DaveManuel.com · Institutional Ownership · Who Owns It
ALPS ETF TR (SDOG)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
171
Reporting holders
$462.1M
Reported value
0.0%
Calls
0.0%
Puts
+7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | $113.9M | 1,669,171 | 0.01% | 31q | -2.2%-$2.6M |
| MORGAN STANLEY | $71.3M | 1,044,484 | 0.00% | 35q | HELD |
| WELLS FARGO & COMPANY/MN | $42.3M | 620,757 | 0.01% | 31q | -2.3%-$1.0M |
| RAYMOND JAMES FINANCIAL INC | $22.1M | 324,450 | 0.01% | 7q | +2.1%+$465.8K |
| LPL Financial LLC | $20.6M | 301,972 | 0.00% | 31q | +9.1%+$1.7M |
| UBS Group AG | $18.5M | 271,571 | 0.00% | 31q | -2.7%-$507.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $12.9M | 189,116 | 0.02% | 31q | -1.4%-$179.7K |
| ROYAL BANK OF CANADA | $10.7M | 156,619 | 0.00% | 31q | +0.6%+$66.2K |
| GOLDMAN SACHS GROUP INC | $9.5M | 138,549 | 0.00% | 10q | +82.9%+$4.3M |
| Del-Sette Capital Management, LLC | $7.4M | 108,553 | 4.32% | 19q | -61.4%-$11.8M |
| Janney Montgomery Scott LLC | $6.8M | 99,222 | 0.01% | 31q | HELD |
| Capital Investment Counsel, LLC | $6.4M | 94,096 | 0.79% | 11q | +1.4%+$85.8K |
| Dynamic Advisor Solutions LLC | $5.0M | 72,999 | 0.14% | 11q | HELD |
| MTM FINANCIAL GROUP, LLC | $4.8M | 70,129 | 2.05% | 18q | -4.2%-$210.1K |
| STIFEL FINANCIAL CORP | $4.4M | 64,665 | 0.00% | 31q | HELD |
| AMERIPRISE FINANCIAL INC | $4.3M | 63,271 | 0.00% | 31q | +3.5%+$145.8K |
| IFP Advisors, Inc | $4.2M | 61,107 | 0.08% | 5q | +3.9%+$158.1K |
| Cambridge Investment Research Advisors, Inc. | $3.7M | 53,874 | 0.00% | 31q | +149.0%+$2.2M |
| Rockefeller Capital Management L.P. | $3.5M | 51,633 | 0.01% | 26q | -0.7%-$25.4K |
| Sanctuary Advisors, LLC | $3.3M | 47,782 | 0.02% | 9q | -1.0%-$33.1K |
| Meridian Wealth Management, LLC | $3.2M | 46,505 | 0.10% | 9q | -1.3%-$43.0K |
| Cetera Investment Advisers | $3.1M | 45,521 | 0.00% | 17q | +0.7%+$21.2K |
| JPL Wealth Management, LLC | $3.0M | 44,643 | 0.60% | 10q | -2.4%-$74.3K |
| Integrated Wealth Concepts LLC | $3.0M | 44,256 | 0.02% | 30q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $3.0M | 43,185 | 0.00% | 8q | +8.6%+$237.9K |
| OSAIC HOLDINGS, INC. | $2.8M | 41,570 | 0.00% | 26q | +1.9%+$53.2K |
| AQR CAPITAL MANAGEMENT LLC | $2.6M | 38,773 | 0.00% | 2q | HELD |
| Joseph P. Lucia & Associates, LLC | $2.5M | 37,026 | 0.76% | 30q | -0.6%-$14.5K |
| MONEY CONCEPTS CAPITAL CORP | $2.4M | 35,174 | 0.11% | 18q | -1.3%-$32.3K |
