DaveManuel.com · Institutional Ownership · Who Owns It
RIVERNORTH MANAGED DUR MUN I (RMMZ)
Institutional ownership reported to the SEC as of Q2 2026, across 19 quarters.
22
Reporting holders
$24.3M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $3.4M | 224,416 | 0.00% | 17q | +2.6%+$84.4K |
| ROYAL BANK OF CANADA | $2.9M | 195,609 | 0.00% | 18q | -2.3%-$68.0K |
| ROBINSON CAPITAL MANAGEMENT, LLC | $2.9M | 195,309 | 1.30% | 5q | HELD |
| GUGGENHEIM CAPITAL LLC | $2.9M | 192,927 | 0.02% | 2q | +89.4%+$1.4M |
| WELLS FARGO & COMPANY/MN | $2.9M | 192,323 | 0.00% | 18q | -2.8%-$82.6K |
| Gateway Wealth Partners, LLC | $2.2M | 147,255 | 0.13% | 4q | -49.4%-$2.2M |
| UBS Group AG | $1.6M | 103,111 | 0.00% | 18q | -1.2%-$18.5K |
| OPPENHEIMER & CO INC | $792.2K | 52,673 | 0.01% | 8q | +27.8%+$172.3K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $605.3K | 40,249 | 0.03% | 2q | +62.3%+$232.3K |
| Closed-End Fund Advisors, Inc. | $577.6K | 38,401 | 0.56% | 3q | HELD |
| HARBOUR INVESTMENTS, INC. | $566.2K | 37,647 | 0.01% | 9q | +3.2%+$17.5K |
| STIFEL FINANCIAL CORP | $490.6K | 32,616 | 0.00% | 15q | +0.8%+$4.0K |
| OSAIC HOLDINGS, INC. | $458.2K | 30,468 | 0.00% | 16q | +97.1%+$225.8K |
| River Street Advisors LLC | $365.8K | 24,321 | 0.11% | 5q | HELD |
| RAYMOND JAMES FINANCIAL INC | $354.9K | 23,600 | 0.00% | 7q | -4.5%-$16.7K |
| LPL Financial LLC | $339.8K | 22,592 | 0.00% | 12q | +108.4%+$176.7K |
| &PARTNERS | $242.0K | 16,089 | 0.00% | 11q | HELD |
| Thomas J. Herzfeld Advisors, Inc. | $237.7K | 15,802 | 0.07% | new | NEW |
| WEDBUSH SECURITIES INC | $223.0K | 14,847 | 0.01% | 14q | HELD |
| PFG Investments, LLC | $165.4K | 11,000 | 0.01% | 10q | -14.5%-$28.1K |
| Noble Wealth Management PBC | $93.2K | 6,200 | 0.04% | 2q | +416.7%+$75.2K |
| PRIVATE TRUST CO NA | $11.7K | 775 | 0.00% | 15q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 6 | $1.5M | 117,560 | 1 | 1 | 0 | 0.0% |
| Q2 2026 | 22 | $24.3M | 1,618,230 | 1 | 9 | 6 | 0.0% |
| Q1 2026 | 23 | $23.9M | 1,623,505 | 3 | 6 | 5 | 0.0% |
| Q4 2025 | 22 | $19.4M | 1,336,520 | 1 | 8 | 6 | 0.0% |
| Q3 2025 | 22 | $18.9M | 1,261,553 | 2 | 8 | 4 | 0.0% |
| Q2 2025 | 23 | $18.4M | 1,311,694 | 5 | 6 | 7 | 0.0% |
| Q1 2025 | 21 | $16.7M | 1,097,685 | 1 | 6 | 8 | 0.0% |
| Q4 2024 | 23 | $19.9M | 1,333,462 | 3 | 9 | 5 | 0.0% |
| Q3 2024 | 22 | $19.0M | 1,160,307 | 2 | 6 | 8 | 0.0% |
| Q2 2024 | 21 | $19.0M | 1,170,706 | 2 | 7 | 8 | 0.0% |
| Q1 2024 | 22 | $25.5M | 1,578,262 | 6 | 7 | 5 | 0.0% |
| Q4 2023 | 20 | $20.3M | 1,293,912 | 7 | 7 | 3 | 0.0% |
| Q3 2023 | 15 | $19.5M | 1,357,505 | 3 | 9 | 1 | 0.0% |
| Q2 2023 | 13 | $20.0M | 1,247,797 | 2 | 5 | 4 | 0.0% |
| Q1 2023 | 11 | $14.2M | 943,735 | 1 | 6 | 3 | 0.0% |
| Q4 2022 | 15 | $15.2M | 999,995 | 10 | 5 | 0 | 0.0% |
| Q3 2022 | 6 | $4.3M | 277,710 | 2 | 4 | 0 | 0.0% |
| Q2 2022 | 4 | $3.6M | 222,125 | 1 | 1 | 2 | 0.0% |
| Q1 2022 | 5 | $3.7M | 192,676 | 5 | 0 | 0 | 0.0% |