DaveManuel.com · Institutional Ownership · Who Owns It
LATTICE STRATEGIES ETF (ROUS)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
72
Reporting holders
$445.5M
Reported value
0.0%
Calls
0.0%
Puts
+6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| NorthRock Partners, LLC | $81.8M | 1,213,197 | 1.19% | 4q | -4.8%-$4.1M |
| Hartford Funds Management Co LLC | $54.0M | 801,483 | 4.32% | 31q | -7.5%-$4.4M |
| LPL Financial LLC | $52.3M | 775,856 | 0.01% | 31q | +7.0%+$3.4M |
| MORGAN STANLEY | $35.3M | 524,259 | 0.00% | 32q | +16.5%+$5.0M |
| RAYMOND JAMES FINANCIAL INC | $30.6M | 453,416 | 0.01% | 7q | +33.0%+$7.6M |
| AMERIPRISE FINANCIAL INC | $19.4M | 287,292 | 0.00% | 29q | -4.8%-$982.6K |
| JONES FINANCIAL COMPANIES LLLP | $17.5M | 263,718 | 0.01% | 9q | +60.4%+$6.6M |
| BANK OF AMERICA CORP /DE/ | $13.8M | 204,467 | 0.00% | 31q | +3.6%+$475.3K |
| ROYAL BANK OF CANADA | $12.3M | 182,951 | 0.00% | 31q | +0.9%+$109.1K |
| WELLS FARGO & COMPANY/MN | $10.9M | 161,990 | 0.00% | 31q | +106.4%+$5.6M |
| Western Wealth Management, LLC | $10.3M | 152,422 | 0.34% | 23q | +1.3%+$134.5K |
| Fermata Advisors, LLC | $8.3M | 122,530 | 1.67% | 11q | -1.7%-$140.2K |
| UBS Group AG | $7.5M | 111,703 | 0.00% | 31q | +101.2%+$3.8M |
| Cetera Investment Advisers | $7.1M | 105,346 | 0.01% | 10q | +5.4%+$362.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $6.8M | 101,057 | 0.01% | 31q | +15.6%+$917.9K |
| Marshall Financial Group, LLC | $5.8M | 85,786 | 0.84% | 6q | +1.5%+$85.9K |
| Rockefeller Capital Management L.P. | $5.4M | 79,934 | 0.01% | 4q | +12.5%+$598.4K |
| &PARTNERS | $4.6M | 68,129 | 0.02% | 2q | +161.0%+$2.8M |
| NewEdge Advisors, LLC | $4.3M | 64,399 | 0.01% | 11q | -7.9%-$374.4K |
| Vista Cima Wealth Management LLC | $4.2M | 62,780 | 3.15% | 7q | +1.2%+$49.1K |
| HARBOUR INVESTMENTS, INC. | $3.8M | 56,433 | 0.05% | 21q | +8.3%+$290.2K |
| Kingsview Wealth Management, LLC | $3.6M | 53,482 | 0.04% | 10q | -69.9%-$8.4M |
| Waverly Advisors, LLC | $3.5M | 51,331 | 0.02% | 3q | HELD |
| COLDSTREAM CAPITAL MANAGEMENT INC | $3.4M | 50,985 | 0.04% | 20q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $3.3M | 48,525 | 0.00% | 15q | +71.0%+$1.4M |
| OSAIC HOLDINGS, INC. | $3.2M | 46,803 | 0.00% | 26q | +24.3%+$617.1K |
| Main Street Financial Solutions, LLC | $2.9M | 43,382 | 0.19% | 19q | +35.5%+$766.6K |
| Stratos Wealth Partners, LTD. | $2.7M | 39,440 | 0.03% | 9q | +4.4%+$111.6K |
| Janney Montgomery Scott LLC | $2.5M | 37,068 | 0.00% | 11q | -3.5%-$91.1K |