| TMB Capital Partners, LLC | $2.3M | 33,031 | 0.70% | 3q | HELD |
| Kestra Advisory Services, LLC | $2.1M | 30,644 | 0.01% | 11q | -5.1%-$113.0K |
| Sage Capital Management, LLC | $1.9M | 28,381 | 0.76% | 11q | -2.1%-$40.6K |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $1.7M | 25,535 | 0.01% | 31q | -7.0%-$131.9K |
| Federation des caisses Desjardins du Quebec | $1.7M | 25,543 | 0.01% | 38q | -0.7%-$11.6K |
| Steward Partners Investment Advisory, LLC | $1.7M | 25,499 | 0.01% | 31q | -1.3%-$23.1K |
| &PARTNERS | $1.6M | 23,808 | 0.01% | 5q | -3.7%-$62.4K |
| Mariner, LLC | $1.6M | 23,549 | 0.00% | 18q | +67.0%+$644.5K |
| MML INVESTORS SERVICES, LLC | $1.6M | 23,130 | 0.00% | 31q | +19.0%+$252.0K |
| Summit Financial, LLC | $1.4M | 21,211 | 0.02% | 6q | -1.6%-$22.8K |
| Cypress Wealth Services, LLC | $1.3M | 18,849 | 0.16% | 22q | +0.6%+$8.3K |
| Apollon Wealth Management, LLC | $1.3M | 18,449 | 0.02% | 22q | -11.4%-$161.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.2M | 17,848 | 0.00% | 3q | -17.8%-$262.9K |
| CITADEL ADVISORS LLC | $1.2M | 17,650 | 0.00% | 6q | +67.2%+$483.9K |
| Prospera Financial Services Inc | $1.1M | 16,798 | 0.02% | 16q | -8.1%-$101.3K |
| HighTower Advisors, LLC | $1.1M | 16,189 | 0.00% | 31q | -2.4%-$26.9K |
| Baird Financial Group, Inc. | $1.1M | 15,585 | 0.00% | 22q | HELD |
| Summit Financial Wealth Advisors, LLC | $1.0M | 15,225 | 0.13% | 9q | +3.9%+$39.4K |
| Concurrent Investment Advisors, LLC | $1.0M | 14,860 | 0.01% | 5q | -3.3%-$34.1K |
| FMR LLC | $976.2K | 14,309 | 0.00% | 30q | +3.8%+$35.5K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $942.7K | 13,435 | 0.00% | 12q | -62.3%-$1.6M |
| CAHILL FINANCIAL ADVISORS INC | $877.0K | 12,856 | 0.08% | 31q | -20.5%-$225.8K |
| Madden Advisory Services, Inc. | $866.9K | 12,706 | 0.31% | 31q | -1.7%-$14.6K |
| NewEdge Advisors, LLC | $861.0K | 12,621 | 0.00% | 10q | -42.9%-$647.6K |
| BKM Wealth Management, LLC | $781.5K | 11,455 | 0.28% | 11q | -5.2%-$43.0K |
| HARBOUR INVESTMENTS, INC. | $746.2K | 10,938 | 0.01% | 21q | +11.1%+$74.4K |
| Capstone Wealth Management Group, Inc. | $670.3K | 9,825 | 0.40% | new | FIRST |
| Creative Planning | $662.8K | 9,716 | 0.00% | 27q | +9.6%+$58.2K |
| ENVESTNET ASSET MANAGEMENT INC | $628.5K | 9,213 | 0.00% | 31q | -15.1%-$111.5K |
| Focus Partners Wealth | $625.8K | 9,326 | 0.00% | 3q | +7.3%+$42.8K |
| SWEENEY & MICHEL, LLC | $584.5K | 8,089 | 0.15% | 12q | +0.9%+$5.1K |
| FIFTH THIRD BANCORP | $568.4K | 8,332 | 0.00% | 2q | +19.8%+$94.0K |
