DaveManuel.com · Institutional Ownership · Who Owns It
SABA CAPITAL INCOME & OPPORT (SABA)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
83
Reporting holders
$120.8M
Reported value
0.0%
Calls
0.0%
Puts
-4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $22.6M | 2,711,592 | 1.08% | 8q | -5.1%-$1.2M |
| Saba Capital Management, L.P. | $18.3M | 2,190,968 | 0.47% | 9q | HELD |
| TORONTO DOMINION BANK | $9.0M | 1,072,525 | 0.01% | 2q | HELD |
| Focus Partners Wealth | $8.4M | 1,008,095 | 0.01% | 3q | -3.5%-$307.8K |
| Thomas J. Herzfeld Advisors, Inc. | $7.4M | 891,603 | 2.29% | 9q | +15.1%+$977.7K |
| FLAX POND CAPITAL, LLC | $5.1M | 613,004 | 1.89% | 3q | +104.8%+$2.6M |
| Shaker Financial Services, LLC | $4.9M | 590,213 | 1.54% | 8q | +1.7%+$82.2K |
| ENVESTNET ASSET MANAGEMENT INC | $4.8M | 578,039 | 0.00% | 9q | +62.4%+$1.9M |
| SCOTIA CAPITAL INC. | $3.6M | 433,895 | 0.01% | 9q | -2.1%-$78.0K |
| Invesco Ltd. | $3.3M | 391,374 | 0.00% | 9q | -5.6%-$195.6K |
| Almitas Capital LLC | $2.9M | 347,826 | 0.70% | 3q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $2.8M | 333,996 | 0.35% | 8q | +8.9%+$228.7K |
| Fiera Capital Corp | $2.8M | 330,990 | 0.01% | 9q | +3.4%+$91.2K |
| Advisors Asset Management, Inc. | $2.4M | 284,797 | 0.04% | 6q | +9.4%+$203.7K |
| Hara Capital LLC | $2.1M | 251,358 | 1.11% | 8q | -10.8%-$253.9K |
| TrueMark Investments, LLC | $2.0M | 244,129 | 0.26% | 4q | +8.6%+$162.2K |
| MORGAN STANLEY | $1.7M | 204,889 | 0.00% | 9q | -2.8%-$48.7K |
| Closed-End Fund Advisors, Inc. | $1.7M | 204,065 | 1.66% | 3q | +1.8%+$29.5K |
| QUANTIFY CHAOS ADVISORS, LLC | $1.6M | 194,270 | 4.57% | 3q | +0.9%+$13.9K |
| CSS LLC/IL | $1.5M | 181,833 | 0.06% | 9q | +6.3%+$89.6K |
| DOLIVER ADVISORS, LP | $1.2M | 140,000 | 0.26% | new | NEW |
| Comprehensive Money Management Services LLC | $1.1M | 127,548 | 0.67% | 7q | +1.3%+$13.8K |
| Baird Financial Group, Inc. | $759.6K | 90,968 | 0.00% | 9q | -9.9%-$83.2K |
| RAYMOND JAMES FINANCIAL INC | $745.4K | 89,271 | 0.00% | 7q | -1.7%-$12.7K |
| CHOREO, LLC | $571.8K | 68,484 | 0.01% | 9q | +3.2%+$18.0K |
| OSAIC HOLDINGS, INC. | $550.4K | 65,914 | 0.00% | 9q | +230.8%+$384.0K |
| Marex Group Ltd | $517.8K | 62,017 | 0.00% | 2q | +20.8%+$89.1K |
| RPO LLC | $416.7K | 49,907 | 1.37% | 2q | -59.5%-$611.5K |
| LEGACY FINANCIAL INDEPENDENT ADVISORS LLC | $366.7K | 43,916 | 0.17% | 2q | -12.8%-$53.6K |
| Visionary Horizons, LLC | $366.4K | 43,876 | 0.15% | 9q | -4.2%-$15.9K |
| LPL Financial LLC | $337.8K | 40,458 | 0.00% | 9q | +18.2%+$52.1K |
| KELLEHER FINANCIAL ADVISORS | $335.3K | 40,161 | 0.05% | new | NEW |
| Gridiron Partners, LLC | $333.1K | 40,182 | 0.17% | 8q | +4.0%+$12.7K |
| Capital Investment Advisors, LLC | $256.9K | 30,771 | 0.00% | 3q | +55.4%+$91.6K |
