DaveManuel.com · Institutional Ownership · Who Owns It
LATTICE STRATEGIES TR (ROAM)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
42
Reporting holders
$92.9M
Reported value
0.0%
Calls
0.0%
Puts
+9
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $23.5M | 656,376 | 0.01% | 12q | -2.5%-$594.1K |
| Stratos Wealth Partners, LTD. | $22.9M | 639,228 | 0.23% | 9q | +14.4%+$2.9M |
| Kestra Advisory Services, LLC | $10.1M | 283,635 | 0.03% | 3q | HELD |
| JANE STREET GROUP, LLC | $5.1M | 143,129 | 0.00% | 2q | +932.5%+$4.6M |
| OLD MISSION CAPITAL LLC | $4.4M | 122,532 | 0.07% | 2q | +1020.9%+$4.0M |
| Sanctuary Advisors, LLC | $3.7M | 102,295 | 0.02% | 9q | -6.3%-$248.1K |
| RAYMOND JAMES FINANCIAL INC | $3.2M | 88,981 | 0.00% | 7q | +235.3%+$2.2M |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.6M | 73,693 | 0.00% | 2q | +10.8%+$256.8K |
| Private Advisor Group, LLC | $2.4M | 66,247 | 0.01% | 2q | -71.8%-$6.0M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.1M | 59,112 | 0.00% | 2q | -25.0%-$705.8K |
| Fermata Advisors, LLC | $1.6M | 44,279 | 0.32% | 7q | -2.8%-$46.3K |
| Mariner, LLC | $1.2M | 32,646 | 0.00% | 6q | +20.3%+$197.2K |
| Empirical Asset Management, LLC | $1.2M | 32,597 | 0.26% | 4q | +4.9%+$54.5K |
| Cambridge Investment Research Advisors, Inc. | $1.1M | 31,728 | 0.00% | 24q | +200.1%+$756.1K |
| Compound Planning, Inc. | $1.0M | 28,989 | 0.03% | new | NEW |
| IFG Advisory, LLC | $986.7K | 27,585 | 0.03% | new | NEW |
| Dynamic Advisor Solutions LLC | $695.9K | 19,454 | 0.02% | 11q | -0.7%-$4.9K |
| CITADEL ADVISORS LLC | $693.4K | 19,385 | 0.00% | 4q | -40.2%-$465.3K |
| Prospera Financial Services Inc | $644.6K | 18,022 | 0.01% | 9q | HELD |
| Cetera Investment Advisers | $422.0K | 11,797 | 0.00% | 3q | -59.0%-$606.5K |
| TRUIST FINANCIAL CORP | $403.1K | 11,270 | 0.00% | new | NEW |
| Redwood Financial Network Corp | $388.7K | 10,867 | 0.22% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $386.8K | 10,814 | 0.00% | 2q | +22.5%+$71.1K |
| Blueprint Investment Partners LLC | $365.1K | 10,207 | 0.03% | 2q | -0.7%-$2.7K |
| Blueprint Financial Advisors LLC | $365.1K | 10,207 | 0.04% | 2q | -0.7%-$2.7K |
| GOLDMAN SACHS GROUP INC | $258.3K | 7,222 | 0.00% | new | NEW |
| J.W. COLE ADVISORS, INC. | $239.0K | 6,682 | 0.00% | new | NEW |
| Capital Investment Advisory Services, LLC | $156.6K | 4,378 | 0.01% | new | NEW |
| Allworth Financial LP | $145.7K | 4,074 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $144.1K | 4,074 | 0.00% | new | NEW |