| J.W. COLE ADVISORS, INC. | $566.4K | 8,302 | 0.01% | 13q | +2.3%+$12.8K |
| D.A. DAVIDSON & CO. | $565.0K | 8,282 | 0.00% | 31q | +1.2%+$6.8K |
| Arkadios Wealth Advisors | $564.3K | 8,272 | 0.01% | 2q | HELD |
| Wealthcare Capital Partners, LLC | $564.3K | 8,272 | 0.23% | 7q | HELD |
| Strategic Financial Concepts, LLC | $558.0K | 8,180 | 0.17% | 2q | -1.5%-$8.4K |
| Thrivent Financial for Lutherans | $556.0K | 8,152 | 0.00% | 5q | -4.4%-$25.4K |
| Private Advisor Group, LLC | $522.5K | 7,660 | 0.00% | 31q | HELD |
| Keystone Financial Group | $520.6K | 7,632 | 0.03% | 8q | HELD |
| Parvin Asset Management, LLC | $513.1K | 7,521 | 0.40% | 7q | HELD |
| TRUIST FINANCIAL CORP | $503.3K | 7,378 | 0.00% | 27q | HELD |
| Tradition Wealth Management, LLC | $502.3K | 7,363 | 0.03% | 23q | -3.2%-$16.4K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $495.4K | 7,262 | 0.02% | 16q | HELD |
| CATHY PARETO & ASSOCIATES, INC | $492.2K | 7,214 | 0.29% | 7q | +8.6%+$38.8K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $483.7K | 7,090 | 0.01% | 10q | HELD |
| Pinnacle Bancorp, Inc. | $457.1K | 6,700 | 0.12% | 24q | HELD |
| PFG Investments, LLC | $454.7K | 6,665 | 0.02% | 14q | -3.6%-$16.9K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $428.5K | 6,281 | 0.00% | 31q | -10.0%-$47.7K |
| FLOW TRADERS U.S. LLC | $421.0K | 6,175 | 0.02% | new | NEW |
| Allied Private Wealth LLC | $414.0K | 5,974 | 0.27% | new | FIRST |
| Diversify Advisory Services, LLC | $386.2K | 5,349 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $386.2K | 5,349 | 0.01% | 2q | HELD |
| Allworth Financial LP | $382.1K | 5,601 | 0.00% | 31q | +11.6%+$39.6K |
| TCFG Investment Advisors, LLC | $363.8K | 5,333 | 0.12% | 2q | HELD |
| Wealthcare Advisory Partners LLC | $362.1K | 5,308 | 0.01% | 27q | +5.1%+$17.5K |
| Beacon Pointe Advisors, LLC | $359.6K | 5,271 | 0.00% | 31q | -3.8%-$14.4K |
| Commonwealth Financial Services, LLC | $352.7K | 5,170 | 0.05% | 12q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $351.5K | 5,152 | 0.00% | 31q | HELD |
| Waverly Advisors, LLC | $344.4K | 5,049 | 0.00% | 10q | +1.8%+$5.9K |
| Lido Advisors, LLC | $329.4K | 4,828 | 0.00% | 11q | HELD |
| Dana Investment Advisors, Inc. | $321.5K | 4,712 | 0.01% | 25q | HELD |
| OPPENHEIMER & CO INC | $320.0K | 4,691 | 0.00% | 6q | +29.5%+$72.9K |
| First Heartland Consultants, Inc. | $317.6K | 4,655 | 0.02% | 10q | HELD |
| Kachkovsky & Fisher, Inc. | $315.1K | 4,619 | 0.30% | new | FIRST |
