DaveManuel.com · Institutional Ownership · Who Owns It
SPDR SERIES TRUST (ROKT)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
52
Reporting holders
$49.2M
Reported value
2.9%
Calls
0.4%
Puts
+24
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $17.4M | 145,680 | 0.00% | 2q | +1522.6%+$16.3M |
| Cambridge Investment Research Advisors, Inc. | $3.4M | 28,826 | 0.00% | 3q | +204.5%+$2.3M |
| FLOW TRADERS U.S. LLC | $3.2M | 26,489 | 0.13% | new | NEW |
| URS Advisory LLC | $2.4M | 19,784 | 1.32% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $2.2M | 18,726 | 0.00% | 2q | +125.8%+$1.2M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.2M | 18,693 | 0.00% | 3q | +139.7%+$1.3M |
| LIBERTY ONE INVESTMENT MANAGEMENT, LLC | $2.1M | 17,766 | 0.21% | 2q | +45.9%+$667.9K |
| US BANCORP \DE\ | $2.1M | 17,436 | 0.00% | new | NEW |
| WealthBridge Capital Management, LLC | $1.8M | 15,172 | 0.36% | 6q | +8.1%+$135.4K |
| JOHNSON INVESTMENT COUNSEL INC | $1.4M | 11,939 | 0.01% | new | NEW |
| Benson Wealth Management INC | $1.2M | 10,425 | 1.25% | 2q | +98.5%+$618.0K |
| OSAIC HOLDINGS, INC. | $1.1M | 9,137 | 0.00% | 9q | +2049.9%+$1.0M |
| Belvedere Trading LLC | $872.2K CALL+PUT | options only | 0.00% | new | OPTIONS |
| HRT FINANCIAL LP | $823.0K | 6,892 | 0.00% | new | NEW |
| Endowment Wealth Management, Inc. | $775.0K | 6,487 | 0.30% | new | NEW |
| CITADEL ADVISORS LLC | $728.8K CALL | options only | 0.00% | 3q | OPTIONS |
| Flagship Private Wealth, LLC | $524.9K | 4,393 | 0.19% | new | NEW |
| Asset One Wealth Management LLC | $458.9K | 4,165 | 0.05% | new | NEW |
| Virtus Family Office LLC | $454.3K | 3,802 | 0.36% | 3q | HELD |
| COMPASS CAPITAL CORP /MA/ /ADV | $414.8K | 3,425 | 0.14% | 2q | +3.6%+$14.3K |
| Virginia Estate & Retirement Planning Advisors Inc. | $405.0K | 4,561 | 0.49% | new | NEW |
| JANE STREET GROUP, LLC | $369.1K | 3,089 | 0.00% | new | NEW |
| Fulcrum Equity Management | $361.0K | 3,021 | 0.26% | 2q | +3.2%+$11.4K |
| Wealthfront Advisers LLC | $354.5K | 2,967 | 0.00% | 3q | +11.2%+$35.7K |
| KINGSWOOD WEALTH ADVISORS, LLC | $311.9K | 2,611 | 0.01% | new | NEW |
| D.A. DAVIDSON & CO. | $281.3K | 2,354 | 0.00% | 3q | HELD |
| Aurora Private Wealth, Inc. | $271.0K | 2,267 | 0.17% | new | NEW |
| Cetera Investment Advisers | $220.6K | 1,846 | 0.00% | new | NEW |
| Arax Advisory Partners | $218.6K | 1,830 | 0.00% | new | NEW |
| Ankerstar Wealth, LLC | $149.2K | 1,249 | 0.13% | new | NEW |
| Innovative Asset Advisors Group, LLC | $113.5K | 950 | 0.05% | 2q | +216.7%+$77.7K |
| FIFTH THIRD BANCORP | $105.2K | 881 | 0.00% | 2q | -2.1%-$2.3K |
| Steward Partners Investment Advisory, LLC | $62.0K | 519 | 0.00% | new | NEW |
| SIMPLEX TRADING, LLC | $60.3K | 505 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $47.0K | 393 | 0.00% | 2q | +627.8%+$40.5K |
