DaveManuel.com · Institutional Ownership · Who Owns It
LATTICE STRATEGIES TR (RODM)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
132
Reporting holders
$1.2B
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Cerity Partners LLC | $208.7M | 5,164,485 | 0.25% | 13q | +26.8%+$44.1M |
| MORGAN STANLEY | $130.7M | 3,235,045 | 0.01% | 35q | +1.8%+$2.3M |
| Hartford Funds Management Co LLC | $103.9M | 2,571,292 | 8.31% | 31q | +1.6%+$1.7M |
| BANK OF AMERICA CORP /DE/ | $103.4M | 2,559,938 | 0.01% | 31q | -2.5%-$2.6M |
| Pathstone Holdings, LLC | $71.8M | 1,776,976 | 0.21% | new | NEW |
| WCG Wealth Advisors LLC | $71.7M | 1,773,405 | 1.70% | 17q | +2.3%+$1.6M |
| LPL Financial LLC | $43.7M | 1,080,964 | 0.01% | 31q | +11.6%+$4.5M |
| Intellus Advisors LLC | $42.5M | 1,052,032 | 5.16% | 7q | HELD |
| FOSTER & MOTLEY INC | $41.1M | 1,016,714 | 1.89% | 27q | -5.1%-$2.2M |
| Mariner, LLC | $38.1M | 944,022 | 0.04% | 15q | -1.0%-$373.4K |
| RAYMOND JAMES FINANCIAL INC | $37.4M | 925,808 | 0.01% | 7q | HELD |
| UBS Group AG | $31.2M | 771,110 | 0.00% | 31q | +17.1%+$4.6M |
| AMERIPRISE FINANCIAL INC | $19.6M | 485,554 | 0.00% | 31q | +62.8%+$7.6M |
| Goldstein Advisors, LLC | $19.1M | 471,735 | 1.74% | 15q | +5.3%+$967.7K |
| BEARING POINT CAPITAL, LLC | $18.5M | 457,926 | 2.50% | 7q | +8.3%+$1.4M |
| Private Advisor Group, LLC | $17.7M | 439,216 | 0.08% | 31q | -20.1%-$4.5M |
| CAPTRUST FINANCIAL ADVISORS | $17.1M | 424,032 | 0.03% | 13q | -1.5%-$266.6K |
| JONES FINANCIAL COMPANIES LLLP | $16.8M | 417,097 | 0.01% | 11q | +25.5%+$3.4M |
| Cetera Investment Advisers | $15.3M | 379,827 | 0.01% | 30q | -2.2%-$348.2K |
| ROYAL BANK OF CANADA | $9.5M | 234,496 | 0.00% | 31q | +3.7%+$334.2K |
| Lido Advisors, LLC | $9.2M | 227,379 | 0.02% | 13q | -5.9%-$575.2K |
| &PARTNERS | $7.3M | 180,696 | 0.03% | 5q | -3.7%-$278.3K |
| Clearstead Advisors, LLC | $7.2M | 178,203 | 0.07% | 2q | -50.0%-$7.2M |
| HOWARD FINANCIAL SERVICES, LTD. | $7.2M | 177,807 | 0.37% | 26q | +101.6%+$3.6M |
| EVERGREEN CAPITAL MANAGEMENT LLC | $6.3M | 156,845 | 0.11% | 15q | -3.4%-$221.0K |
| IAG Wealth Partners, LLC | $4.7M | 115,710 | 0.46% | 26q | -2.6%-$125.0K |
| STIFEL FINANCIAL CORP | $4.7M | 115,207 | 0.00% | 31q | +11.9%+$495.7K |
| WELLS FARGO & COMPANY/MN | $4.2M | 103,657 | 0.00% | 31q | +106.2%+$2.2M |
| Cambridge Investment Research Advisors, Inc. | $4.1M | 101,146 | 0.00% | 31q | +98.5%+$2.0M |
| WESCAP Management Group, Inc. | $4.0M | 98,787 | 0.75% | 31q | +0.9%+$35.6K |