| WCG Wealth Advisors LLC | $2.1M | 30,831 | 0.05% | 3q | HELD |
| Golden Bell Financial Planning LLC | $1.9M | 28,922 | 1.43% | 7q | -1.3%-$25.4K |
| TWO SIGMA INVESTMENTS, LP | $1.9M | 27,600 | 0.00% | new | NEW |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | $1.7M | 24,967 | 0.61% | 7q | +21.2%+$294.1K |
| First PREMIER Bank | $1.4M | 21,400 | 0.23% | 30q | HELD |
| Wagner Wealth Management, LLC | $1.3M | 19,726 | 0.25% | 16q | +0.8%+$11.2K |
| NATIXIS ADVISORS, LLC | $1.3M | 19,042 | 0.00% | new | NEW |
| GOLDMAN SACHS GROUP INC | $1.1M | 16,967 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.1M | 16,733 | 0.00% | 8q | +69.8%+$463.6K |
| Gladstone Institutional Advisory LLC | $920.4K | 13,656 | 0.03% | 7q | -14.8%-$159.9K |
| Private Advisor Group, LLC | $817.4K | 12,127 | 0.00% | 12q | +95.7%+$399.6K |
| Sanctuary Advisors, LLC | $702.4K | 10,422 | 0.00% | 9q | HELD |
| IEQ CAPITAL, LLC | $636.7K | 9,447 | 0.00% | 19q | HELD |
| AQR CAPITAL MANAGEMENT LLC | $537.6K | 7,976 | 0.00% | new | NEW |
| Mariner, LLC | $470.2K | 6,977 | 0.00% | 15q | -73.5%-$1.3M |
| RAM Investment Partners, LLC | $450.3K | 6,681 | 0.07% | 15q | HELD |
| J.W. COLE ADVISORS, INC. | $435.2K | 6,458 | 0.01% | new | NEW |
| Harborfront Financial Group LLC | $423.9K | 6,289 | 1.60% | 2q | +11.1%+$42.5K |
| ENVESTNET ASSET MANAGEMENT INC | $420.9K | 6,244 | 0.00% | 30q | HELD |
| Perennial Investment Advisors, LLC | $413.9K | 6,141 | 0.03% | new | NEW |
| STIFEL FINANCIAL CORP | $369.8K | 5,487 | 0.00% | 4q | +2.4%+$8.8K |
| CITIGROUP INC | $362.5K | 5,379 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $334.1K | 4,956 | 0.00% | 15q | +15.4%+$44.6K |
| Summit Financial, LLC | $318.4K | 4,724 | 0.00% | 4q | HELD |
| HighTower Advisors, LLC | $287.7K | 4,269 | 0.00% | 13q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $276.5K | 4,134 | 0.02% | 2q | +163.0%+$171.4K |
| Total Clarity Wealth Management, Inc. | $273.2K | 4,053 | 0.05% | new | NEW |
| Mission Financial Group, LLC | $258.1K | 3,830 | 0.21% | 3q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $233.0K | 3,471 | 0.00% | new | NEW |
| Lido Advisors, LLC | $223.1K | 3,310 | 0.00% | new | NEW |
| Henderson Brothers Financial Partners, LLC | $208.7K | 3,097 | 0.10% | 3q | -49.7%-$206.4K |
| Allworth Financial LP | $179.6K | 2,665 | 0.00% | 14q | +31.9%+$43.5K |
| UMB Bank, n.a. | $178.6K | 2,650 | 0.00% | 3q | HELD |
| James T. Borello RIA | $178.6K | 2,650 | 0.04% | 11q | HELD |
| FMR LLC | $172.0K | 2,551 | 0.00% | 22q | -2.0%-$3.6K |
