DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE-TRADED FD (SCIO)
Institutional ownership reported to the SEC as of Q2 2026, across 21 quarters.
96
Reporting holders
$379.3M
Reported value
0.0%
Calls
0.0%
Puts
+16
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| STRATEGIC PLANNING GROUP, LLC | $59.3M | 2,869,793 | 6.46% | 4q | +20.1%+$9.9M |
| MORGAN STANLEY | $45.9M | 2,222,742 | 0.00% | 2q | +78.9%+$20.3M |
| LPL Financial LLC | $44.3M | 2,143,132 | 0.01% | 3q | +131.6%+$25.2M |
| Ferguson Shapiro LLC | $20.1M | 972,151 | 5.88% | 3q | +16.0%+$2.8M |
| FIRST TRUST ADVISORS LP | $13.8M | 668,221 | 0.01% | 8q | +165.3%+$8.6M |
| Capital Investment Counsel, LLC | $13.6M | 657,747 | 1.68% | 3q | +44.5%+$4.2M |
| ROYAL BANK OF CANADA | $13.3M | 641,554 | 0.00% | 2q | +65.4%+$5.2M |
| Kestra Advisory Services, LLC | $11.9M | 575,530 | 0.04% | 3q | +1.3%+$151.8K |
| Uniting Wealth Partners, LLC | $11.1M | 538,617 | 2.26% | 2q | +98.1%+$5.5M |
| LEGACY CAPITAL WEALTH MANAGEMENT, LLC | $11.0M | 530,567 | 5.04% | 3q | +15.1%+$1.4M |
| First Heartland Consultants, Inc. | $10.3M | 500,173 | 0.67% | 2q | -2.7%-$282.7K |
| Beaumont Financial Advisors, LLC | $8.8M | 427,102 | 0.56% | 2q | +21.7%+$1.6M |
| COMMONWEALTH EQUITY SERVICES, LLC | $8.7M | 421,970 | 0.01% | 5q | +15.6%+$1.2M |
| Delta Investment Management, LLC | $6.8M | 329,490 | 1.12% | 4q | +11.4%+$696.7K |
| HARBOUR INVESTMENTS, INC. | $6.1M | 293,563 | 0.08% | 6q | +7.2%+$409.0K |
| CHANNEL WEALTH LLC | $5.9M | 286,993 | 1.33% | 2q | +302.3%+$4.5M |
| Brendel Financial Advisors LLC | $5.4M | 262,638 | 2.51% | 2q | HELD |
| Snowden Capital Advisors LLC | $4.7M | 228,957 | 0.11% | 5q | +7.3%+$323.7K |
| ENVESTNET ASSET MANAGEMENT INC | $4.5M | 219,175 | 0.00% | 2q | +74.3%+$1.9M |
| Foundations Investment Advisors, LLC | $4.2M | 204,157 | 0.04% | 4q | +1.3%+$52.9K |
| &PARTNERS | $4.1M | 197,804 | 0.02% | new | NEW |
| Farther Finance Advisors, LLC | $3.2M | 154,460 | 0.02% | 4q | +57.7%+$1.2M |
| CoreCap Advisors, LLC | $3.0M | 146,884 | 0.09% | new | NEW |
| CRUX WEALTH ADVISORS | $2.9M | 140,303 | 1.01% | 3q | +0.8%+$22.2K |
| Triad Wealth Partners, LLC | $2.7M | 130,301 | 0.16% | new | NEW |
| Dynamic Advisor Solutions LLC | $2.6M | 124,433 | 0.07% | 3q | +56.6%+$929.4K |
| Prosperity Financial Group, Inc. | $2.6M | 123,997 | 0.79% | 3q | +84.6%+$1.2M |
| Meridian Wealth Management, LLC | $2.5M | 119,669 | 0.08% | 3q | +31.4%+$591.1K |
| Centennial Wealth Advisory LLC | $2.4M | 118,426 | 0.53% | new | NEW |
| Sanctuary Advisors, LLC | $2.4M | 118,304 | 0.01% | 4q | +0.6%+$14.9K |
| Cetera Investment Advisers | $2.4M | 117,552 | 0.00% | 4q | +24.4%+$477.1K |
| HighTower Advisors, LLC | $2.3M | 110,945 | 0.00% | 4q | +86.3%+$1.1M |
| JANE STREET GROUP, LLC | $1.9M | 94,142 | 0.00% | 3q | +33.3%+$485.9K |
| NewEdge Advisors, LLC | $1.9M | 92,342 | 0.01% | 2q | +260.9%+$1.4M |
| OSAIC HOLDINGS, INC. | $1.9M | 91,676 | 0.00% | 5q | +2.7%+$50.4K |
