DaveManuel.com · Institutional Ownership · Who Owns It
RIVERNORTH OPPORTUNISTIC MUN (RMI)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
24
Reporting holders
$20.9M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $3.5M | 229,113 | 0.00% | 31q | -3.6%-$133.0K |
| ROBINSON CAPITAL MANAGEMENT, LLC | $2.2M | 143,791 | 0.98% | 11q | -6.0%-$142.0K |
| WELLS FARGO & COMPANY/MN | $2.2M | 142,960 | 0.00% | 31q | -2.5%-$57.6K |
| GUGGENHEIM CAPITAL LLC | $2.2M | 140,755 | 0.01% | 2q | +177.8%+$1.4M |
| Rockefeller Capital Management L.P. | $1.5M | 96,200 | 0.00% | 4q | -14.0%-$241.6K |
| ROYAL BANK OF CANADA | $1.4M | 87,333 | 0.00% | 31q | -6.9%-$99.6K |
| UBS Group AG | $1.3M | 84,326 | 0.00% | 31q | -7.4%-$104.6K |
| Gateway Wealth Partners, LLC | $823.2K | 53,143 | 0.05% | 4q | -50.0%-$822.4K |
| ENVESTNET ASSET MANAGEMENT INC | $741.4K | 47,860 | 0.00% | 4q | +11.9%+$79.0K |
| OSAIC HOLDINGS, INC. | $730.1K | 47,135 | 0.00% | 26q | +37.7%+$199.8K |
| Concurrent Investment Advisors, LLC | $636.9K | 41,120 | 0.01% | 11q | HELD |
| LPL Financial LLC | $631.7K | 40,780 | 0.00% | 7q | +1.5%+$9.3K |
| BANK OF AMERICA CORP /DE/ | $628.9K | 40,602 | 0.00% | 29q | +3.0%+$18.4K |
| Cypress Wealth Services, LLC | $503.4K | 32,500 | 0.06% | 30q | HELD |
| Noble Wealth Management PBC | $433.8K | 28,007 | 0.19% | 6q | -1.7%-$7.6K |
| Plancorp, LLC | $330.2K | 21,069 | 0.01% | 4q | HELD |
| River Street Advisors LLC | $319.0K | 20,593 | 0.09% | 5q | HELD |
| Apollon Wealth Management, LLC | $302.6K | 19,535 | 0.00% | 7q | HELD |
| STIFEL FINANCIAL CORP | $197.8K | 12,767 | 0.00% | 4q | -1.3%-$2.6K |
| RAYMOND JAMES FINANCIAL INC | $187.2K | 12,088 | 0.00% | 7q | HELD |
| Clear Street Group Inc. | $67.4K | 4,353 | 0.00% | new | NEW |
| Ritter Daniher Financial Advisory LLC / DE | $7.0K | 452 | 0.00% | 3q | +1.8% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $4.6K | 295 | 0.00% | new | NEW |
| HIGHLINE WEALTH PARTNERS LLC | $3.9K | 250 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 6 | $1.6M | 116,816 | 0 | 0 | 1 | 0.0% |
| Q2 2026 | 24 | $20.9M | 1,347,027 | 2 | 6 | 9 | 0.0% |
| Q1 2026 | 25 | $20.7M | 1,369,933 | 2 | 11 | 7 | 0.0% |
| Q4 2025 | 28 | $20.4M | 1,428,406 | 4 | 10 | 6 | 0.0% |
| Q3 2025 | 26 | $17.6M | 1,202,847 | 7 | 7 | 7 | 0.0% |
| Q2 2025 | 19 | $22.5M | 1,580,360 | 2 | 8 | 4 | 0.0% |
| Q1 2025 | 23 | $22.1M | 1,481,440 | 2 | 9 | 5 | 0.0% |
| Q4 2024 | 24 | $23.2M | 1,537,838 | 4 | 8 | 2 | 0.0% |
| Q3 2024 | 19 | $21.0M | 1,283,663 | 1 | 7 | 4 | 0.0% |
| Q2 2024 | 18 | $19.5M | 1,223,864 | 1 | 4 | 6 | 0.0% |
| Q1 2024 | 20 | $25.4M | 1,578,582 | 2 | 8 | 4 | 0.0% |
| Q4 2023 | 19 | $22.7M | 1,492,428 | 4 | 6 | 4 | 0.0% |
| Q3 2023 | 19 | $17.5M | 1,211,843 | 4 | 5 | 5 | 0.0% |
| Q2 2023 | 17 | $19.3M | 1,179,185 | 1 | 6 | 7 | 0.0% |
| Q1 2023 | 18 | $15.8M | 943,272 | 1 | 4 | 9 | 0.0% |
| Q4 2022 | 21 | $18.4M | 1,123,946 | 6 | 4 | 8 | 0.0% |
| Q3 2022 | 17 | $14.4M | 920,760 | 3 | 3 | 9 | 0.0% |
| Q2 2022 | 17 | $16.4M | 939,953 | 5 | 6 | 2 | 0.0% |
| Q1 2022 | 16 | $14.1M | 761,873 | 2 | 6 | 4 | 0.0% |
| Q4 2021 | 16 | $24.8M | 1,112,000 | 2 | 4 | 4 | 0.0% |
| Q3 2021 | 13 | $23.6M | 1,022,424 | 0 | 3 | 6 | 0.0% |
| Q2 2021 | 19 | $23.8M | 1,027,699 | 3 | 4 | 6 | 0.0% |
| Q1 2021 | 16 | $22.7M | 1,030,535 | 2 | 6 | 5 | 0.0% |
| Q4 2020 | 16 | $22.7M | 1,053,859 | 3 | 5 | 5 | 0.0% |
| Q3 2020 | 15 | $20.9M | 1,004,155 | 3 | 2 | 8 | 2.0% |
| Q2 2020 | 14 | $22.2M | 1,042,847 | 1 | 5 | 4 | 0.0% |
| Q1 2020 | 16 | $17.3M | 858,242 | 5 | 8 | 1 | 0.0% |
| Q4 2019 | 12 | $15.3M | 675,126 | 1 | 8 | 2 | 0.0% |
| Q3 2019 | 12 | $13.1M | 590,798 | 2 | 9 | 0 | 0.0% |
| Q2 2019 | 13 | $10.4M | 488,938 | 3 | 6 | 2 | 0.0% |
| Q1 2019 | 11 | $6.7M | 322,598 | 7 | 3 | 0 | 0.0% |
| Q4 2018 | 5 | $1.2M | 61,877 | 1 | 0 | 0 | 0.0% |