DaveManuel.com · Institutional Ownership · Who Owns It
ROYCE MICRO-CAP TR INC (RMT)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
111
Reporting holders
$314.0M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | $49.0M | 3,346,703 | 1.26% | 9q | +12.9%+$5.6M |
| MORGAN STANLEY | $37.5M | 2,558,930 | 0.00% | 35q | -2.8%-$1.1M |
| Allspring Global Investments Holdings, LLC | $17.4M | 1,188,872 | 0.03% | 19q | +17.2%+$2.6M |
| LPL Financial LLC | $16.1M | 1,101,870 | 0.00% | 31q | +1.8%+$282.8K |
| Alexander Randolph Advisory, Inc. | $14.2M | 970,065 | 11.70% | 11q | -1.1%-$153.6K |
| Modern Wealth Management, LLC | $13.8M | 944,413 | 0.16% | 7q | -8.0%-$1.2M |
| UBS Group AG | $12.6M | 859,790 | 0.00% | 31q | -0.6%-$82.1K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $11.9M | 813,982 | 0.57% | 5q | -9.4%-$1.2M |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $9.7M | 659,921 | 1.20% | 31q | +4.5%+$413.4K |
| BANK OF AMERICA CORP /DE/ | $8.8M | 602,498 | 0.00% | 31q | +5.1%+$429.2K |
| FLAGSHIP HARBOR ADVISORS, LLC | $8.0M | 546,040 | 0.31% | 31q | +3.3%+$258.5K |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | $7.7M | 522,665 | 0.38% | 31q | -4.2%-$336.7K |
| WELLS FARGO & COMPANY/MN | $7.1M | 483,484 | 0.00% | 31q | -18.7%-$1.6M |
| Todd Wealth Management, LLC | $7.0M | 475,229 | 5.27% | 3q | HELD |
| OSAIC HOLDINGS, INC. | $6.0M | 412,077 | 0.01% | 26q | +143.3%+$3.6M |
| Mraz, Amerine & Associates, Inc. | $5.1M | 346,327 | 0.73% | 31q | -1.3%-$67.1K |
| FCA CORP /TX | $4.7M | 320,074 | 1.15% | 31q | +2.2%+$100.8K |
| RAYMOND JAMES FINANCIAL INC | $4.6M | 314,958 | 0.00% | 7q | -4.6%-$222.1K |
| LAZARD ASSET MANAGEMENT LLC | $4.4M | 300,000 | 0.01% | 2q | HELD |
| Shaker Financial Services, LLC | $4.2M | 287,837 | 1.32% | 31q | -27.4%-$1.6M |
| Altium Capital Management LLC | $4.1M | 278,051 | 8.58% | 3q | +14.4%+$512.4K |
| Advisors Asset Management, Inc. | $3.8M | 257,085 | 0.06% | 2q | +155.0%+$2.3M |
| ROYAL BANK OF CANADA | $3.0M | 204,158 | 0.00% | 31q | -3.9%-$120.9K |
| Waterfront Wealth Inc. | $3.0M | 209,595 | 0.46% | 2q | HELD |
| Clearstead Advisors, LLC | $2.9M | 195,743 | 0.03% | 9q | -3.7%-$108.8K |
| Bulldog Investors, LLP | $2.7M | 181,964 | 0.59% | new | NEW |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $2.0M | 134,738 | 0.02% | 30q | +1.5%+$28.3K |
| STIFEL FINANCIAL CORP | $1.9M | 129,719 | 0.00% | 31q | +19.0%+$303.4K |