| Hudock, Inc. | $292.4K | 4,285 | 0.04% | 31q | HELD |
| Tyche Wealth Partners LLC | $288.2K | 4,225 | 0.04% | 11q | HELD |
| PRIVATE TRUST CO NA | $284.1K | 4,165 | 0.02% | 17q | HELD |
| CENTRAL VALLEY ADVISORS, LLC | $277.1K | 4,062 | 0.07% | 11q | -11.6%-$36.4K |
| MKT Advisors LLC | $274.8K | 3,925 | 0.09% | 18q | HELD |
| THOMPSON INVESTMENT MANAGEMENT, INC. | $261.2K | 3,829 | 0.03% | 14q | HELD |
Showing the largest 100 of 171 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 54 | $47.1M | 689,477 | 3 | 15 | 10 | 0.0% |
| Q2 2026 | 171 | $462.1M | 6,771,629 | 18 | 38 | 49 | 0.0% |
| Q1 2026 | 164 | $448.5M | 6,897,096 | 18 | 50 | 35 | 0.0% |
| Q4 2025 | 162 | $412.3M | 6,814,518 | 19 | 36 | 42 | 0.0% |
| Q3 2025 | 147 | $374.3M | 6,215,865 | 5 | 33 | 52 | 0.0% |
| Q2 2025 | 155 | $377.4M | 6,562,939 | 14 | 41 | 39 | 0.0% |
| Q1 2025 | 153 | $383.3M | 6,599,503 | 14 | 42 | 40 | 0.0% |
| Q4 2024 | 156 | $364.1M | 6,441,371 | 11 | 34 | 45 | 0.0% |
| Q3 2024 | 147 | $393.3M | 6,448,453 | 9 | 32 | 46 | 3.3% |
| Q2 2024 | 145 | $363.1M | 7,178,985 | 13 | 33 | 46 | 0.1% |
| Q1 2024 | 143 | $504.9M | 9,348,857 | 14 | 33 | 48 | 0.1% |
| Q4 2023 | 137 | $441.1M | 8,599,439 | 14 | 29 | 46 | 0.1% |
| Q3 2023 | 130 | $368.6M | 7,830,543 | 10 | 31 | 41 | 0.0% |
| Q2 2023 | 139 | $409.6M | 8,197,318 | 10 | 30 | 45 | 0.0% |
| Q1 2023 | 147 | $457.0M | 8,957,891 | 15 | 39 | 32 | 0.0% |
| Q4 2022 | 148 | $448.9M | 8,727,122 | 21 | 36 | 43 | 0.0% |
| Q3 2022 | 135 | $1.0B | 22,369,418 | 11 | 46 | 25 | 0.0% |
| Q2 2022 | 140 | $1.1B | 22,809,979 | 16 | 42 | 27 | 0.0% |
| Q1 2022 | 138 | $1.4B | 26,170,685 | 15 | 39 | 27 | 0.0% |
| Q4 2021 | 132 | $1.3B | 24,076,212 | 7 | 33 | 33 | 0.0% |
| Q3 2021 | 129 | $979.1M | 19,162,048 | 10 | 34 | 35 | 0.0% |
| Q2 2021 | 130 | $1.1B | 21,174,792 | 16 | 41 | 38 | 0.0% |
| Q1 2021 | 124 | $633.9M | 12,315,845 | 17 | 35 | 36 | 0.0% |
| Q4 2020 | 117 | $522.1M | 11,695,085 | 17 | 24 | 41 | 0.0% |
| Q3 2020 | 107 | $1.6B | 43,535,146 | 8 | 21 | 49 | 0.0% |
| Q2 2020 | 109 | $2.0B | 55,260,969 | 12 | 17 | 56 | 0.0% |
| Q1 2020 | 115 | $2.7B | 86,519,520 | 13 | 23 | 54 | 0.0% |
| Q4 2019 | 148 | $4.2B | 89,189,704 | 14 | 40 | 48 | 0.0% |
| Q3 2019 | 145 | $4.1B | 93,442,763 | 7 | 39 | 59 | 0.0% |
| Q2 2019 | 148 | $4.2B | 96,859,948 | 12 | 34 | 58 | 0.0% |
| Q1 2019 | 155 | $4.0B | 92,862,145 | 17 | 43 | 51 | 0.0% |
| Q4 2018 | 155 | $3.0B | 76,421,849 | 3 | 3 | 5 | 0.0% |