| EVERGREEN CAPITAL MANAGEMENT LLC | $253.2K | 30,318 | 0.00% | 9q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $246.9K | 29,570 | 0.00% | 3q | +13.1%+$28.6K |
| Avion Wealth | $233.0K | 27,937 | 0.04% | 9q | -3.3%-$8.1K |
| Gilman Hill Asset Management, LLC | $208.8K | 25,000 | 0.03% | 8q | HELD |
| NOMURA HOLDINGS INC | $200.4K | 24,000 | 0.00% | new | NEW |
| K2 PRINCIPAL FUND, L.P. | $189.5K | 22,700 | 0.01% | 8q | HELD |
| UHLMANN PRICE SECURITIES, LLC | $175.9K | 21,063 | 0.01% | 4q | +43.4%+$53.2K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $168.8K | 20,212 | 0.01% | 9q | HELD |
| Independent Advisor Alliance | $143.8K | 17,225 | 0.00% | 9q | -8.0%-$12.5K |
| Harbour Capital Advisors, LLC | $143.2K | 17,505 | 0.03% | 9q | -2.8%-$4.0K |
| MELFA WEALTH MANAGEMENT, INC. | $140.9K | 16,875 | 0.08% | 9q | HELD |
| PATRON PARTNERS, LLC | $137.7K | 16,490 | 0.05% | 9q | HELD |
| Clear Creek Financial Management, LLC | $128.5K | 15,391 | 0.01% | 6q | +4.9%+$6.0K |
| HighTower Advisors, LLC | $126.6K | 15,156 | 0.00% | 9q | -13.6%-$19.8K |
| Steward Partners Investment Advisory, LLC | $119.0K | 14,251 | 0.00% | 9q | HELD |
| HARBOUR INVESTMENTS, INC. | $116.1K | 13,901 | 0.00% | 8q | HELD |
| ROYAL BANK OF CANADA | $112.0K | 13,508 | 0.00% | 9q | -40.7%-$76.8K |
| UBS Group AG | $104.5K | 12,514 | 0.00% | 9q | +24.2%+$20.4K |
| HB Wealth Management, LLC | $104.4K | 12,500 | 0.00% | 4q | HELD |
| Farther Finance Advisors, LLC | $101.9K | 12,216 | 0.00% | 4q | HELD |
| Winter & Associates, Inc. | $99.4K | 11,908 | 0.07% | 3q | -70.0%-$231.8K |
| Joel Isaacson & Co., LLC | $96.0K | 11,500 | 0.00% | 4q | HELD |
| SHRIER WEALTH MANAGEMENT, LLC | $94.8K | 11,349 | 0.03% | 3q | HELD |
| Rock Point Advisors, LLC | $85.3K | 10,216 | 0.02% | 8q | HELD |
| Abel Hall, LLC | $83.5K | 10,000 | 0.01% | 5q | HELD |
| IFG Advisory, LLC | $59.2K | 7,085 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $45.6K | 5,461 | 0.00% | 9q | +9.2%+$3.8K |
| LRI Investments, LLC | $41.8K | 5,000 | 0.00% | new | NEW |
| Clearstead Advisors, LLC | $41.1K | 4,917 | 0.00% | 9q | HELD |
| Allworth Financial LP | $40.8K | 4,882 | 0.00% | 9q | HELD |
| JNBA Financial Advisors | $29.1K | 3,487 | 0.00% | 9q | HELD |
| Axiom Investment Management LLC | $21.0K | 2,513 | 0.01% | 2q | HELD |
| Rockefeller Capital Management L.P. | $20.5K | 2,459 | 0.00% | 4q | +62.1%+$7.9K |
| North Star Investment Management Corp. | $17.0K | 2,035 | 0.00% | 9q | HELD |
| Noble Wealth Management PBC | $12.5K | 1,500 | 0.01% | 6q | HELD |
| Investors Research Corp | $11.1K | 1,335 | 0.00% | 9q | HELD |
| Medallion Wealth Advisors, LLC | $4.8K | 575 | 0.00% | 7q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $4.2K | 500 | 0.00% | 3q | HELD |