| JANE STREET GROUP, LLC | $4.0M | 97,775 | 0.00% | 4q | -11.6%-$520.6K |
| TRUIST FINANCIAL CORP | $3.9M | 97,610 | 0.00% | 27q | -2.5%-$101.9K |
| Steward Partners Investment Advisory, LLC | $3.8M | 94,461 | 0.02% | 14q | -31.6%-$1.8M |
| Modern Wealth Management, LLC | $3.5M | 86,176 | 0.04% | 7q | -2.9%-$103.0K |
| Vawter Financial, Ltd. | $3.4M | 83,846 | 1.28% | 4q | -11.2%-$425.9K |
| NewEdge Advisors, LLC | $3.2M | 80,000 | 0.01% | 31q | HELD |
| Trilogy Capital Inc. | $3.0M | 74,625 | 0.12% | 27q | HELD |
| World Investment Advisors | $3.0M | 75,502 | 0.05% | 8q | HELD |
| First PREMIER Bank | $2.9M | 71,020 | 0.46% | 30q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $2.5M | 61,174 | 0.00% | 31q | +21.1%+$431.0K |
| OneDigital Investment Advisors LLC | $2.4M | 60,219 | 0.02% | 30q | -3.1%-$78.0K |
| Rockefeller Capital Management L.P. | $2.1M | 51,539 | 0.00% | 30q | -3.4%-$73.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.1M | 51,262 | 0.00% | 31q | -2.1%-$44.7K |
| FLAGSTAR SECURITIES, INC | $1.9M | 46,867 | 0.57% | 20q | -5.8%-$117.4K |
| Equitable Holdings, Inc. | $1.8M | 43,708 | 0.01% | 5q | -3.2%-$58.8K |
| HRT FINANCIAL LP | $1.7M | 42,931 | 0.00% | new | NEW |
| Empirical Asset Management, LLC | $1.7M | 41,112 | 0.37% | 4q | +6.9%+$107.9K |
| CRUX WEALTH ADVISORS | $1.6M | 39,663 | 0.56% | 7q | HELD |
| Apollon Financial, LLC | $1.6M | 38,596 | 0.18% | 3q | -0.8%-$13.2K |
| COLDSTREAM CAPITAL MANAGEMENT INC | $1.4M | 35,355 | 0.02% | 20q | -1.2%-$17.2K |
| MAI Capital Management | $1.4M | 35,257 | 0.01% | 9q | HELD |
| WEST MICHIGAN ADVISORS, LLC | $1.4M | 34,054 | 0.26% | 2q | +4.3%+$56.6K |
| Fermata Advisors, LLC | $1.1M | 25,988 | 0.21% | 22q | -7.1%-$79.9K |
| AQR CAPITAL MANAGEMENT LLC | $1.0M | 25,121 | 0.00% | 3q | +133.7%+$580.8K |
| INDEPENDENT FINANCIAL GROUP, LLC | $935.9K | 23,161 | 0.02% | 3q | -1.0%-$9.1K |
| Ethos Financial Group, LLC | $872.7K | 21,166 | 0.06% | new | NEW |
| NATIXIS ADVISORS, LLC | $850.0K | 21,034 | 0.00% | 3q | +68.8%+$346.4K |
| HighTower Advisors, LLC | $842.0K | 20,836 | 0.00% | 31q | +0.8%+$6.7K |
| Allworth Financial LP | $830.7K | 20,557 | 0.00% | 23q | +1.3%+$10.5K |
| CLG LLC | $811.9K | 20,092 | 0.18% | 7q | -1.7%-$13.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $792.9K | 19,363 | 0.00% | 20q | HELD |
| Eagle Strategies LLC | $781.7K | 19,344 | 0.08% | 9q | +19.2%+$126.0K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $756.7K | 18,727 | 0.00% | 31q | +11.1%+$75.7K |
