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DaveManuel.com · Institutional Ownership · Who Owns It

ROCKY MTN CHOCOLATE FACTORY (RMCF)

Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.

25
Reporting holders
$700.2K
Reported value
8.3%
Of shares outstanding
0.0%
Calls
0.0%
Puts
+1
Holder change

Institutions report 779,308 shares against 9,439,587 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
RENAISSANCE TECHNOLOGIES LLC$234.7K263,8230.00%31q-6.1%-$15.2K
DIMENSIONAL FUND ADVISORS LP$73.0K82,1040.00%31q-13.4%-$11.3K
VANGUARD CAPITAL MANAGEMENT LLC$59.6K66,9500.00%2qHELD
GEODE CAPITAL MANAGEMENT, LLC$54.2K60,8800.00%20q-12.1%-$7.4K
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$37.9K33,5760.00%newNEW
GSA CAPITAL PARTNERS LLP$36.0K40,6330.00%2q+196.2%+$23.8K
Leverty Financial Group, LLC$35.9K40,3710.01%11qHELD
SUSQUEHANNA INTERNATIONAL GROUP, LLP$29.9K33,6070.00%newNEW
VANGUARD FIDUCIARY TRUST CO$27.2K30,5070.00%2qHELD
Salvus Wealth Management, LLC$21.0K23,5670.01%11qHELD
Allworth Financial LP$20.9K23,5000.00%6qHELD
CacheTech Inc.$15.8K17,7400.00%7qHELD
4WEALTH ADVISORS, INC.$13.1K15,2250.01%7q-6.2%
Private Advisor Group, LLC$12.2K13,6970.00%newNEW
HRT FINANCIAL LP$12.0K14,1970.00%newNEW
NORTHERN TRUST CORP$11.0K12,3840.00%newNEW
Tower Research Capital LLC (TRC)$3.5K3,8780.00%12q+86.3%+$1.6K
FIFTH THIRD BANCORP$8901,0000.00%2qHELD
MORGAN STANLEY$5556230.00%35qHELD
Arax Advisory Partners$5346000.00%newNEW
WELLS FARGO & COMPANY/MN$2873230.00%19qHELD
Leo H. Evart, Inc.$931050.00%2qHELD
Triumph Capital Management$780.00%3qHELD
SBI Securities Co., Ltd.$560.00%7q+200.0%
Caitong International Asset Management Co., Ltd$440.00%newNEW

What the company announced

Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.

FiledEvent dateWhatSource
2026-10-192026-10-16Acquisition or disposal completed Material agreement enteredfiling
2026-10-062026-09-29Material agreement enteredfiling
2026-08-242026-08-18Directors or officers departed or appointedfiling
2026-08-072026-08-03Directors or officers departed or appointedfiling

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 20266$62.8K77,4600120.0%
Q2 202625$700.2K779,3087340.0%
Q1 202624$2.6M1,139,2026540.0%
Q4 202522$1.8M938,1395350.0%
Q3 202523$4.1M2,603,1072570.0%
Q2 202523$4.1M2,847,9441270.0%
Q1 202525$3.6M2,912,1173660.0%
Q4 202423$8.4M3,481,6821370.0%
Q3 202419$2.9M1,445,3740460.0%
Q2 202422$3.3M1,484,8822470.0%
Q1 202420$5.3M1,452,5082720.0%
Q4 202321$6.7M1,454,5654530.0%
Q3 202322$7.0M1,456,1694250.0%
Q2 202320$7.9M1,468,5610330.0%
Q1 202323$11.1M2,077,6802450.0%
Q4 202221$9.2M1,619,1782330.0%
Q3 202222$9.9M1,652,4973260.0%
Q2 202219$11.5M1,665,7330230.0%
Q1 202220$12.4M1,653,2693370.0%
Q4 202120$13.1M1,673,8274240.0%
Q3 202119$11.9M1,603,9653240.0%
Q2 202117$12.2M1,600,1991340.0%
Q1 202120$8.7M1,644,6202630.0%
Q4 202019$6.6M1,632,7692370.0%
Q3 202019$4.5M1,682,6851180.0%
Q2 202021$8.5M2,002,5943470.0%
Q1 202024$10.8M2,254,6111870.0%
Q4 201929$22.8M2,471,28124110.0%
Q3 201929$23.0M2,468,5874580.0%
Q2 201926$20.8M2,473,8730970.0%
Q1 201930$24.1M2,672,01425100.0%
Q4 201832$22.2M2,621,6110110.0%