| SOA Wealth Advisors, LLC. | $2.7K | 325 | 0.00% | 9q | HELD |
| Atlantic Union Bankshares Corp | $2.5K | 300 | 0.00% | 5q | HELD |
| Gould Capital, LLC | $2.5K | 300 | 0.00% | 9q | HELD |
| TOUNJIAN ADVISORY PARTNERS, LLC | $1.8K | 220 | 0.00% | new | NEW |
| Elevated Capital Advisors, LLC | $1.4K | 168 | 0.00% | 3q | HELD |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | $1.0K | 125 | 0.00% | new | NEW |
| JFS WEALTH ADVISORS, LLC | $610 | 73 | 0.00% | new | NEW |
| SIGNATUREFD, LLC | $543 | 65 | 0.00% | 9q | HELD |
| Glen Eagle Advisors, LLC | $430 | 52 | 0.00% | 8q | +4.0% |
| CoreCap Advisors, LLC | $418 | 50 | 0.00% | 8q | HELD |
| WINMILL & CO. INC | $142 | 17 | 0.00% | 9q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 23 | $9.9M | 1,243,326 | 3 | 5 | 2 | 0.0% |
| Q2 2026 | 83 | $120.8M | 14,469,683 | 8 | 25 | 17 | 0.0% |
| Q1 2026 | 87 | $117.6M | 14,130,423 | 9 | 26 | 19 | 0.0% |
| Q4 2025 | 87 | $119.8M | 14,519,864 | 11 | 18 | 27 | 0.0% |
| Q3 2025 | 74 | $134.2M | 15,060,464 | 8 | 16 | 21 | 0.0% |
| Q2 2025 | 79 | $130.2M | 14,161,046 | 7 | 24 | 21 | 0.0% |
| Q1 2025 | 86 | $122.6M | 14,088,356 | 14 | 20 | 27 | 0.0% |
| Q4 2024 | 83 | $130.8M | 14,438,596 | 8 | 23 | 17 | 0.0% |
| Q3 2024 | 77 | $115.9M | 13,626,681 | 21 | 26 | 11 | 0.0% |
| Q2 2024 | 73 | $92.7M | 11,876,297 | 68 | 0 | 6 | 0.0% |
| Q1 2024 | 101 | $109.1M | 28,513,197 | 17 | 23 | 32 | 0.0% |
| Q4 2023 | 111 | $98.9M | 26,085,789 | 19 | 20 | 37 | 0.0% |
| Q3 2023 | 109 | $249.1M | 64,566,389 | 14 | 25 | 30 | 0.0% |
| Q2 2023 | 106 | $272.3M | 65,680,664 | 19 | 24 | 26 | 0.0% |
| Q1 2023 | 97 | $274.9M | 62,482,562 | 12 | 26 | 27 | 0.0% |
| Q4 2022 | 99 | $268.3M | 61,975,808 | 13 | 24 | 33 | 0.0% |
| Q3 2022 | 97 | $289.1M | 71,027,757 | 12 | 18 | 27 | 0.0% |
| Q2 2022 | 105 | $300.5M | 68,142,356 | 6 | 33 | 33 | 0.0% |
| Q1 2022 | 116 | $287.1M | 57,070,171 | 17 | 24 | 37 | 0.0% |
| Q4 2021 | 118 | $478.2M | 92,139,343 | 17 | 22 | 40 | 0.0% |
| Q3 2021 | 127 | $450.3M | 83,652,758 | 6 | 30 | 37 | 0.0% |
| Q2 2021 | 128 | $354.3M | 63,263,753 | 5 | 35 | 49 | 0.0% |
| Q1 2021 | 133 | $333.7M | 62,832,643 | 9 | 29 | 52 | 0.0% |
| Q4 2020 | 150 | $327.6M | 59,505,956 | 17 | 28 | 53 | 0.0% |
| Q3 2020 | 139 | $256.4M | 47,925,897 | 7 | 25 | 54 | 0.0% |
| Q2 2020 | 140 | $256.0M | 47,666,373 | 7 | 39 | 43 | 0.0% |
| Q1 2020 | 147 | $245.9M | 45,953,641 | 16 | 33 | 54 | 0.0% |
| Q4 2019 | 145 | $390.4M | 63,712,505 | 17 | 44 | 40 | 0.0% |
| Q3 2019 | 129 | $304.9M | 49,665,020 | 7 | 32 | 34 | 0.0% |
| Q2 2019 | 131 | $318.0M | 50,026,088 | 10 | 48 | 23 | 0.0% |
| Q1 2019 | 140 | $342.0M | 53,535,427 | 13 | 41 | 30 | 0.0% |
| Q4 2018 | 146 | $424.5M | 69,615,254 | 1 | 4 | 1 | 0.0% |