| White Pine Investment CO | $733.0K | 18,129 | 0.16% | 31q | HELD |
| CLIENT 1ST ADVISORY GROUP, LLC | $727.9K | 18,014 | 0.19% | 25q | HELD |
| OSAIC HOLDINGS, INC. | $699.5K | 17,309 | 0.00% | 26q | +147.3%+$416.7K |
| Aptus Capital Advisors, LLC | $656.1K | 16,235 | 0.00% | 30q | -2.4%-$16.2K |
| GUARDIAN WEALTH ADVISORS, LLC / NC | $656.1K | 16,235 | 0.04% | 17q | -2.4%-$16.2K |
| Sowa Financial Group, Inc. | $645.0K | 15,963 | 0.30% | 27q | -8.1%-$56.9K |
| MML INVESTORS SERVICES, LLC | $638.6K | 15,803 | 0.00% | 2q | +58.4%+$235.4K |
| Clearview Wealth Management LLC | $606.8K | 15,015 | 0.39% | 2q | HELD |
| BlackRock, Inc. | $606.0K | 14,995 | 0.00% | 7q | +65.7%+$240.3K |
| D.A. DAVIDSON & CO. | $603.9K | 14,945 | 0.00% | 31q | -1.0%-$5.9K |
| PRINCIPAL SECURITIES, INC. | $565.2K | 13,986 | 0.01% | 2q | +126.3%+$315.4K |
| Cranbrook Wealth Management, LLC | $561.4K | 13,893 | 0.11% | 31q | -7.3%-$44.4K |
| Vise Technologies, Inc. | $551.6K | 13,651 | 0.01% | new | NEW |
| Larson Financial Group LLC | $540.0K | 13,364 | 0.01% | 9q | HELD |
| Sovran Advisors, LLC | $486.7K | 11,804 | 0.04% | 6q | -13.2%-$74.0K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $471.9K | 11,677 | 0.01% | 5q | +7.9%+$34.7K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $463.0K | 11,458 | 0.00% | 3q | -16.4%-$90.9K |
| Arkadios Wealth Advisors | $435.5K | 10,777 | 0.01% | 27q | -14.2%-$72.3K |
| BROWN BROTHERS HARRIMAN & CO | $413.3K | 10,227 | 0.00% | new | NEW |
| CARLSON FINANCIAL, INC. | $395.9K | 9,796 | 0.20% | 3q | HELD |
| Cerity Partners Retirement Plan Advisors LLC | $393.3K | 9,732 | 0.16% | new | NEW |
| JPMORGAN CHASE & CO | $390.7K | 9,662 | 0.00% | 17q | +7.1%+$26.0K |
| Gotham Asset Management, LLC | $355.6K | 8,799 | 0.00% | 4q | -4.1%-$15.2K |
| MERCER GLOBAL ADVISORS INC /ADV | $350.4K | 8,670 | 0.00% | 12q | +12.8%+$39.8K |
| AdvisorNet Financial, Inc | $347.4K | 8,597 | 0.02% | 25q | +9.2%+$29.3K |
| James T. Borello RIA | $344.5K | 8,526 | 0.07% | 11q | HELD |
| Golden State Wealth Management, LLC | $342.3K | 8,469 | 0.03% | 9q | +1.3%+$4.2K |
| Janney Montgomery Scott LLC | $271.0K | 6,710 | 0.00% | 6q | HELD |
| FMR LLC | $264.2K | 6,538 | 0.00% | 22q | -8.1%-$23.3K |
| INSIGNEO ADVISORY SERVICES, LLC | $262.5K | 6,497 | 0.01% | 6q | HELD |
| Sanctuary Advisors, LLC | $260.8K | 6,455 | 0.00% | 9q | +2.2%+$5.6K |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | $258.2K | 6,391 | 0.09% | 9q | -1.6%-$4.3K |