| PRIVATE TRUST CO NA | $122.1K | 3,414 | 0.01% | 9q | +20.8%+$21.0K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $109.1K | 3,049 | 0.01% | new | NEW |
| Advisors Preferred, LLC | $86.7K | 2,455 | 0.01% | new | NEW |
| OSAIC HOLDINGS, INC. | $85.1K | 2,378 | 0.00% | 26q | -95.6%-$1.9M |
| FMR LLC | $61.9K | 1,731 | 0.00% | new | NEW |
| Torren Management, LLC | $50.1K | 1,402 | 0.03% | 2q | +0.9% |
| Wagner Wealth Management, LLC | $12.8K | 358 | 0.00% | 16q | HELD |
| VANGUARD ADVISERS INC | $9.3K | 260 | 0.00% | 2q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $6.5K | 185 | 0.00% | 3q | +277.6%+$4.8K |
| Harborfront Financial Group LLC | $2.7K | 77 | 0.01% | new | NEW |
| Bullock Wealth Management Group | $2.7K | 75 | 0.00% | 5q | HELD |
| MORGAN STANLEY | $61 | 1 | 0.00% | 9q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 5 | $1.8M | 52,008 | 0 | 0 | 3 | 0.0% |
| Q2 2026 | 42 | $92.9M | 2,596,890 | 13 | 12 | 11 | 0.0% |
| Q1 2026 | 33 | $76.0M | 2,449,789 | 13 | 9 | 7 | 0.0% |
| Q4 2025 | 22 | $51.8M | 1,776,459 | 4 | 12 | 4 | 0.0% |
| Q3 2025 | 19 | $35.8M | 1,303,514 | 2 | 5 | 9 | 0.0% |
| Q2 2025 | 22 | $28.8M | 1,093,631 | 5 | 6 | 9 | 0.0% |
| Q1 2025 | 21 | $22.9M | 972,910 | 2 | 9 | 5 | 0.0% |
| Q4 2024 | 22 | $23.4M | 1,021,684 | 5 | 8 | 5 | 0.0% |
| Q3 2024 | 22 | $25.4M | 1,002,741 | 1 | 10 | 5 | 0.0% |
| Q2 2024 | 27 | $20.1M | 833,728 | 9 | 3 | 9 | 0.0% |
| Q1 2024 | 19 | $14.8M | 633,874 | 1 | 8 | 5 | 0.0% |
| Q4 2023 | 23 | $16.9M | 755,605 | 3 | 4 | 11 | 0.0% |
| Q3 2023 | 21 | $17.3M | 820,567 | 4 | 7 | 6 | 0.0% |
| Q2 2023 | 18 | $15.6M | 741,509 | 1 | 8 | 4 | 0.0% |
| Q1 2023 | 21 | $14.3M | 698,988 | 6 | 3 | 8 | 0.0% |
| Q4 2022 | 15 | $20.9M | 1,071,236 | 0 | 5 | 8 | 0.0% |
| Q3 2022 | 18 | $20.8M | 1,152,535 | 2 | 6 | 6 | 0.0% |
| Q2 2022 | 18 | $29.8M | 1,484,883 | 1 | 5 | 8 | 0.0% |
| Q1 2022 | 18 | $34.5M | 1,482,507 | 2 | 6 | 8 | 0.0% |
| Q4 2021 | 18 | $35.8M | 1,489,198 | 2 | 5 | 8 | 0.0% |
| Q3 2021 | 18 | $35.6M | 1,454,311 | 0 | 7 | 6 | 0.0% |
| Q2 2021 | 21 | $37.4M | 1,468,290 | 5 | 7 | 5 | 0.0% |
| Q1 2021 | 18 | $35.8M | 1,470,843 | 4 | 4 | 5 | 0.0% |
| Q4 2020 | 15 | $40.7M | 1,773,850 | 3 | 5 | 5 | 0.0% |
| Q3 2020 | 14 | $37.9M | 1,924,415 | 2 | 8 | 3 | 0.0% |
| Q2 2020 | 16 | $37.1M | 1,947,694 | 0 | 6 | 9 | 0.0% |
| Q1 2020 | 23 | $28.0M | 1,690,185 | 4 | 7 | 9 | 0.0% |
| Q4 2019 | 28 | $54.1M | 2,334,748 | 4 | 13 | 9 | 0.0% |
| Q3 2019 | 25 | $52.2M | 2,369,413 | 4 | 5 | 12 | 0.0% |
| Q2 2019 | 25 | $72.0M | 3,061,751 | 6 | 9 | 6 | 0.0% |
| Q1 2019 | 24 | $69.1M | 2,953,069 | 3 | 8 | 7 | 0.0% |
| Q4 2018 | 24 | $53.2M | 2,407,612 | 0 | 1 | 0 | 0.0% |