268.6M | 2,642,141 | 0.18% | new | NEW |
| AMERICAN CENTURY COMPANIES INC | $262.0M | 2,577,154 | 0.12% | 5q | +20.1%+$43.8M |
| Walleye Trading LLC | $249.1M CALL+PUT | options only | 0.28% | 5q | OPTIONS |
| PRICE T ROWE ASSOCIATES INC /MD/ | $245.1M | 2,410,922 | 0.02% | 5q | +37.7%+$67.1M |
| Allianz Asset Management GmbH | $242.7M incl. $20.3M options CALL+PUT | 2,187,993 | 0.20% | new | NEW |
| VOYA INVESTMENT MANAGEMENT LLC | $241.8M | 2,378,367 | 0.21% | 5q | +6.2%+$14.1M |
| ROYAL BANK OF CANADA | $232.5M incl. $1.0M options CALL | 2,276,941 | 0.03% | 5q | +4.2%+$9.3M |
| CANTOR FITZGERALD, L. P. | $222.7M incl. $175.9M options CALL+PUT | 460,670 | 1.20% | 4q | +35.7%+$58.6M |
| Amundi | $221.7M | 2,180,748 | 0.05% | 5q | +22.2%+$40.3M |
| D. E. Shaw & Co., Inc. | $215.9M incl. $103.8M options CALL+PUT | 1,103,189 | 0.10% | 5q | -73.7%-$604.4M |
| WESTFIELD CAPITAL MANAGEMENT CO LP | $214.9M | 2,114,005 | 0.70% | 5q | -33.4%-$107.6M |
| FRANKLIN RESOURCES INC | $212.5M | 2,090,086 | 0.05% | 5q | +12.2%+$23.1M |
| Bank of New York Mellon Corp | $201.5M | 1,982,108 | 0.03% | 5q | +10.8%+$19.6M |
| Mirae Asset Global Investments Co., Ltd. | $188.1M | 1,850,297 | 0.28% | 4q | +2317.7%+$180.3M |
| VAN ECK ASSOCIATES CORP | $180.7M | 1,777,325 | 0.11% | 5q | +42.2%+$53.6M |
| Tidal Investments LLC | $180.1M incl. $3.0M options CALL+PUT | 1,742,727 | 0.31% | 5q | +1413.4%+$168.2M |
| FEDERATED HERMES, INC. | $172.1M | 1,692,941 | 0.25% | 5q | +231.3%+$120.1M |
| Legal & General Group Plc | $171.8M | 1,689,746 | 0.04% | 5q | +6.3%+$10.2M |
| ARK Investment Management LLC | $165.8M | 1,631,207 | 1.08% | 5q | -27.3%-$62.3M |
| Tema ETFs LLC | $164.9M | 1,622,028 | 5.33% | 3q | +65542.6%+$164.6M |
| Sumitomo Mitsui Trust Group, Inc. | $158.3M | 1,557,127 | 0.09% | 5q | +2.6%+$4.0M |
| Nuveen, LLC | $150.2M | 1,477,833 | 0.04% | 5q | -2.4%-$3.7M |
| Swiss National Bank | $149.2M | 1,467,430 | 0.08% | 5q | +4.0%+$5.7M |
| DEUTSCHE BANK AG\ | $137.1M | 1,349,025 | 0.04% | 5q | +33.1%+$34.1M |
| Clearbridge Investments, LLC | $136.4M | 1,341,634 | 0.11% | 4q | +159.0%+$83.7M |
| Swedbank AB | $135.4M | 1,332,385 | 0.12% | 4q | +134.9%+$77.8M |
| MILLENNIUM MANAGEMENT LLC | $133.6M CALL+PUT | options only | 0.05% | 5q | OPTIONS |
| NEUBERGER BERMAN GROUP LLC | $125.2M | 1,231,799 | 0.08% | 5q | +31.9%+$30.3M |
| CITIGROUP INC | $122.5M incl. $2.1M options CALL | 1,184,354 | 0.04% | 5q | +18.6%+$19.2M |
| MIZUHO MARKETS AMERICAS LLC | $121.7M incl. $5.7K options CALL | 1,197,173 | 1.91% | 5q | +1.5%+$1.8M |
| SIMPLEX TRADING, LLC | $119.3M incl. $116.0M options CALL+PUT | 32,873 | 0.07% | 5q | +2746.1%+$115.1M |
| WELLINGTON MANAGEMENT GROUP LLP | $119.3M | 1,173,469 | 0.02% | new | NEW |
| AMERIPRISE FINANCIAL INC | $109.2M | 1,075,531 | 0.02% | 5q | +8.6%+$8.6M |
| VANGUARD ASSET MANAGEMENT, Ltd | $106.4M | 1,046,290 | 0.07% | 2q | +21.2%+$18.6M |
| BANK OF MONTREAL /CAN/ | $104.5M incl. $30.5M options PUT | 728,302 | 0.03% | 5q | +13.4%+$12.4M |
| RAYMOND JAMES FINANCIAL INC | $103.7M incl. $191.7K options CALL+PUT | 1,018,763 | 0.03% | 5q | +25.6%+$21.2M |
| Vident Advisory, LLC | $103.5M | 1,018,132 | 0.75% | 5q | +4.4%+$4.3M |
| ZEVENBERGEN CAPITAL INVESTMENTS LLC | $102.2M | 1,005,003 | 2.33% | 5q | -2.0%-$2.0M |