| BARD ASSOCIATES INC | $1.8M | 123,838 | 0.40% | 31q | +38.6%+$504.8K |
| Atlas Wealth LLC | $1.8M | 122,864 | 0.26% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.7M | 115,961 | 0.00% | 31q | -7.2%-$132.3K |
| Moors & Cabot, Inc. | $1.7M | 114,617 | 0.07% | 26q | -1.6%-$27.1K |
| TrueMark Investments, LLC | $1.7M | 113,982 | 0.21% | 4q | +7.1%+$110.4K |
| EVOLVE PRIVATE WEALTH, LLC | $1.6M | 112,472 | 0.10% | 3q | -3.6%-$61.4K |
| Beacon Pointe Advisors, LLC | $1.4M | 98,721 | 0.01% | 3q | -20.8%-$380.6K |
| CAPTRUST FINANCIAL ADVISORS | $1.4M | 96,093 | 0.00% | 16q | -2.3%-$32.7K |
| UHLMANN PRICE SECURITIES, LLC | $1.4M | 93,730 | 0.05% | 8q | +7.2%+$92.7K |
| BROWN ADVISORY INC | $1.1M | 74,938 | 0.00% | 31q | HELD |
| Jaffetilchin Investment Partners, LLC | $1.0M | 69,539 | 0.05% | new | NEW |
| Kovack Advisors, Inc. | $985.3K | 67,299 | 0.05% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $949.0K | 64,823 | 0.00% | 31q | +65.4%+$375.2K |
| Hennion & Walsh Asset Management, Inc. | $928.3K | 63,411 | 0.03% | 7q | HELD |
| Karpus Management, Inc. | $917.2K | 62,653 | 0.03% | 2q | -0.6%-$5.1K |
| TWIN FOCUS CAPITAL PARTNERS, LLC | $910.0K | 62,161 | 0.09% | 29q | HELD |
| Diversify Advisory Services, LLC | $888.3K | 64,652 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $888.3K | 64,652 | 0.01% | 2q | HELD |
| FIRST TRUST ADVISORS LP | $844.1K | 57,654 | 0.00% | 31q | HELD |
| ROBERTS GLORE & CO INC /IL/ | $809.4K | 55,290 | 0.20% | 31q | -18.8%-$187.8K |
| SAPIENT CAPITAL LLC | $721.4K | 49,274 | 0.01% | 11q | +1.5%+$10.5K |
| NWF Advisory Services Inc. | $705.5K | 48,192 | 0.07% | 14q | -4.8%-$35.7K |
| SPIREPOINT PRIVATE CLIENT, LLC | $677.5K | 46,278 | 0.05% | 4q | -3.3%-$23.2K |
| Comprehensive Money Management Services LLC | $610.7K | 41,715 | 0.38% | 7q | +3.1%+$18.3K |
| PMG Family Office LLC | $581.1K | 39,694 | 0.54% | 4q | +0.9%+$5.1K |
| EP Wealth Advisors, LLC | $578.8K | 39,536 | 0.00% | 13q | -8.8%-$55.5K |
| &PARTNERS | $513.4K | 35,071 | 0.00% | 7q | +14.8%+$66.1K |
| Advisory Advocates, LLC | $459.0K | 31,355 | 0.39% | 3q | +30.8%+$108.0K |
| Kingsview Wealth Management, LLC | $453.0K | 30,943 | 0.01% | 22q | -1.6%-$7.2K |
| COMMERCE BANK | $435.0K | 29,712 | 0.00% | 6q | HELD |
| BFC Planning, Inc. | $430.5K | 29,405 | 0.02% | 7q | +31.1%+$102.0K |
| XTX Topco Ltd | $421.4K | 28,786 | 0.01% | new | NEW |
| Concurrent Investment Advisors, LLC | $418.3K | 28,571 | 0.00% | 2q | +13.7%+$50.5K |