| North Star Investment Management Corp. | $42.4K | 355 | 0.00% | 28q | HELD |
| MORGAN STANLEY | $34.4K | 288 | 0.00% | 23q | +36.5%+$9.2K |
| Spire Wealth Management | $20.0K | 167 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $17.9K | 150 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $16.1K | 135 | 0.00% | new | NEW |
| UBS Group AG | $16.1K | 135 | 0.00% | new | NEW |
| BANK OF MONTREAL /CAN/ | $6.0K | 50 | 0.00% | 2q | HELD |
| HARBOUR INVESTMENTS, INC. | $5.9K | 49 | 0.00% | new | NEW |
| IFP Advisors, Inc | $5.4K | 45 | 0.00% | new | NEW |
| FMR LLC | $4.9K | 41 | 0.00% | 2q | -93.2%-$67.2K |
| JPMORGAN CHASE & CO | $4.1K | 35 | 0.00% | new | NEW |
| MCGUIRE CAPITAL ADVISORS INC | $3.0K | 25 | 0.00% | new | NEW |
| IFG Advisory, LLC | $3.0K | 25 | 0.00% | new | NEW |
| Aptus Capital Advisors, LLC | $1.2K | 10 | 0.00% | new | NEW |
| Founders Financial Alliance, LLC | $836 | 7 | 0.00% | new | NEW |
| BFC Planning, Inc. | $597 | 5 | 0.00% | 7q | -28.6% |
| WELLS FARGO & COMPANY/MN | $16 | none filed | 0.00% | 14q | -100.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 7 | $2.4M | 23,270 | 0 | 2 | 0 | 0.0% |
| Q2 2026 | 52 | $49.2M | 399,802 | 29 | 14 | 4 | 3.3% |
| Q1 2026 | 28 | $12.5M | 125,011 | 15 | 3 | 3 | 4.9% |
| Q4 2025 | 15 | $5.3M | 62,839 | 8 | 2 | 1 | 0.0% |
| Q3 2025 | 9 | $2.5M | 32,247 | 2 | 2 | 1 | 0.0% |
| Q2 2025 | 11 | $1.8M | 27,698 | 3 | 0 | 4 | 0.0% |
| Q1 2025 | 10 | $1.3M | 23,983 | 2 | 3 | 1 | 0.0% |
| Q4 2024 | 10 | $1.7M | 29,869 | 1 | 1 | 1 | 0.0% |
| Q3 2024 | 11 | $927.4K | 18,320 | 2 | 1 | 2 | 0.0% |
| Q2 2024 | 12 | $677.2K | 15,168 | 2 | 0 | 4 | 0.0% |
| Q1 2024 | 12 | $966.5K | 21,548 | 2 | 2 | 3 | 0.0% |
| Q4 2023 | 13 | $724.1K | 16,192 | 2 | 1 | 2 | 0.0% |
| Q3 2023 | 12 | $364.4K | 9,227 | 1 | 1 | 2 | 0.0% |
| Q2 2023 | 14 | $401.0K | 9,163 | 2 | 3 | 3 | 0.0% |
| Q1 2023 | 15 | $742.7K | 18,193 | 2 | 2 | 3 | 0.0% |
| Q4 2022 | 17 | $814.7K | 20,707 | 3 | 3 | 5 | 0.0% |
| Q3 2022 | 16 | $24.4M | 733,293 | 5 | 2 | 3 | 0.0% |
| Q2 2022 | 14 | $26.5M | 752,368 | 2 | 2 | 3 | 0.0% |
| Q1 2022 | 14 | $28.3M | 686,535 | 1 | 3 | 4 | 0.0% |
| Q4 2021 | 17 | $30.8M | 772,348 | 3 | 0 | 4 | 0.0% |
| Q3 2021 | 18 | $30.7M | 772,869 | 3 | 0 | 3 | 0.0% |
| Q2 2021 | 15 | $30.3M | 712,013 | 2 | 0 | 3 | 0.0% |
| Q1 2021 | 14 | $5.0M | 125,264 | 3 | 4 | 1 | 0.0% |
| Q4 2020 | 12 | $1.8M | 46,236 | 4 | 2 | 2 | 0.0% |
| Q3 2020 | 7 | $1.1M | 36,209 | 2 | 1 | 1 | 0.0% |
| Q2 2020 | 6 | $461.0K | 15,148 | 3 | 1 | 1 | 0.0% |
| Q1 2020 | 5 | $691.0K | 26,280 | 1 | 2 | 1 | 0.0% |
| Q4 2019 | 4 | $305.0K | 8,425 | 2 | 1 | 0 | 0.0% |
| Q3 2019 | 2 | $24.0K | 660 | 1 | 0 | 1 | 0.0% |
| Q2 2019 | 2 | $26.0K | 768 | 0 | 0 | 2 | 0.0% |
| Q1 2019 | 3 | $46.0K | 1,538 | 2 | 0 | 1 | 0.0% |
| Q4 2018 | 2 | $2.4M | 93,916 | 1 | 0 | 0 | 0.0% |