DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHNG TRADED FD VI (SAUG)
Institutional ownership reported to the SEC as of Q2 2026, across 13 quarters.
54
Reporting holders
$39.7M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | $3.1M | 111,965 | 0.00% | 7q | -0.9%-$28.6K |
| ENVESTNET ASSET MANAGEMENT INC | $2.8M | 99,209 | 0.00% | 12q | +54.6%+$973.2K |
| ACORN FINANCIAL ADVISORY SERVICES INC /ADV | $2.4M | 87,337 | 0.32% | 7q | HELD |
| Cetera Investment Advisers | $2.4M | 85,959 | 0.00% | 12q | -5.9%-$150.8K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.9M | 66,955 | 0.00% | 4q | +114.7%+$993.4K |
| Kestra Advisory Services, LLC | $1.8M | 66,523 | 0.01% | 12q | -32.7%-$895.9K |
| BFI Wealth Solutions, LLC | $1.7M | 59,668 | 1.23% | 3q | +4.0%+$63.9K |
| OSAIC HOLDINGS, INC. | $1.6M | 57,556 | 0.00% | 12q | -3.8%-$63.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.5M | 55,773 | 0.00% | 11q | -15.4%-$282.9K |
| INDEPENDENT FINANCIAL GROUP, LLC | $1.5M | 55,464 | 0.03% | 12q | -6.1%-$99.6K |
| TRUIST FINANCIAL CORP | $1.5M | 54,061 | 0.00% | 11q | +7.2%+$101.4K |
| LPL Financial LLC | $1.3M | 46,718 | 0.00% | 6q | -31.4%-$594.5K |
| SECURED RETIREMENT ADVISORS, LLC | $1.2M | 42,587 | 0.61% | 11q | -7.8%-$100.7K |
| Global Assets Advisory, LLC | $1.1M | 39,535 | 0.24% | new | NEW |
| HRT FINANCIAL LP | $971.0K | 34,960 | 0.00% | new | NEW |
| Grantvest Financial Group LLC | $918.9K | 33,082 | 0.53% | 7q | -12.5%-$131.8K |
| NewEdge Advisors, LLC | $907.8K | 32,683 | 0.00% | 12q | -8.6%-$85.7K |
| FIDUCIARY FINANCIAL ADVISORS | $888.2K | 31,979 | 0.09% | new | NEW |
| NorthCrest Asset Manangement, LLC | $868.0K | 31,168 | 0.02% | 12q | HELD |
| Ignite Planners, LLC | $801.0K | 28,838 | 0.11% | 8q | -2.4%-$19.9K |
| Ameritas Investment Partners, Inc. | $775.5K | 27,920 | 0.02% | 11q | -1.6%-$12.2K |
| Cambridge Investment Research Advisors, Inc. | $695.0K | 25,028 | 0.00% | 8q | -4.3%-$30.9K |
| Crusonia Wealth Advisors LLC | $555.5K | 20,000 | 0.09% | 3q | HELD |
| Vise Technologies, Inc. | $528.9K | 19,044 | 0.01% | 4q | -14.0%-$85.9K |
| Foundations Investment Advisors, LLC | $515.2K | 18,549 | 0.01% | 8q | HELD |
| WEALTHGARDEN F.S. LLC | $508.2K | 18,298 | 0.29% | 9q | HELD |
| Prospera Financial Services Inc | $467.7K | 16,839 | 0.01% | 12q | -0.6%-$2.8K |
| CITADEL ADVISORS LLC | $404.5K | 14,564 | 0.00% | new | NEW |
| SILVER OAK SECURITIES, INCORPORATED | $359.8K | 12,953 | 0.02% | 3q | -2.5%-$9.2K |
| Capital Analysts, LLC | $359.0K | 12,924 | 0.01% | 12q | HELD |