| Philip James Wealth Mangement, LLC | $1.9M | 90,246 | 0.21% | 4q | -7.0%-$140.6K |
| Independent Wealth Network Inc. | $1.7M | 81,964 | 0.43% | 2q | +8.4%+$131.3K |
| WEDBUSH SECURITIES INC | $1.6M | 79,720 | 0.04% | 3q | +120.2%+$899.7K |
| Avior Wealth Management, LLC | $1.5M | 71,617 | 0.04% | 2q | -27.2%-$551.9K |
| Maia Wealth LLC | $1.4M | 69,806 | 0.21% | 2q | +24.0%+$278.9K |
| Wagner Wealth Management, LLC | $1.4M | 68,684 | 0.26% | 5q | +2.0%+$27.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.4M | 66,932 | 0.00% | 2q | +60.6%+$522.2K |
| ASSETMARK, INC | $1.3M | 64,864 | 0.00% | new | NEW |
| Brookstone Capital Management | $1.1M | 53,753 | 0.01% | 3q | +2.9%+$31.3K |
| WINEBRENNER CAPITAL MANAGEMENT LLC | $1.0M | 49,176 | 0.62% | 6q | -9.6%-$108.1K |
| Private Advisor Group, LLC | $955.3K | 46,218 | 0.00% | new | NEW |
| Envestnet Portfolio Solutions, Inc. | $941.3K | 45,540 | 0.00% | new | NEW |
| Triton Wealth Management, PLLC | $925.6K | 44,910 | 0.28% | 4q | +13.1%+$107.0K |
| RFG Advisory, LLC | $895.4K | 43,317 | 0.01% | 4q | -34.4%-$469.1K |
| Sigma Planning Corp | $823.0K | 39,814 | 0.02% | 2q | -4.9%-$42.0K |
| FLOW TRADERS U.S. LLC | $812.0K | 39,290 | 0.03% | 2q | +33.8%+$205.2K |
| Steward Partners Investment Advisory, LLC | $811.4K | 39,254 | 0.00% | 4q | +25.1%+$162.9K |
| Maridea Wealth Management LLC | $794.7K | 38,448 | 0.09% | 3q | +3.6%+$27.7K |
| Gladstone Institutional Advisory LLC | $749.7K | 36,268 | 0.02% | 2q | +11.0%+$74.2K |
| Janney Montgomery Scott LLC | $608.0K | 29,393 | 0.00% | 2q | +32.1%+$147.7K |
| Atria Investments, Inc | $565.0K | 27,333 | 0.01% | 4q | +23.9%+$109.0K |
| PARK AVENUE SECURITIES LLC | $564.0K | 27,292 | 0.00% | 2q | +91.5%+$269.6K |
| MML INVESTORS SERVICES, LLC | $549.9K | 26,606 | 0.00% | new | NEW |
| BAM Wealth Management, LLC | $448.7K | 21,709 | 0.28% | 2q | +42.3%+$133.5K |
| StoneX Group Inc. | $438.2K | 21,202 | 0.02% | new | NEW |
| Coppell Advisory Solutions LLC | $427.2K | 1,302? | 0.04% | new | |
| Cambridge Investment Research Advisors, Inc. | $416.0K | 20,130 | 0.00% | new | NEW |
| Centerpoint Advisory Group | $407.7K | 19,724 | 0.26% | 2q | +42.0%+$120.7K |
| Providence First Trust Co | $362.1K | 17,516 | 0.10% | new | NEW |
| NI ACQUISITIONS COMPANY, LLC | $336.3K | 1,366? | 0.14% | new | |
| MGO ONE SEVEN LLC | $331.8K | 16,050 | 0.01% | 3q | HELD |
| Arkadios Wealth Advisors | $322.2K | 15,590 | 0.00% | 4q | -81.0%-$1.4M |
| EdgeRock Capital LLC | $288.9K | 13,977 | 0.07% | new | NEW |
| Accurate Wealth Management, LLC | $288.7K | 14,028 | 0.03% | new | NEW |
| Perigon Wealth Management, LLC | $276.4K | 13,372 | 0.00% | 2q | HELD |
| Prospera Financial Services Inc | $268.1K | 12,973 | 0.00% | 3q | +1.1%+$2.9K |
| Integrated Wealth Concepts LLC | $254.2K | 12,300 | 0.00% | new | NEW |
| DAVENPORT & Co LLC | $244.9K | 11,849 | 0.00% | new | NEW |
| OneAscent Wealth Management LLC | $244.0K | 11,805 | 0.07% | 2q | -13.6%-$38.5K |