| DIMENSIONAL FUND ADVISORS LP | $100.8M | 992,105 | 0.02% | 5q | -5.9%-$6.4M |
| Penserra Capital Management LLC | $98.6M | 969,895 | 0.76% | 5q | +18.9%+$15.7M |
| Artisan Partners Limited Partnership | $94.8M | 932,236 | 0.15% | 2q | +31.7%+$22.8M |
| BNP PARIBAS FINANCIAL MARKETS | $93.6M | 920,363 | 0.03% | 5q | +251.0%+$66.9M |
| NOMURA HOLDINGS INC | $92.8M incl. $10.2M options CALL | 812,849 | 0.11% | 4q | HELD |
| California Public Employees Retirement System | $92.0M | 905,207 | 0.05% | 5q | +13.7%+$11.1M |
| WELLS FARGO & COMPANY/MN | $91.5M | 900,422 | 0.01% | 5q | +34.6%+$23.6M |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | $89.2M | 877,904 | 0.38% | 5q | -48.3%-$83.4M |
| BARCLAYS PLC | $86.4M incl. $20.3M options CALL+PUT | 649,856 | 0.02% | 5q | +30.4%+$20.2M |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | $85.2M | 837,725 | 1.13% | 5q | -10.2%-$9.7M |
| Mitsubishi UFJ Asset Management Co., Ltd. | $85.1M | 837,240 | 0.05% | 5q | +11.3%+$8.6M |
| FIRST TRUST ADVISORS LP | $85.0M | 836,607 | 0.05% | 5q | -29.1%-$34.9M |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $79.7M | 784,458 | 0.07% | 5q | +6.7%+$5.0M |
| PEAK6 LLC | $78.3M CALL+PUT | options only | 0.16% | 5q | OPTIONS |
| HRT FINANCIAL LP | $73.8M incl. $73.8M options OPT | 726,000 | 0.13% | new | NEW |
| Clear Street Group Inc. | $73.2M | 720,160 | 0.19% | 4q | +116.9%+$39.5M |
| UNICOM Systems, Inc. | $71.4M | 702,635 | 4.66% | 6q | +6.9%+$4.6M |
| Marex Group Ltd | $71.3M | 701,211 | 0.30% | 5q | +73.6%+$30.2M |
| Korea Investment CORP | $71.0M | 698,238 | 0.13% | 4q | -5.0%-$3.7M |
| National Pension Service | $69.3M | 681,812 | 0.04% | 3q | -1.4%-$973.2K |
| TREMBLANT CAPITAL GROUP | $68.7M | 676,072 | 1.97% | 3q | -10.3%-$7.9M |
| RHUMBLINE ADVISERS | $66.7M | 656,063 | 0.05% | 5q | +1.9%+$1.2M |
| ONCE CAPITAL MANAGEMENT, LLC | $65.6M | 645,000 | 5.38% | 5q | +4.4%+$2.7M |
| LPL Financial LLC | $63.8M | 627,617 | 0.01% | 5q | +16.8%+$9.2M |
| Russell Investments Group, Ltd. | $62.3M | 617,571 | 0.05% | 5q | +72.3%+$26.1M |
| Connor, Clark & Lunn Investment Management Ltd. | $58.0M | 570,547 | 0.11% | 5q | -39.0%-$37.1M |
| Defiance ETFs, LLC | $57.1M | 570,469 | 0.77% | 3q | -89.9%-$505.9M |
| ProShare Advisors LLC | $54.7M | 537,998 | 0.08% | new | NEW |
| Capital Impact Advisors, LLC | $54.3M | 534,286 | 3.05% | 4q | +350.7%+$42.3M |
| STOREBRAND ASSET MANAGEMENT AS | $51.2M | 503,999 | 0.13% | 4q | -20.7%-$13.4M |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. | $48.8M | 480,481 | 0.07% | new | NEW |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | $47.5M | 466,833 | 0.08% | 5q | +14.6%+$6.0M |
| AVIVA PLC | $47.4M | 466,066 | 0.07% | 4q | +0.9%+$429.6K |
| LBP AM SA | $44.4M | 436,950 | 0.44% | 5q | +14.2%+$5.5M |
| Balyasny Asset Management L.P. | $44.3M incl. $37.3M options CALL+PUT | 67,965 | 0.06% | 4q | +583.8%+$37.8M |
| HSBC HOLDINGS PLC | $43.8M incl. $744.0K options PUT | 422,093 | 0.02% | 5q | +5.5%+$2.3M |
| Mitsubishi UFJ Trust & Banking Corp | $43.4M | 427,357 | 0.10% | 5q | -21.6%-$11.9M |
| Hood River Capital Management LLC | $42.9M | 421,905 | 0.31% | 3q | +49.0%+$14.1M |
Showing the largest 100 of 1,149 reported holders.