| CITADEL ADVISORS LLC | $408.8K | 27,925 | 0.00% | new | NEW |
| Private Capital Management, LLC | $397.7K | 27,165 | 0.04% | 5q | +23.9%+$76.8K |
| GUGGENHEIM CAPITAL LLC | $390.0K | 26,641 | 0.00% | 11q | -26.2%-$138.7K |
| NewEdge Advisors, LLC | $377.1K | 25,757 | 0.00% | 19q | -8.9%-$36.7K |
| D.A. DAVIDSON & CO. | $372.6K | 25,451 | 0.00% | 31q | -1.6%-$6.0K |
| Quantedge Capital Pte Ltd | $357.2K | 24,397 | 0.27% | 9q | -17.0%-$73.2K |
| SAX WEALTH ADVISORS, LLC | $355.5K | 31,430 | 0.01% | 3q | HELD |
| Steward Partners Investment Advisory, LLC | $347.8K | 23,756 | 0.00% | 25q | +1.0%+$3.5K |
| Calamos Advisors LLC | $342.0K | 23,362 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $340.5K | 23,255 | 0.00% | 2q | +4837.4%+$333.6K |
| DKM Wealth Management, Inc. | $336.7K | 23,002 | 0.22% | 7q | HELD |
| HighTower Advisors, LLC | $305.9K | 20,892 | 0.00% | 5q | -13.7%-$48.7K |
| JANE STREET GROUP, LLC | $299.8K | 20,480 | 0.00% | new | NEW |
| DIVERSIFIED TRUST CO | $298.6K | 20,396 | 0.00% | 31q | HELD |
| Institute for Wealth Management, LLC. | $292.0K | 19,948 | 0.03% | 30q | HELD |
| Janney Montgomery Scott LLC | $271.0K | 18,490 | 0.00% | 8q | +14.2%+$33.8K |
| STEPHENS INC /AR/ | $267.7K | 18,289 | 0.00% | 7q | +30.3%+$62.3K |
| OPPENHEIMER & CO INC | $246.6K | 16,841 | 0.00% | 6q | +1.5%+$3.6K |
| ECLECTIC ASSOCIATES INC /ADV | $240.9K | 16,457 | 0.03% | 2q | -4.3%-$11.0K |
| Spinnaker Investment Group, LLC | $232.4K | 15,877 | 0.04% | 3q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $226.5K | 15,473 | 0.00% | 2q | +20.4%+$38.4K |
| Private Advisor Group, LLC | $217.9K | 14,883 | 0.00% | 27q | -85.8%-$1.3M |
| WOLVERINE ASSET MANAGEMENT LLC | $207.2K | 14,156 | 0.00% | 10q | +424.3%+$167.7K |
| JFS WEALTH ADVISORS, LLC | $203.4K | 13,896 | 0.01% | 5q | HELD |
| Cetera Investment Advisers | $197.0K | 13,457 | 0.00% | 4q | -73.1%-$535.5K |
| Wedmont Private Capital | $195.7K | 13,886 | 0.01% | 2q | HELD |
| VERUS CAPITAL PARTNERS, LLC | $195.3K | 13,338 | 0.01% | 5q | HELD |
| COHEN & STEERS, INC. | $176.0K | 12,000 | 0.00% | new | NEW |
| Soltis Investment Advisors LLC | $174.5K | 11,919 | 0.01% | 27q | HELD |
| Closed-End Fund Advisors, Inc. | $170.0K | 11,610 | 0.17% | 3q | -15.9%-$32.2K |
| Vanguard National Trust Co | $161.8K | 11,051 | 0.01% | 2q | HELD |
| Summit Financial, LLC | $161.6K | 11,040 | 0.00% | 5q | HELD |
| IKE Capital, LLC | $146.4K | 10,000 | 0.08% | 3q | HELD |