| Embree Financial Group | $241.1K | 11,663 | 0.02% | 3q | HELD |
| INDEPENDENT FINANCIAL GROUP, LLC | $208.7K | 10,098 | 0.00% | new | NEW |
| UBS Group AG | $206.1K | 9,969 | 0.00% | 2q | +796.5%+$183.1K |
| Medallion Wealth Advisors, LLC | $203.6K | 9,850 | 0.06% | 5q | HELD |
| Larson Financial Group LLC | $125.1K | 6,050 | 0.00% | 5q | HELD |
| Noble Wealth Management PBC | $98.2K | 4,750 | 0.04% | new | NEW |
| Arax Advisory Partners | $66.3K | 3,206 | 0.00% | 2q | +8.1%+$5.0K |
| N.E.W. Advisory Services LLC | $49.8K | 2,408 | 0.00% | 5q | HELD |
| Torren Management, LLC | $39.5K | 1,913 | 0.02% | 2q | +1.4% |
| PRIVATE TRUST CO NA | $33.8K | 1,635 | 0.00% | 2q | HELD |
| IFP Advisors, Inc | $32.9K | 1,594 | 0.00% | 4q | -8.8%-$3.2K |
| AMERIFLEX GROUP, INC. | $31.5K | 1,522 | 0.01% | 3q | -0.6% |
| Raleigh Capital Management Inc. | $30.1K | 1,454 | 0.01% | 2q | +1.4% |
| Global Retirement Partners, LLC | $24.4K | 1,182 | 0.00% | new | NEW |
| LFA - Lugano Financial Advisors SA | $21.4K | 1,034 | 0.01% | new | NEW |
| FIFTH THIRD BANCORP | $20.3K | 980 | 0.00% | 2q | +114.0%+$10.8K |
| JONES FINANCIAL COMPANIES LLLP | $11.4K | 551 | 0.00% | new | NEW |
| Triumph Capital Management | $10.3K | 500 | 0.00% | 3q | HELD |
| AE Wealth Management LLC | $5.1K | 246 | 0.00% | 2q | +748.3%+$4.5K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.4K | 68 | 0.00% | 2q | -93.5%-$20.3K |
| Silver Grove Financial Group, Inc. | $723 | 35 | 0.00% | new | NEW |
| Capital Investment Advisory Services, LLC | $455 | 22 | 0.00% | 2q | +22.2% |
| Smartleaf Asset Management LLC | $186 | 9 | 0.00% | 2q | HELD |
| Rockefeller Capital Management L.P. | $28 | 1 | 0.00% | new | NEW |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-14 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 14.3% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 40 | $131.1M | 6,579,097 | 4 | 19 | 12 | 0.0% |
| Q2 2026 | 96 | $379.3M | 18,348,920 | 22 | 53 | 11 | 0.0% |
| Q1 2026 | 80 | $262.5M | 12,716,325 | 35 | 33 | 7 | 0.0% |
| Q4 2025 | 48 | $89.1M | 4,283,660 | 20 | 21 | 5 | 0.0% |
| Q3 2025 | 29 | $41.4M | 1,996,759 | 15 | 11 | 1 | 0.0% |
| Q2 2025 | 15 | $6.2M | 301,325 | 11 | 3 | 1 | 0.0% |
| Q1 2025 | 9 | $8.7M | 426,539 | 2 | 1 | 5 | 0.0% |
| Q4 2024 | 9 | $14.3M | 709,234 | 0 | 2 | 3 | 0.0% |
| Q3 2024 | 9 | $17.6M | 818,380 | 2 | 2 | 1 | 0.0% |
| Q2 2024 | 7 | $15.9M | 787,672 | 2 | 1 | 2 | 0.0% |
| Q1 2024 | 5 | $15.1M | 742,164 | 5 | 0 | 0 | 0.0% |
| Q4 2023 | 1 | $1.5K | 115,000 | 0 | 0 | 0 | 0.0% |
| Q3 2023 | 1 | $1.5K | 115,000 | 0 | 0 | 0 | 0.0% |
| Q2 2023 | 1 | $1.5K | 115,000 | 0 | 0 | 0 | 0.0% |
| Q1 2023 | 1 | $1.5K | 115,000 | 0 | 0 | 0 | 0.0% |
| Q4 2022 | 1 | $1.5K | 115,000 | 0 | 0 | 0 | 0.0% |
| Q3 2022 | 1 | $1.0K | 115,000 | 0 | 0 | 0 | 0.0% |
| Q2 2022 | 1 | $1.0K | 115,000 | 0 | 0 | 0 | 0.0% |
| Q1 2022 | 1 | $1.0K | 115,000 | 0 | 0 | 0 | 0.0% |
| Q4 2021 | 1 | $1.0K | 115,000 | 0 | 0 | 0 | 0.0% |
| Q3 2021 | 1 | $1.0K | 115,000 | 1 | 0 | 0 | 0.0% |