| Rockefeller Capital Management L.P. | $318.3K | 11,460 | 0.00% | 7q | -5.3%-$17.9K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $297.2K | 10,700 | 0.00% | 5q | HELD |
| Wood Tarver Financial Group, LLC | $296.0K | 10,689 | 0.07% | 7q | HELD |
| HARBOUR INVESTMENTS, INC. | $292.1K | 10,516 | 0.00% | 11q | -14.4%-$49.3K |
| Kovack Advisors, Inc. | $259.8K | 9,350 | 0.01% | 3q | +2.3%+$5.9K |
| Integrated Advisors Network LLC | $230.9K | 8,312 | 0.01% | 8q | HELD |
| Diligent Investors, LLC | $226.4K | 8,150 | 0.05% | 4q | HELD |
| Sigma Planning Corp | $204.1K | 7,347 | 0.01% | new | NEW |
| Steward Partners Investment Advisory, LLC | $187.5K | 6,750 | 0.00% | 12q | HELD |
| MTM Investment Management, LLC | $182.2K | 6,560 | 0.05% | 8q | HELD |
| DHJJ Financial Advisors, Ltd. | $181.3K | 6,528 | 0.05% | 11q | -3.0%-$5.6K |
| Spire Wealth Management | $173.1K | 6,231 | 0.01% | 7q | HELD |
| SOA Wealth Advisors, LLC. | $95.3K | 3,430 | 0.02% | 11q | -11.4%-$12.2K |
| Benson Wealth Management INC | $87.9K | 3,164 | 0.09% | 3q | HELD |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $85.1K | 3,064 | 0.00% | 8q | -49.1%-$82.0K |
| AE Wealth Management LLC | $80.2K | 2,888 | 0.00% | 7q | -22.5%-$23.3K |
| CX Institutional | $78.0K | 2,824 | 0.00% | 3q | HELD |
| AMERIFLEX GROUP, INC. | $23.6K | 850 | 0.01% | 4q | HELD |
| LANARK FINANCIAL, INC. | $23.4K | 843 | 0.00% | 3q | HELD |
| MORGAN STANLEY | $20.2K | 727 | 0.00% | 3q | HELD |
| Geneos Wealth Management Inc. | $18.4K | 662 | 0.00% | 4q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $18.1K | 31,808? | 0.00% | 4q | |
| Farther Finance Advisors, LLC | $9.7K | 350 | 0.00% | 2q | HELD |
| BFC Planning, Inc. | $4.8K | 172 | 0.00% | 7q | HELD |
| Integrity Financial Corp /WA | $1.0K | 36 | 0.00% | 4q | -45.5% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 19 | $12.5M | 459,371 | 5 | 5 | 2 | 0.0% |
| Q2 2026 | 54 | $39.7M | 1,429,742 | 5 | 5 | 23 | 0.0% |
| Q1 2026 | 55 | $34.8M | 1,351,450 | 2 | 6 | 24 | 0.0% |
| Q4 2025 | 57 | $41.7M | 1,632,244 | 7 | 9 | 18 | 0.0% |
| Q3 2025 | 53 | $47.9M | 1,913,668 | 12 | 13 | 16 | 0.0% |
| Q2 2025 | 42 | $54.2M | 2,314,863 | 2 | 11 | 17 | 0.0% |
| Q1 2025 | 46 | $53.4M | 2,381,399 | 3 | 7 | 21 | 0.0% |
| Q4 2024 | 49 | $42.3M | 1,795,697 | 8 | 18 | 10 | 0.0% |
| Q3 2024 | 45 | $39.4M | 1,687,427 | 14 | 19 | 7 | 0.0% |
| Q2 2024 | 33 | $23.5M | 1,080,664 | 1 | 5 | 15 | 0.0% |
| Q1 2024 | 34 | $26.3M | 1,199,562 | 6 | 12 | 6 | 0.0% |
| Q4 2023 | 33 | $25.8M | 1,223,134 | 17 | 8 | 4 | 0.0% |
| Q3 2023 | 17 | $10.1M | 514,485 | 17 | 0 | 0 | 0.0% |