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-07-07 | Beck Peter | CEO | Sold | 1,298,622 | $110.3M ×8 |
| 2026-07-06 | Beck Peter | CEO | Sold | 986,197 | $94.0M ×10 |
| 2026-07-08 | Beck Peter | CEO | Sold | 990,960 | $82.1M ×6 |
| 2026-05-12 | Slusky Alexander R | Director | Sold | 100,000 | $11.8M ×4 |
| 2026-05-27 | Kampani Arjun | SVP & General Counsel | Sold | 70,000 | $10.2M ×2 |
| 2026-10-01 | Spice Adam C. | Chief Financial Officer | Sold | 140,157 | $9.9M ×3 |
| 2026-06-18 | Kampani Arjun | SVP & General Counsel | Sold | 88,000 | $9.5M |
| 2026-05-28 | Slusky Alexander R | Director | Sold | 60,000 | $9.0M ×2 |
| 2026-05-26 | Spice Adam C. | Chief Financial Officer | Sold | 62,744 | $8.9M ×6 |
| 2026-09-02 | Spice Adam C. | Chief Financial Officer | Sold | 140,157 | $8.8M ×2 |
| 2026-05-26 | Klein Frank | Chief Operations Officer | Sold | 44,390 | $6.3M ×6 |
| 2026-05-28 | Klein Frank | Chief Operations Officer | Sold | 36,860 | $5.4M ×8 |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 386 | $1.1B | 16,089,102 | 66 | 178 | 69 | 1.0% |
| Q2 2026 | 1,149 | $41.7B | 323,479,692 | 317 | 473 | 236 | 21.4% |
| Q1 2026 | 893 | $23.2B | 290,751,080 | 147 | 381 | 220 | 19.8% |
| Q4 2025 | 845 | $24.8B | 277,957,650 | 204 | 286 | 206 | 21.6% |
| Q3 2025 | 684 | $17.1B | 275,747,195 | 230 | 220 | 162 | 22.7% |
| Q2 2025 | 525 | $12.2B | 271,971,289 | 516 | 3 | 5 | 20.0% |
| Q1 2025 | 424 | $5.6B | 254,645,428 | 91 | 165 | 107 | 19.2% |
| Q4 2024 | 411 | $7.8B | 243,893,058 | 132 | 135 | 86 | 20.1% |
| Q3 2024 | 292 | $2.9B | 257,231,607 | 74 | 86 | 74 | 14.6% |
| Q2 2024 | 243 | $1.5B | 273,008,619 | 32 | 91 | 49 | 12.3% |
| Q1 2024 | 242 | $1.3B | 287,197,206 | 47 | 87 | 52 | 9.9% |
| Q4 2023 | 226 | $1.6B | 275,048,895 | 30 | 82 | 45 | 2.1% |
| Q3 2023 | 215 | $1.1B | 247,694,234 | 35 | 87 | 41 | 1.6% |
| Q2 2023 | 200 | $1.6B | 261,947,663 | 34 | 86 | 37 | 1.1% |
| Q1 2023 | 189 | $1.1B | 261,316,234 | 29 | 67 | 50 | 0.9% |
| Q4 2022 | 186 | $1.0B | 265,032,830 | 41 | 58 | 47 | 1.9% |
| Q3 2022 | 176 | $1.5B | 365,451,283 | 36 | 67 | 34 | 3.5% |
| Q2 2022 | 161 | $1.4B | 370,196,167 | 55 | 52 | 28 | 3.4% |
| Q1 2022 | 135 | $2.9B | 361,094,248 | 45 | 44 | 26 | 3.8% |
| Q4 2021 | 117 | $4.9B | 350,857,169 | 51 | 28 | 17 | 4.8% |
| Q3 2021 | 92 | $4.4B | 276,266,270 | 93 | 0 | 0 | 2.9% |