| Russell Investments Group, Ltd. | $145.1K | 2,152 | 0.00% | 9q | HELD |
| Global Retirement Partners, LLC | $115.6K | 1,715 | 0.00% | 9q | -10.4%-$13.5K |
| Medallion Wealth Advisors, LLC | $93.9K | 1,393 | 0.03% | 7q | HELD |
| ASSETMARK, INC | $67.4K | 1,000 | 0.00% | 5q | HELD |
| VANGUARD ADVISERS INC | $38.9K | 577 | 0.00% | 2q | -7.2%-$3.0K |
| JPMORGAN CHASE & CO | $38.3K | 570 | 0.00% | 2q | -13.4%-$5.9K |
| Farther Finance Advisors, LLC | $26.2K | 388 | 0.00% | 4q | HELD |
| Quest 10 Wealth Builders, Inc. | $23.7K | 351 | 0.02% | 6q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 13 | $29.3M | 453,797 | 1 | 3 | 3 | 0.0% |
| Q2 2026 | 72 | $445.5M | 6,614,142 | 10 | 29 | 15 | 0.0% |
| Q1 2026 | 66 | $367.4M | 6,225,542 | 5 | 21 | 20 | 0.0% |
| Q4 2025 | 65 | $340.5M | 5,899,438 | 5 | 22 | 17 | 0.0% |
| Q3 2025 | 65 | $362.1M | 6,300,997 | 9 | 18 | 22 | 0.0% |
| Q2 2025 | 60 | $344.2M | 6,410,891 | 5 | 18 | 22 | 0.0% |
| Q1 2025 | 61 | $331.9M | 6,524,353 | 6 | 21 | 19 | 0.0% |
| Q4 2024 | 59 | $326.7M | 6,418,740 | 6 | 24 | 16 | 0.0% |
| Q3 2024 | 50 | $366.2M | 7,110,279 | 2 | 19 | 15 | 0.0% |
| Q2 2024 | 50 | $322.6M | 6,706,220 | 4 | 8 | 22 | 0.0% |
| Q1 2024 | 48 | $361.3M | 7,511,715 | 4 | 16 | 16 | 0.0% |
| Q4 2023 | 45 | $324.7M | 7,378,059 | 5 | 15 | 16 | 0.0% |
| Q3 2023 | 40 | $319.6M | 7,957,181 | 3 | 9 | 17 | 0.0% |
| Q2 2023 | 42 | $364.1M | 8,786,661 | 3 | 9 | 21 | 0.0% |
| Q1 2023 | 45 | $373.7M | 9,369,971 | 4 | 13 | 14 | 0.0% |
| Q4 2022 | 46 | $351.2M | 8,997,796 | 7 | 13 | 18 | 0.0% |
| Q3 2022 | 44 | $256.2M | 7,252,065 | 7 | 9 | 19 | 0.0% |
| Q2 2022 | 41 | $306.7M | 8,175,590 | 2 | 10 | 17 | 0.0% |
| Q1 2022 | 45 | $264.2M | 6,276,326 | 7 | 12 | 19 | 0.0% |
| Q4 2021 | 42 | $324.3M | 7,363,157 | 6 | 15 | 13 | 0.0% |
| Q3 2021 | 35 | $291.7M | 7,321,717 | 0 | 11 | 15 | 0.0% |
| Q2 2021 | 41 | $304.9M | 7,594,954 | 5 | 16 | 12 | 0.0% |
| Q1 2021 | 40 | $251.3M | 6,668,093 | 6 | 13 | 16 | 0.0% |
| Q4 2020 | 37 | $195.2M | 5,561,792 | 6 | 9 | 16 | 0.0% |
| Q3 2020 | 30 | $173.1M | 5,586,643 | 3 | 5 | 15 | 0.0% |
| Q2 2020 | 33 | $197.3M | 6,562,044 | 2 | 10 | 18 | 0.0% |
| Q1 2020 | 37 | $159.5M | 6,140,472 | 7 | 11 | 14 | 0.0% |
| Q4 2019 | 36 | $242.3M | 7,302,357 | 4 | 14 | 10 | 0.0% |
| Q3 2019 | 35 | $222.6M | 6,909,831 | 3 | 15 | 10 | 0.0% |
| Q2 2019 | 34 | $199.3M | 6,296,021 | 7 | 14 | 8 | 0.0% |
| Q1 2019 | 30 | $194.3M | 6,289,273 | 7 | 8 | 9 | 0.0% |
| Q4 2018 | 24 | $156.3M | 5,613,305 | 0 | 1 | 1 | 0.0% |