| YARGER WEALTH STRATEGIES, LLC | $258.1K | 6,303 | 0.09% | 6q | HELD |
| Prospera Financial Services Inc | $253.6K | 6,276 | 0.00% | 4q | HELD |
| Creative Planning | $249.2K | 6,166 | 0.00% | 2q | +2.3%+$5.7K |
| Western Wealth Management, LLC | $245.7K | 6,079 | 0.01% | 2q | +5.7%+$13.3K |
| Bank of New York Mellon Corp | $239.5K | 5,928 | 0.00% | 3q | +2.6%+$6.2K |
Showing the largest 100 of 132 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 35 | $49.9M | 1,269,124 | 2 | 9 | 11 | 0.0% |
| Q2 2026 | 132 | $1.2B | 29,695,100 | 13 | 40 | 45 | 0.0% |
| Q1 2026 | 132 | $1.1B | 28,437,218 | 16 | 33 | 53 | 0.0% |
| Q4 2025 | 123 | $1.0B | 28,103,080 | 12 | 33 | 48 | 0.0% |
| Q3 2025 | 116 | $983.4M | 27,682,493 | 13 | 33 | 43 | 0.0% |
| Q2 2025 | 109 | $930.1M | 27,275,598 | 8 | 32 | 44 | 0.0% |
| Q1 2025 | 109 | $904.2M | 29,177,372 | 10 | 24 | 51 | 0.0% |
| Q4 2024 | 107 | $864.6M | 30,420,481 | 6 | 29 | 49 | 0.0% |
| Q3 2024 | 106 | $922.0M | 30,227,839 | 8 | 28 | 55 | 0.0% |
| Q2 2024 | 109 | $901.1M | 32,610,603 | 7 | 15 | 57 | 0.0% |
| Q1 2024 | 114 | $1.2B | 43,690,570 | 10 | 30 | 53 | 0.0% |
| Q4 2023 | 117 | $1.5B | 53,076,611 | 5 | 32 | 53 | 0.0% |
| Q3 2023 | 117 | $1.3B | 50,727,739 | 11 | 30 | 50 | 0.0% |
| Q2 2023 | 118 | $1.3B | 48,516,026 | 9 | 34 | 55 | 0.0% |
| Q1 2023 | 124 | $1.1B | 42,654,991 | 11 | 34 | 55 | 0.0% |
| Q4 2022 | 127 | $1.2B | 49,995,854 | 18 | 27 | 58 | 0.0% |
| Q3 2022 | 126 | $959.8M | 44,129,427 | 13 | 30 | 58 | 0.0% |
| Q2 2022 | 123 | $1.1B | 45,434,471 | 8 | 38 | 55 | 0.0% |
| Q1 2022 | 140 | $1.3B | 45,011,379 | 12 | 33 | 65 | 0.0% |
| Q4 2021 | 136 | $1.4B | 48,121,340 | 9 | 41 | 48 | 0.0% |
| Q3 2021 | 129 | $1.7B | 55,516,838 | 10 | 43 | 49 | 0.0% |
| Q2 2021 | 128 | $1.8B | 58,540,070 | 8 | 36 | 61 | 0.0% |
| Q1 2021 | 136 | $3.3B | 110,164,903 | 14 | 33 | 66 | 0.0% |
| Q4 2020 | 143 | $4.1B | 145,359,465 | 19 | 36 | 64 | 0.0% |
| Q3 2020 | 131 | $4.6B | 176,392,237 | 14 | 53 | 43 | 0.0% |
| Q2 2020 | 135 | $3.4B | 137,535,099 | 28 | 34 | 57 | 0.0% |
| Q1 2020 | 118 | $1.5B | 66,846,098 | 24 | 34 | 46 | 0.0% |
| Q4 2019 | 119 | $2.2B | 74,852,645 | 16 | 62 | 19 | 0.0% |
| Q3 2019 | 102 | $1.8B | 65,927,687 | 10 | 50 | 31 | 0.0% |
| Q2 2019 | 99 | $2.1B | 73,757,742 | 17 | 56 | 14 | 0.0% |
| Q1 2019 | 84 | $1.8B | 64,649,404 | 15 | 45 | 16 | 0.0% |
| Q4 2018 | 73 | $1.2B | 47,701,037 | 3 | 2 | 0 | 0.0% |