| TD Capital Management LLC | $65.8K | 4,496 | 0.01% | 13q | HELD |
| SITTNER & NELSON, LLC | $65.1K | 4,444 | 0.02% | 23q | HELD |
| NBT BANK, N.A. | $59.0K | 4,031 | 0.00% | 8q | HELD |
| BARRETT & COMPANY, INC. | $47.6K | 3,250 | 0.01% | 16q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $44.7K | 3,043 | 0.00% | 3q | +1.5% |
| Hara Capital LLC | $32.8K | 2,240 | 0.02% | 11q | -77.7%-$114.5K |
Showing the largest 100 of 111 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 24 | $33.6M | 2,509,103 | 1 | 5 | 5 | 0.0% |
| Q2 2026 | 111 | $314.0M | 21,469,919 | 12 | 34 | 33 | 0.0% |
| Q1 2026 | 109 | $232.4M | 20,520,281 | 16 | 30 | 28 | 0.0% |
| Q4 2025 | 101 | $207.9M | 19,924,678 | 10 | 33 | 25 | 0.0% |
| Q3 2025 | 95 | $187.3M | 18,031,031 | 9 | 30 | 31 | 0.0% |
| Q2 2025 | 99 | $163.8M | 17,747,246 | 15 | 38 | 26 | 0.0% |
| Q1 2025 | 94 | $138.9M | 16,519,811 | 9 | 30 | 30 | 0.0% |
| Q4 2024 | 97 | $159.9M | 16,453,294 | 8 | 33 | 18 | 0.0% |
| Q3 2024 | 98 | $147.5M | 15,387,644 | 11 | 37 | 21 | 0.0% |
| Q2 2024 | 90 | $138.5M | 15,078,467 | 7 | 32 | 24 | 0.0% |
| Q1 2024 | 90 | $169.3M | 17,918,937 | 12 | 23 | 30 | 0.0% |
| Q4 2023 | 88 | $145.3M | 15,728,623 | 7 | 32 | 24 | 0.0% |
| Q3 2023 | 83 | $106.3M | 12,837,283 | 5 | 31 | 23 | 0.0% |
| Q2 2023 | 85 | $111.4M | 12,796,021 | 8 | 30 | 22 | 0.0% |
| Q1 2023 | 86 | $110.5M | 12,595,925 | 7 | 28 | 27 | 0.0% |
| Q4 2022 | 86 | $111.3M | 12,820,953 | 13 | 30 | 20 | 0.0% |
| Q3 2022 | 86 | $118.5M | 13,734,544 | 10 | 39 | 23 | 0.0% |
| Q2 2022 | 87 | $117.8M | 14,089,550 | 5 | 39 | 23 | 0.0% |
| Q1 2022 | 85 | $335.5M | 31,848,302 | 5 | 31 | 24 | 0.0% |
| Q4 2021 | 96 | $393.7M | 34,039,792 | 12 | 42 | 21 | 0.0% |
| Q3 2021 | 95 | $385.0M | 33,668,488 | 4 | 41 | 27 | 0.0% |
| Q2 2021 | 99 | $205.3M | 15,558,050 | 11 | 40 | 27 | 0.0% |
| Q1 2021 | 101 | $184.3M | 16,312,019 | 10 | 31 | 37 | 0.0% |
| Q4 2020 | 99 | $153.8M | 15,183,375 | 12 | 36 | 28 | 0.0% |
| Q3 2020 | 89 | $101.5M | 13,231,814 | 5 | 37 | 24 | 0.0% |
| Q2 2020 | 88 | $88.2M | 12,251,457 | 10 | 26 | 34 | 0.0% |
| Q1 2020 | 82 | $64.2M | 11,526,618 | 10 | 29 | 31 | 0.0% |
| Q4 2019 | 81 | $96.4M | 11,281,694 | 8 | 29 | 24 | 0.0% |
| Q3 2019 | 79 | $84.4M | 10,503,920 | 6 | 31 | 28 | 0.0% |
| Q2 2019 | 80 | $284.7M | 34,632,215 | 10 | 44 | 18 | 0.0% |
| Q1 2019 | 78 | $279.9M | 33,607,185 | 10 | 31 | 20 | 0.0% |
| Q4 2018 | 76 | $78.6M | 10,588,690 | 2 | 3 | 2 | 0.0% |